GATX insider gifts 6,472 shares to family trust

GATX’s senior vice president of operations shifted 6,472 shares into a family trust as a gift, retaining beneficial ownership but changing the form of his holdings.

Rhea-AI Filing Summary

GATX CORP (GATX) reported that senior vice president of operations Geoffrey Phillips transferred 6,472 shares of common stock on September 3, 2026 as a bona fide gift to the Geoffrey D Phillips Living Trust U/A DTD 06/18/2021 for no consideration. After the transfer, he holds 1 share directly and remains the beneficial owner of the 6,472 shares held indirectly through the trust, where he is trustee and his immediate family are the sole beneficiaries. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

6,472 shares gifted

Gift 2 txns

Insider Phillips Geoffrey

Role Sr. VP, Operations

Type	Security	Shares	Price	Value
Gift	Common Stock F1	6,472	$0.00	$0.00
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 1 shares (Direct); Common Stock — 6,472 shares (Indirect, By Geoffrey D Phillips Living Trust U/A DTD 06/18/2021)

Footnotes (1)

1. F1. On September 3, 2026, the reporting person transferred 6,472 shares of GATX common stock to the Geoffrey D Phillips Living Trust U/A DTD 06/18/2021 for no consideration. The reporting person is the trustee of the trust, and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

Key Figures

Shares gifted: 6,472 shares Direct holdings after transaction: 1 share Indirect holdings after transaction: 6,472 shares +2 more

5 metrics

Shares gifted 6,472 shares Bona fide gift transfer on September 3, 2026 to a family trust

Direct holdings after transaction 1 share Common stock held directly by Geoffrey Phillips following the gift

Indirect holdings after transaction 6,472 shares Common stock held indirectly via Geoffrey D Phillips Living Trust

Transaction price per share $0.00 Gift transfer reported for no consideration

Transaction date September 3, 2026 Date of bona fide gift transfer to the living trust

Key Terms

bona fide gift, beneficial owner, indirect ownership, Living Trust U/A

4 terms

bona fide gift regulatory

"transaction code description states the transfer was a bona fide gift"

A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

beneficial owner regulatory

"footnote explains the reporting person remains the beneficial owner"

A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.

indirect ownership financial

"shares are held by the Geoffrey D Phillips Living Trust as indirect ownership"

Living Trust U/A technical

"ownership noted as Geoffrey D Phillips Living Trust U/A DTD 06/18/2021"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GATX (GATX) report for Geoffrey Phillips on September 3, 2026?

GATX reported that Geoffrey Phillips made a bona fide gift transfer of 6,472 shares of GATX common stock on September 3, 2026 to the Geoffrey D Phillips Living Trust for no consideration.

How many GATX (GATX) shares did Geoffrey Phillips transfer and to whom?

Geoffrey Phillips transferred 6,472 shares of GATX common stock to the Geoffrey D Phillips Living Trust U/A DTD 06/18/2021 as a gift, with no consideration received.

What are Geoffrey Phillips’ GATX (GATX) holdings after this Form 4 transaction?

After the transaction, Geoffrey Phillips holds 1 share directly and remains the beneficial owner of 6,472 shares held indirectly by the Geoffrey D Phillips Living Trust, where he serves as trustee.

Does Geoffrey Phillips remain the beneficial owner of the gifted GATX (GATX) shares?

Yes. The filing states that Phillips is trustee of the Geoffrey D Phillips Living Trust, his immediate family are the sole beneficiaries, and he remains the beneficial owner of the 6,472 shares held by the trust.

Was the GATX (GATX) insider gift under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and no Rule 10b5-1 trading plan is reported for this gift transaction.

What consideration was received for the transferred GATX (GATX) shares?

The footnote states that the 6,472 GATX shares were transferred to the Geoffrey D Phillips Living Trust for no consideration, characterizing the move as a bona fide gift rather than a sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 01:43 PM EDT Accepted by SEC EDGAR 09/04/2026 - 01:43 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips Geoffrey

(Last) (First) (Middle)

233 S WACKER DRIVE

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. VP, Operations

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		G		6,472	D	$0.00	1	D(1)
Common Stock								6,472	I(1)	By Geoffrey D Phillips Living Trust U/A DTD 06/18/2021

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On September 3, 2026, the reporting person transferred 6,472 shares of GATX common stock to the Geoffrey D Phillips Living Trust U/A DTD 06/18/2021 for no consideration. The reporting person is the trustee of the trust, and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust.

Remarks:

	Lisa M. Ibarra, by Power of Attorney on behalf of Geoffrey Phillips	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)