STOCK TITAN

GAIA (GAIA) director granted 1,151 Class A shares in latest Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland received a grant of 1,151 shares of Class A Common Stock. The shares were awarded at a price of $2.33 per share and represent a compensation-related acquisition, not an open-market purchase. Following this grant, Sutherland directly holds 348,724 shares of GAIA Class A Common Stock.

Positive

  • None.

Negative

  • None.
Insider Sutherland Paul Howard
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,151 $2.33 $3K
Holdings After Transaction: Class A Common Stock — 348,724 shares (Direct, null)
Footnotes (1)
Shares granted 1,151 shares Compensation-related grant of Class A Common Stock
Grant price per share $2.33 per share Reported price for the 1,151-share award
Shares held after transaction 348,724 shares Direct holdings after the grant
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sutherland Paul Howard

(Last)(First)(Middle)
833 W. SOUTH BOULDER ROAD

(Street)
LOUISVILLE COLORADO 80027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock05/27/2026A1,151A$2.33348,724D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Purchase of 1,151 shares of class A common stock.
/s/ Ned Preston Attorney-in-Fact for Paul Sutherland05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GAIA (GAIA) report for Paul Howard Sutherland?

GAIA reported that director Paul Howard Sutherland received a grant of 1,151 shares of Class A Common Stock. The grant is categorized as a compensation-related award rather than an open-market purchase, and it increased his directly held position in GAIA shares.

How many GAIA (GAIA) shares did Paul Howard Sutherland hold after the latest grant?

After the grant, Paul Howard Sutherland directly held 348,724 shares of GAIA Class A Common Stock. This figure reflects his updated ownership position as reported in the Form 4, incorporating the 1,151-share compensation award on the reported transaction date.

Was the recent GAIA (GAIA) insider transaction an open-market buy or a grant?

The recent insider transaction for GAIA was a grant, not an open-market buy. It is coded as a “Grant, award, or other acquisition,” indicating compensation-related issuance of 1,151 shares of Class A Common Stock to director Paul Howard Sutherland.

What price per share was used for the GAIA (GAIA) stock grant to Paul Howard Sutherland?

The stock grant to Paul Howard Sutherland used a price of $2.33 per GAIA Class A Common share. This price is the reported value for the 1,151-share compensation award and is used for reporting purposes in the Form 4 insider filing.

Does the GAIA (GAIA) Form 4 show any insider share sales by Paul Howard Sutherland?

The Form 4 does not show any insider sales by Paul Howard Sutherland in this transaction. It only reports a compensation-related grant of 1,151 GAIA Class A Common shares, which increased his direct holdings to 348,724 shares after the award.