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  4. [Form 4] GBank Financial Holdings Inc. Insider Trading Activity

GBFH insider filing shows 141-share grant and 1.54M-share disposition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Finley Alfred Lee, a director and reported >10% owner of GBank Financial Holdings Inc. (GBFH), filed a Form 4 disclosing insider transactions. On 10/01/2025 Mr. Lee received 141 shares of common stock under the director compensation plan at a reported price of $39.92. The filing also lists a 1,540,000 share disposition line, and reports 99,877 shares held indirectly by ALF Operating Partners, Ltd.. The filer updated balances to reflect 4,340 previously reported unvested restricted shares and notes joint ownership of certain shares with his spouse, Susan Finley. The filing is signed by an attorney-in-fact on 10/03/2025.

Positive

  • 141 shares were granted under the director compensation plan at a disclosed price of $39.92
  • Updated balance accounts for 4,340 unvested restricted shares previously reported

Negative

  • The filing records a large 1,540,000 share disposition entry without explanatory context in the form
  • Significant ownership is held indirectly by an affiliate (ALF Operating Partners, Ltd.) which may complicate direct beneficial ownership clarity

Insights

TL;DR: Form 4 shows a granted director award of 141 shares and a large reported disposition of 1,540,000 shares.

The filing explicitly records a 10/01/2025 acquisition of 141 shares under the director compensation plan at $39.92, which is a routine compensation disclosure for a director.

The document also shows a reported 1,540,000 share disposition line and discloses 99,877 shares owned by ALF Operating Partners, Ltd.. Those items are factual entries in the filing; the form provides no additional context or explanation of the 1,540,000 line.

Insider Finley Alfred Lee, ALF Operating Partners, Ltd.
Role Director, 10% Owner | 10% Owner
Type Security Shares Price Value
Grant/Award Common Stock 141 $39.92 $6K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,554,923 shares (Direct); Common Stock — 99,877 shares (Indirect, By ALF Operating Partners, Ltd.)
Footnotes (4)
  1. F1. Shares granted under the director compensation plan.
  2. F2. Balance has been updated to reflect 4,340 shares of unvested restricted stock previously reported in Table II of the filer's Form 3.
  3. F3. Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
  4. F4. Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transactions did Finley Alfred Lee report on Form 4 for GBFH?
The filing shows a 10/01/2025 grant of 141 shares under the director compensation plan at $39.92 and a reported 1,540,000 share disposition line.

How many shares does ALF Operating Partners, Ltd. report owning in the Form 4?
The Form 4 lists 99,877 shares as owned by ALF Operating Partners, Ltd..

Does the filing explain the 1,540,000 share disposition?
No. The Form 4 includes the 1,540,000 disposal line but does not provide further explanation beyond the transaction entry.

Are there any unvested restricted shares noted in the filing?
Yes. The filer updated balances to reflect 4,340 shares of unvested restricted stock previously reported.

Who signed the Form 4 and when?
The Form 4 was signed by an attorney-in-fact, Jeffery Whicker, on 10/03/2025.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finley Alfred Lee
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 141(1) A $39.92 14,923(2) D
Common Stock 1,540,000 D(3)
Common Stock 99,877 I By ALF Operating Partners, Ltd.(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Finley Alfred Lee
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALF Operating Partners, Ltd.
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares granted under the director compensation plan.
2. Balance has been updated to reflect 4,340 shares of unvested restricted stock previously reported in Table II of the filer's Form 3.
3. Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
4. Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Jeffery Whicker, Attorney-In-Fact 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR