GATX director granted 731 RSUs in equity retainer

GATX CORP director Shelley J. Bausch received an equity grant of 731 restricted stock units (RSUs) of common stock as part of her annual equity retainer.

Rhea-AI Filing Summary

GATX CORP director Shelley J. Bausch received an equity grant of 731 restricted stock units (RSUs) of common stock as part of her annual equity retainer. The award is a compensation grant, not an open-market purchase, and carries no cash exercise price.

Each RSU represents the right to receive one share of GATX common stock, vesting in full on the date of the first annual shareholder meeting at which directors are elected following the grant date, subject to her continued board service. After this grant, she holds 4,037 shares directly, and she has elected to defer receipt of the shares issuable upon RSU settlement under the GATX Directors' Voluntary Deferred Fee Plan.

Insider Trade Summary

Grant/Award: 731 shares

Grant/Award 1 txn

Insider Bausch Shelley J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	731	$0.00	$0.00

Holdings After Transaction: Common Stock — 4,037 shares (Direct)

Footnotes (1)

1. F1. Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

Key Figures

RSU grant size: 731 RSUs Total shares after transaction: 4,037 shares Grant price per share: $0.0000 per share

3 metrics

RSU grant size 731 RSUs Annual equity retainer grant on 2026-04-24

Total shares after transaction 4,037 shares Direct holdings following RSU grant

Grant price per share $0.0000 per share Compensation award, no cash paid by director

Key Terms

restricted stock units, annual equity retainer, vest in full, Directors' Voluntary Deferred Fee Plan

4 terms

restricted stock units financial

"issued as restricted stock units ("RSUs") that will be settled in shares"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

annual equity retainer financial

"Represents the Reporting Person's annual equity retainer, which is issued as"

vest in full financial

"The RSUs will vest in full on the date of the first annual meeting"

Directors' Voluntary Deferred Fee Plan financial

"under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did GATX (GATX) director Shelley J. Bausch report in this Form 4 filing?

Shelley J. Bausch reported receiving a grant of 731 restricted stock units as part of her annual equity retainer. These RSUs are compensation and not an open-market stock purchase, and they will be settled in GATX common shares once vesting and deferral conditions are satisfied.

How many GATX (GATX) shares does Shelley J. Bausch hold after this RSU grant?

Following the reported RSU grant, Shelley J. Bausch is shown holding 4,037 shares of GATX common stock directly. This figure reflects her position after the acquisition of 731 RSUs recorded in the filing, giving context to the relative scale of this compensation award.

Is the 731-share grant to GATX (GATX) director Shelley J. Bausch a market purchase or a compensation award?

The 731 shares are a compensation-related equity grant, reported as restricted stock units issued as an annual equity retainer. The Form 4 identifies the transaction with code A, meaning a grant or award, not an open-market buying transaction by the director in the public market.

When do Shelley J. Bausch’s GATX (GATX) RSUs from this grant vest?

The RSUs vest in full on the date of the first annual meeting of GATX shareholders at which directors are elected after the grant date. Vesting is conditioned on Shelley J. Bausch’s continued service as a director through that shareholder meeting date, according to the footnote disclosure.

What does it mean that Shelley J. Bausch deferred receipt of GATX (GATX) RSU shares?

Deferring receipt means she chose to postpone delivery of the shares issuable upon RSU settlement under GATX’s Directors' Voluntary Deferred Fee Plan. The RSUs will still vest as described, but actual share delivery to her account occurs later, according to the plan’s deferral terms.

Does the GATX (GATX) Form 4 indicate any insider stock sales by Shelley J. Bausch?

No insider stock sales are reported in this Form 4. The filing shows only an acquisition via a grant of 731 restricted stock units, coded as a grant or award, with no entries indicating dispositions, open-market sales, or tax-withholding related share transfers on the reported date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/28/2026 - 02:47 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bausch Shelley J

(Last) (First) (Middle)

C/O 233 S. WACKER DR.

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GATX CORP [ GATX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	04/24/2026		A		731	A	$0.00	4,037	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the Reporting Person's annual equity retainer, which is issued as restricted stock units ("RSUs") that will be settled in shares of the Issuer's common stock. Each RSU represents the right to receive one share of common stock. The RSUs will vest in full on the date of the first annual meeting of shareholders of the Company at which directors are elected following the Grant Date, subject to the Reporting Person's continued service through such date. The Reporting Person elected to defer receipt of the shares of common stock issuable upon settlement of the RSUs under the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan.

Remarks:

	Lisa M. Ibarra, by Power of Attorney on behalf of Shelley J. Bausch	04/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)