GBank Financial grants director Griege 315 shares

The director reported 118,707 directly held shares after the award, while 393,289 shares are attributed to Blue Lion Opportunity Master Fund LP.

Rhea-AI Filing Summary

GBank Financial Holdings Inc. director Charles William Griege Jr. received a grant of 315 common shares under the director compensation plan on October 9, 2026; the reported transaction price was $19.45 per share. His directly held position after the grant was 118,707 shares.

A separate holding entry reports 393,289 shares indirectly held by Blue Lion Opportunity Master Fund LP. The related footnote says the fund owns those shares and Charles William Griege Jr. disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Grant/Award: 315 shares

Grant/Award 2 txns

Insider Griege Charles William Jr., Blue Lion Opportunity Master Fund LP

Role Director | Insider

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	315	$19.45	$6K
holding	Common Stock F2	--	--	--

Holdings After Transaction: Common Stock — 118,707 shares (Direct); Common Stock — 393,289 shares (Indirect, Blue Lion Opportunity Master Fund, LP)

Footnotes (2)

1. F1. Shares granted under director compensation plan.
2. F2. Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Key Figures

Common shares granted: 315 shares Reported transaction price: $19.45 per share Direct shares following grant: 118,707 shares +1 more

4 metrics

Common shares granted 315 shares Director compensation plan; October 9, 2026

Reported transaction price $19.45 per share For the 315-share grant on October 9, 2026

Direct shares following grant 118,707 shares Charles William Griege Jr.; October 9, 2026

Indirect shares held 393,289 shares Blue Lion Opportunity Master Fund LP; October 9, 2026

Key Terms

director compensation plan, beneficial ownership, pecuniary interest

3 terms

director compensation plan financial

"Shares granted under director compensation plan."

beneficial ownership regulatory

"disclaims beneficial ownership of the securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did GBFH director Charles William Griege Jr. receive?

Charles William Griege Jr. received a grant of 315 common shares on October 9, 2026, under the director compensation plan. The reported transaction price was $19.45 per share.

Who owns the 393,289 GBFH shares reported indirectly?

Blue Lion Opportunity Master Fund LP is identified as the owner of the 393,289 shares. Charles William Griege Jr. disclaims beneficial ownership of the fund's shares except to the extent of his pecuniary interest.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/13/2026 - 07:14 PM EDT Accepted by SEC EDGAR 10/13/2026 - 07:13 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Griege Charles William Jr.

(Last) (First) (Middle)

9115 WEST RUSSELL ROAD

SUITE 110

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								393,289	I	Blue Lion Opportunity Master Fund, LP(2)
Common Stock	10/09/2026		A		315(1)	A	$19.45	118,707	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Griege Charles William Jr.

(Last) (First) (Middle)

9115 WEST RUSSELL ROAD

SUITE 110

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Blue Lion Opportunity Master Fund LP

(Last) (First) (Middle)

4443 NEWMORE AVE

(Street)

DALLAS TEXAS 75209

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			General Partner

Explanation of Responses:

1. Shares granted under director compensation plan.

2. Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

	/s/ Olivia Caley, Attorney-In-Fact	10/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)