STOCK TITAN

GBank Financial (GBFH) CFO exercises options and sells 32,000 shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

GBank Financial Holdings Inc. executive vice president and CFO Jeffery Ernest Whicker reported a series of option exercises and share sales. Over March 2–4, he exercised previously granted incentive stock options at an exercise price of $10.8000 per share to receive common stock.

On March 2 and 3, he then sold a total of 32,000 shares of common stock in open-market transactions at prices of $30.0668 and $29.9804 per share. Following these transactions, he directly holds 41,450 shares of common stock and 40,000 incentive stock options, with remaining option tranches scheduled to vest on August 1, 2026 and 2027.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whicker Jeffery Ernest

(Last) (First) (Middle)
9115 WEST RUSSELL ROAD

(Street)
LAS VEGAS NV 89148

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/CFO (GBank)
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 M 24,875 A $10.8 38,325 D
Common Stock 03/02/2026 S 24,875 D $30.0668 13,450 D
Common Stock 03/03/2026 M 7,125 A $10.8 20,575 D
Common Stock 03/03/2026 S 7,125 D $29.9804 13,450 D
Common Stock 03/04/2026 M 28,000 A $10.8 41,450 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option $10.8 03/02/2026 M 24,875 (1) 08/01/2032 Common Stock 24,875 $0 75,125 D
Incentive Stock Option $10.8 03/03/2026 M 7,125 (1) 08/01/2032 Common Stock 7,125 $0 68,000 D
Incentive Stock Option $10.8 03/04/2026 M 28,000 (1) 08/01/2032 Common Stock 28,000 $0 40,000 D
Explanation of Responses:
1. The option was granted on August 1, 2022 and vests in five (5) equal annual installments. The first three installment vested on August 1, 2023, 2024, and 2025 and next two installments will vest on August 1, 2026 and 2027.
/s/ Jeffery E. Whicker 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did GBFH executive Jeffery Whicker report?

Jeffery Whicker reported exercising incentive stock options and selling shares. He exercised options at an exercise price of $10.8000 per share and sold 32,000 common shares in open-market trades, reflecting a mix of option conversion and share disposition activity over March 2–4, 2026.

How many GBank Financial (GBFH) shares did the CFO sell?

The CFO sold 32,000 shares of GBank Financial common stock. These open-market transactions occurred on March 2 and March 3, 2026, at reported prices of $30.0668 and $29.9804 per share, following exercises of incentive stock options into common shares.

At what prices did the GBFH CFO sell his common stock shares?

He sold common stock at reported prices of $30.0668 and $29.9804 per share. These sales followed option exercises that converted incentive stock options into common shares at an exercise price of $10.8000 per share during March 2–3, 2026.

How many GBank Financial (GBFH) shares does the CFO own after these transactions?

After the reported transactions, the CFO directly owns 41,450 shares of GBank Financial common stock. He also holds 40,000 incentive stock options, according to post-transaction ownership figures disclosed for the latest derivative and non-derivative holdings.

What type of securities did the GBFH CFO exercise in this Form 4?

He exercised Incentive Stock Options that were granted previously and vest in annual installments. These option exercises, at an exercise price of $10.8000 per share, converted into common stock before some of the resulting shares were sold in open-market transactions.

What does the vesting schedule look like for the CFO’s GBFH options?

The incentive stock option grant was made on August 1, 2022 and vests in five equal annual installments. The first three vested on August 1, 2023, 2024, and 2025, and the remaining two installments are scheduled to vest on August 1, 2026 and 2027.
GBank Financial Holdings

NASDAQ:GBFH

View GBFH Stock Overview

GBFH Rankings

GBFH Latest News

GBFH Latest SEC Filings

GBFH Stock Data

387.88M
9.20M
Banks - Regional
State Commercial Banks
Link
United States
LAS VEGAS