GAIA, INC (GAIA) director receives 70,750-share stock award at $1.22

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland reported an acquisition of 70,750 shares of Class A Common Stock on 2026-08-13. The transaction is coded as a grant or award acquisition at a reported price of $1.2166 per share, bringing his directly held stake to 431,073 shares after the transaction.

Insider Trade Summary

Net Buyer: 70,750 shares

Net Buy 1 txn

Insider Sutherland Paul Howard

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	70,750	$1.2166	$86K

Holdings After Transaction: Class A Common Stock — 431,073 shares (Direct)

Key Figures

Shares acquired: 70,750 shares Transaction price per share: $1.2166 per share Shares held after transaction: 431,073 shares +1 more

4 metrics

Shares acquired 70,750 shares Grant or award acquisition of Class A Common Stock on 2026-08-13

Transaction price per share $1.2166 per share Reported price for the 70,750-share grant or award acquisition

Shares held after transaction 431,073 shares Total direct holdings of Paul Howard Sutherland after the acquisition

Number of acquire-type transactions 1 Single reported grant or award acquisition of non-derivative stock

Key Terms

Class A Common Stock, grant/award acquisition, transaction code "A"

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

grant/award acquisition financial

"transaction_action: "grant/award acquisition""

transaction code "A" regulatory

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

What insider transaction did GAIA (GAIA) disclose in this Form 4?

GAIA, INC disclosed that director Paul Howard Sutherland acquired 70,750 shares of Class A Common Stock on 2026-08-13, reported as a grant or award acquisition rather than an open-market trade.

At what price were the GAIA (GAIA) shares acquired by the director?

The reported acquisition price for the 70,750 GAIA Class A Common shares was $1.2166 per share. This figure is presented as a per-share transaction price for the grant or award acquisition.

How many GAIA (GAIA) shares does Paul Howard Sutherland hold after this transaction?

Following the reported grant or award acquisition, Paul Howard Sutherland directly holds 431,073 shares of GAIA Class A Common Stock. This post-transaction total includes the newly acquired 70,750 shares disclosed in the filing.

What transaction code was used for the GAIA (GAIA) insider acquisition?

The acquisition of GAIA shares by Paul Howard Sutherland was reported with transaction code "A", described as a grant, award, or other acquisition of Class A Common Stock, not a standard open-market purchase or sale.

Is the GAIA (GAIA) insider transaction part of a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming plan use. The transaction is reported simply as a grant or award acquisition, without additional plan-related footnote detail in the data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/14/2026 - 09:15 AM Accepted by SEC EDGAR 08/14/2026 - 09:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/13/2026		A		70,750	A	$1.2166	431,073	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 70,750 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	08/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)