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Gladstone Invt Corp SEC Filings

GAIN NASDAQ

Gladstone Investment Corporation filings document the disclosure record of a business development company investing in secured debt and equity of lower-middle-market U.S. businesses. Its reports and current-event filings cover operating results, net asset value, portfolio investment activity, distributions, risk factors, and the economics of its closed-end investment structure.

Recent filings also record material agreements, underwriting arrangements, supplemental indentures, listed note issuances, redemptions, and exchange registration matters for the company’s common stock and multiple note classes. Governance disclosures include executive transition reporting, board oversight matters, shareholder voting topics, and capital-structure updates involving Gladstone Management Corporation and related service arrangements.

Rhea-AI Summary

Gladstone Investment Corporation reported that it has released its financial results for the first fiscal quarter ended June 30, 2025. The company issued a press release on August 12, 2025 to provide details on its operating performance and financial condition for this period.

The company’s common stock trades on Nasdaq under the symbol GAIN, alongside several series of publicly traded notes due between 2026 and 2030. The press release is provided as an exhibit to this report so investors and analysts can review the full quarterly results and commentary from management.

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Rhea-AI Summary

Gladstone Investment Corporation reported mixed quarterly results with portfolio growth but pressure on income and net asset value. Total assets were $1.054 billion and investments at fair value rose to $1.037 billion, while net assets declined to $485.3 million, producing a net asset value of $12.99 per share compared with $13.55 at the prior quarter end.

The company generated $9.09 million of net investment income ($0.25 per share), down from $12.41 million a year earlier, and reported a $7.77 million net increase from operations after a $1.316 million net unrealized depreciation. Management paid total distributions of $28.79 million, including $18.66 million funded from net realized gains ($0.51 per share).

Leverage increased with total borrowings of $518.6 million (including a $62.3 million draw on the line of credit). Credit metrics show $90.3 million of loans on non-accrual at cost (12.6% of debt cost basis) with a $51.7 million fair value. New investments included Smart Chemical Solutions ($49.5 million) and Sun State Nursery ($12.8 million), and PSI Molded debt was restructured into preferred equity.

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FAQ

How many Gladstone Invt (GAIN) SEC filings are available on StockTitan?

StockTitan tracks 24 SEC filings for Gladstone Invt (GAIN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Gladstone Invt (GAIN)?

The most recent SEC filing for Gladstone Invt (GAIN) was filed on August 12, 2025.