STOCK TITAN

[Form 4] GBank Financial Holdings Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Finley Alfred Lee, a director and reported >10% owner of GBank Financial Holdings Inc. (GBFH), filed a Form 4 disclosing insider transactions. On 10/01/2025 Mr. Lee received 141 shares of common stock under the director compensation plan at a reported price of $39.92. The filing also lists a 1,540,000 share disposition line, and reports 99,877 shares held indirectly by ALF Operating Partners, Ltd.. The filer updated balances to reflect 4,340 previously reported unvested restricted shares and notes joint ownership of certain shares with his spouse, Susan Finley. The filing is signed by an attorney-in-fact on 10/03/2025.

Finley Alfred Lee, un direttore e segnalato >10% proprietario di GBank Financial Holdings Inc. (GBFH), ha presentato un modulo Form 4 divulgando operazioni di insider. Il 10/01/2025, il signor Lee ha ricevuto 141 azioni ordinarie nell'ambito del piano di compensazione per i direttori a un prezzo riportato di $39.92. La documentazione elenca anche una riga di disposizione di 1.540.000 azioni e riporta che 99.877 azioni sono detenute indirettamente da ALF Operating Partners, Ltd.. Il depositante ha aggiornato i saldi per riflettere 4.340 azioni non vestite precedentemente riportate e segnala la proprietà congiunta di alcune azioni con sua moglie, Susan Finley. La dichiarazione è firmata da un procuratore / mandatario il 10/03/2025.

Finley Alfred Lee, un director y titular de más del 10% de GBank Financial Holdings Inc. (GBFH), presentó un Form 4 divulgando transacciones de insiders. El 01/10/2025, el señor Lee recibió 141 acciones comunes bajo el plan de compensación de directores a un precio reportado de $39,92. El filing también lista una línea de disposición de 1.540.000 acciones, y reporta 99.877 acciones poseídas indirectamente por ALF Operating Partners, Ltd.. El presentante actualizó saldos para reflejar 4.340 acciones restringidas no vestidas previamente reportadas y señala la propiedad conjunta de ciertas acciones con su cónyuge, Susan Finley. El filing está firmado por un apoderado el 03/10/2025.

Finley Alfred Lee, GBank Financial Holdings Inc. (GBFH)의 이사이자 지분 >10% 보유자로 보도되며, 내부자 거래를 공개하는 Form 4를 제출했습니다. 2025년 10월 1일에 Lee 씨는 이사 보상 계획에 따라 보통주 141주를 수령했고 보고된 가격은 $39.92였습니다. 제출서는 또한 1,540,000주 처분 항목을 나열하고 ALF Operating Partners, Ltd.가 간접적으로 보유한 99,877주를 보고합니다. 제출자는 이전에 보고된 미 vest된 4,340주를 반영하도록 잔액을 업데이트했고 그의 배우자 Susan Finley와 일부 주식의 공동 소유를 기재합니다. 제출서는 2025년 10월 3일에 대리인에 의해 서명되었습니다.

Finley Alfred Lee, directeur et détenteur déclaré de plus de 10% de GBank Financial Holdings Inc. (GBFH), a déposé un Form 4 divulguant des transactions d'initiés. Le 01/10/2025, M. Lee a reçu 141 actions ordinaires dans le cadre du plan de rémunération des administrateurs à un prix déclaré de 39,92 USD. Le dossier mentionne également une ligne de cession de 1.540.000 actions et indique que 99.877 actions sont détenues indirectement par ALF Operating Partners, Ltd.. Le déposant a mis à jour les soldes pour refléter 4.340 actions restreintes non acquises précédemment et note la propriété conjointe de certaines actions avec son épouse, Susan Finley. Le formulaire est signé par un mandataire le 03/10/2025.

Finley Alfred Lee, Director und Berichterstatter eines >10%-Eigentums an GBank Financial Holdings Inc. (GBFH), hat ein Form 4 eingereicht, das Insider-Transaktionen offenlegt. Am 10/01/2025 erhielt Herr Lee 141 Stammaktien im Rahmen des Direktorenvergütungsplans zu einem berichteten Preis von $39,92. Die Einreichung listet außerdem eine Dispositionslinie von 1.540.000 Aktien auf und berichtet, dass 99.877 Aktien indirekt von ALF Operating Partners, Ltd. gehalten werden. Der Einreicher aktualisierte die Salden, um 4.340 zuvor gemeldete unvested restricted shares zu widerspiegeln und notiert gemeinschaftlichen Besitz bestimmter Aktien mit seiner Ehefrau, Susan Finley. Die Einreichung ist von einem Bevollmächtigten unterzeichnet am 03/10/2025.

Finley Alfred Lee، مدير ومالك مُبلغ عنه بأكثر من 10% من GBank Financial Holdings Inc. (GBFH)، قد قام بتقديم نموذج 4 يعلن عن تعاملات داخلية. في 01/10/2025 تلقّى السيد Lee 141 سهماً من الأسهم العادية بموجب خطة تعويض المدراء بسعر مُعلن قدره $39.92. كما يُدرج الملف سِجل تصرّف ل 1,540,000 سهم، ويُشير إلى أن 99,877 سهماً مملوكاً بشكل غير مباشر من قبل ALF Operating Partners, Ltd.. قام المُقدِّم بتحديث الأرصدة لتعكس 4,340 سهماً مقيداً غير vesting مُبلغ عنها سابقاً ويشير إلى الملكية المشتركة لبعض الأسهم مع زوجته Susan Finley. وقع الملف نيابة عن وكيل مُفوَّض في 03/10/2025.

Finley Alfred Lee,是 GBank Financial Holdings Inc.(GBFH)的董事及据报道持有超过10%股权的人,已提交 Form 4 公告内部交易。于 2025/10/01,Lee 先生在董事薪酬计划下收到 141 份普通股,披露价格为 $39.92。该申报还列出一笔 1,540,000 股处置,以及报告由 ALF Operating Partners, Ltd. 间接持有的 99,877 股。申报者更新余额以反映先前披露的 4,340 股未归属受限股,并记载与其配偶 Susan Finley 共同拥有某些股票。该申报由代理人于 2025/10/03 签名。

Positive
  • 141 shares were granted under the director compensation plan at a disclosed price of $39.92
  • Updated balance accounts for 4,340 unvested restricted shares previously reported
Negative
  • The filing records a large 1,540,000 share disposition entry without explanatory context in the form
  • Significant ownership is held indirectly by an affiliate (ALF Operating Partners, Ltd.) which may complicate direct beneficial ownership clarity

Insights

TL;DR: Form 4 shows a granted director award of 141 shares and a large reported disposition of 1,540,000 shares.

The filing explicitly records a 10/01/2025 acquisition of 141 shares under the director compensation plan at $39.92, which is a routine compensation disclosure for a director.

The document also shows a reported 1,540,000 share disposition line and discloses 99,877 shares owned by ALF Operating Partners, Ltd.. Those items are factual entries in the filing; the form provides no additional context or explanation of the 1,540,000 line.

Finley Alfred Lee, un direttore e segnalato >10% proprietario di GBank Financial Holdings Inc. (GBFH), ha presentato un modulo Form 4 divulgando operazioni di insider. Il 10/01/2025, il signor Lee ha ricevuto 141 azioni ordinarie nell'ambito del piano di compensazione per i direttori a un prezzo riportato di $39.92. La documentazione elenca anche una riga di disposizione di 1.540.000 azioni e riporta che 99.877 azioni sono detenute indirettamente da ALF Operating Partners, Ltd.. Il depositante ha aggiornato i saldi per riflettere 4.340 azioni non vestite precedentemente riportate e segnala la proprietà congiunta di alcune azioni con sua moglie, Susan Finley. La dichiarazione è firmata da un procuratore / mandatario il 10/03/2025.

Finley Alfred Lee, un director y titular de más del 10% de GBank Financial Holdings Inc. (GBFH), presentó un Form 4 divulgando transacciones de insiders. El 01/10/2025, el señor Lee recibió 141 acciones comunes bajo el plan de compensación de directores a un precio reportado de $39,92. El filing también lista una línea de disposición de 1.540.000 acciones, y reporta 99.877 acciones poseídas indirectamente por ALF Operating Partners, Ltd.. El presentante actualizó saldos para reflejar 4.340 acciones restringidas no vestidas previamente reportadas y señala la propiedad conjunta de ciertas acciones con su cónyuge, Susan Finley. El filing está firmado por un apoderado el 03/10/2025.

Finley Alfred Lee, GBank Financial Holdings Inc. (GBFH)의 이사이자 지분 >10% 보유자로 보도되며, 내부자 거래를 공개하는 Form 4를 제출했습니다. 2025년 10월 1일에 Lee 씨는 이사 보상 계획에 따라 보통주 141주를 수령했고 보고된 가격은 $39.92였습니다. 제출서는 또한 1,540,000주 처분 항목을 나열하고 ALF Operating Partners, Ltd.가 간접적으로 보유한 99,877주를 보고합니다. 제출자는 이전에 보고된 미 vest된 4,340주를 반영하도록 잔액을 업데이트했고 그의 배우자 Susan Finley와 일부 주식의 공동 소유를 기재합니다. 제출서는 2025년 10월 3일에 대리인에 의해 서명되었습니다.

Finley Alfred Lee, directeur et détenteur déclaré de plus de 10% de GBank Financial Holdings Inc. (GBFH), a déposé un Form 4 divulguant des transactions d'initiés. Le 01/10/2025, M. Lee a reçu 141 actions ordinaires dans le cadre du plan de rémunération des administrateurs à un prix déclaré de 39,92 USD. Le dossier mentionne également une ligne de cession de 1.540.000 actions et indique que 99.877 actions sont détenues indirectement par ALF Operating Partners, Ltd.. Le déposant a mis à jour les soldes pour refléter 4.340 actions restreintes non acquises précédemment et note la propriété conjointe de certaines actions avec son épouse, Susan Finley. Le formulaire est signé par un mandataire le 03/10/2025.

Finley Alfred Lee, Director und Berichterstatter eines >10%-Eigentums an GBank Financial Holdings Inc. (GBFH), hat ein Form 4 eingereicht, das Insider-Transaktionen offenlegt. Am 10/01/2025 erhielt Herr Lee 141 Stammaktien im Rahmen des Direktorenvergütungsplans zu einem berichteten Preis von $39,92. Die Einreichung listet außerdem eine Dispositionslinie von 1.540.000 Aktien auf und berichtet, dass 99.877 Aktien indirekt von ALF Operating Partners, Ltd. gehalten werden. Der Einreicher aktualisierte die Salden, um 4.340 zuvor gemeldete unvested restricted shares zu widerspiegeln und notiert gemeinschaftlichen Besitz bestimmter Aktien mit seiner Ehefrau, Susan Finley. Die Einreichung ist von einem Bevollmächtigten unterzeichnet am 03/10/2025.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finley Alfred Lee

(Last) (First) (Middle)
850 INDUSTRIAL AVENUE

(Street)
SAGINAW TX 76131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 141(1) A $39.92 14,923(2) D
Common Stock 1,540,000 D(3)
Common Stock 99,877 I By ALF Operating Partners, Ltd.(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Finley Alfred Lee

(Last) (First) (Middle)
850 INDUSTRIAL AVENUE

(Street)
SAGINAW TX 76131

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALF Operating Partners, Ltd.

(Last) (First) (Middle)
850 INDUSTRIAL AVENUE

(Street)
SAGINAW TX 76131

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares granted under the director compensation plan.
2. Balance has been updated to reflect 4,340 shares of unvested restricted stock previously reported in Table II of the filer's Form 3.
3. Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
4. Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Jeffery Whicker, Attorney-In-Fact 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Finley Alfred Lee report on Form 4 for GBFH?

The filing shows a 10/01/2025 grant of 141 shares under the director compensation plan at $39.92 and a reported 1,540,000 share disposition line.

How many shares does ALF Operating Partners, Ltd. report owning in the Form 4?

The Form 4 lists 99,877 shares as owned by ALF Operating Partners, Ltd..

Does the filing explain the 1,540,000 share disposition?

No. The Form 4 includes the 1,540,000 disposal line but does not provide further explanation beyond the transaction entry.

Are there any unvested restricted shares noted in the filing?

Yes. The filer updated balances to reflect 4,340 shares of unvested restricted stock previously reported.

Who signed the Form 4 and when?

The Form 4 was signed by an attorney-in-fact, Jeffery Whicker, on 10/03/2025.
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