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GBank Financial (GBFH) director receives 539-share stock grant under compensation plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GBank Financial Holdings Inc. director James K. Sims received equity awards of common stock as part of his director compensation. On July 7, 2026, he was granted 212 shares at $30.12 per share and 327 shares at $27.16 per share, for a total of 539 shares acquired as compensation rather than open-market purchases. According to the disclosure, some shares are owned by Sims and his wife, Catherine M. Sims, as joint tenants, reflecting shared direct ownership rather than a sale or reduction of his position.

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Insights

Director receives routine stock grants as part of compensation, with no open-market buying or selling.

Director James K. Sims of GBank Financial Holdings Inc. acquired 539 shares of common stock through two grants on July 7, 2026. The Form 4 classifies both as grant, award, or other acquisition, indicating standard equity compensation rather than discretionary trading.

The transactions were priced at $30.12 and $27.16 per share and are noted as granted under a director compensation plan. A footnote explains that certain shares are held by Sims and his wife as joint tenants, reflecting shared direct ownership. With no buys or sells reported, this filing mainly updates ownership records.

Insider SIMS JAMES K
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 327 $27.16 $9K
Grant/Award Common Stock 212 $30.12 $6K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 94,581 shares (Direct)
Footnotes (2)
  1. F1. Shares granted under director compensation plan.
  2. F2. Shares are owned by Reporting Person and his wife, Catherine M. Sims, as joint tenants.
Stock grant 1 212 shares at $30.12 Common Stock grant on July 7, 2026
Stock grant 2 327 shares at $27.16 Common Stock grant on July 7, 2026
Total shares granted 539 shares Sum of two director compensation grants
Holding entry shares 83,801 shares Common Stock holding line following transaction
Post-grant holding (line 1) 10,780 shares Total shares following 212-share grant
Post-grant holding (line 2) 10,568 shares Total shares following 327-share grant
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
director compensation plan financial
"Footnote states: Shares granted under director compensation plan."
joint tenants financial
"Shares are owned by Reporting Person and his wife ... as joint tenants."
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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FAQ

What insider transaction did GBank Financial (GBFH) director James K. Sims report?

Director James K. Sims reported receiving stock grants totaling 539 common shares. The Form 4 shows two director compensation awards on July 7, 2026, increasing his equity stake without any open-market buying or selling activity.

How many GBank Financial (GBFH) shares were granted to James K. Sims and at what prices?

James K. Sims was granted 212 GBank Financial common shares at $30.12 and 327 shares at $27.16. These two awards total 539 shares and are classified as compensation-related acquisitions, not market purchases.

Were James K. Sims’ GBank Financial (GBFH) stock transactions open-market buys or compensation grants?

The reported transactions are compensation grants, not open-market buys. The Form 4 labels both as “Grant, award, or other acquisition,” and a footnote confirms they were granted under the company’s director compensation plan.

Does the GBank Financial (GBFH) Form 4 show any stock sales by James K. Sims?

The Form 4 does not show any stock sales by James K. Sims. It reports two acquisitions of common stock through director compensation grants, with no sell transactions or dispositions recorded in this filing.

How are some of James K. Sims’ GBank Financial (GBFH) shares held according to the Form 4?

The filing notes that certain shares are owned by James K. Sims and his wife, Catherine M. Sims, as joint tenants. This indicates shared direct ownership of those GBank Financial common shares rather than holdings through a separate legal entity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SIMS JAMES K

(Last)(First)(Middle)
9115 WEST RUSSELL ROAD
SUITE 110

(Street)
LAS VEGAS NEVADA 89148

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026A327(1)A$27.1610,568D
Common Stock07/07/2026A212(1)A$30.1210,780D
Common Stock83,801D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares granted under director compensation plan.
2. Shares are owned by Reporting Person and his wife, Catherine M. Sims, as joint tenants.
/s/ Olivia Caley, Attorney-In-Fact07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)