Griege and fund buy 28,000 GBank Financial shares

GBank Financial Holdings Inc. director Charles William Griege Jr. and an affiliated fund reported open-market purchases of 28,000 shares of common stock at $29.00 per share.

Rhea-AI Filing Summary

GBank Financial Holdings Inc. director Charles William Griege Jr. and an affiliated fund reported open-market purchases of 28,000 shares of common stock at $29.00 per share. The filing shows 24,000 shares acquired indirectly through Blue Lion Opportunity Master Fund LP and 4,000 shares acquired directly.

Following these transactions, indirect holdings attributed to the fund total 368,289 shares, while Griege’s direct holdings total 117,786 shares. The footnote states that shares are owned by Blue Lion Opportunity Master Fund LP and that Griege disclaims beneficial ownership beyond his pecuniary interest.

Insider Trade Summary

Net Buyer: 28,000 shares

Net Buy 2 txns

Insider Griege Charles William Jr., Blue Lion Opportunity Master Fund LP

Role Director | Insider

Bought 28,000 shs ($812K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	4,000	$29.00	$116K
Purchase	Common Stock	24,000	$29.00	$696K

Holdings After Transaction: Common Stock — 117,786 shares (Direct); Common Stock — 368,289 shares (Indirect, By Blue Lion Opportunity Master Fund, LP)

Footnotes (1)

1. F1. Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Key Figures

Total shares purchased: 28,000 shares Purchase price: $29.00 per share Indirect shares purchased: 24,000 shares +4 more

7 metrics

Total shares purchased 28,000 shares Open-market purchases of GBank Financial common stock

Purchase price $29.00 per share Price for both reported open-market purchases

Indirect shares purchased 24,000 shares Acquired by Blue Lion Opportunity Master Fund LP

Direct shares purchased 4,000 shares Acquired directly by Charles William Griege Jr.

Indirect holdings after trade 368,289 shares Common stock held via Blue Lion Opportunity Master Fund LP

Direct holdings after trade 117,786 shares Common stock held directly by Charles William Griege Jr.

Net buy direction 28,000 shares net buy transactionSummary netBuySellShares and direction

Key Terms

open-market purchase, beneficial ownership, pecuniary interest, Section 16, +1 more

5 terms

open-market purchase financial

"transaction_action: "open-market purchase" for both common stock transactions"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

beneficial ownership financial

"the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein"

Section 16 regulatory

"shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

indirect ownership financial

"direct_or_indirect: "I" and nature_of_ownership: "By Blue Lion Opportunity Master Fund, LP""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did GBFH report in this Form 4?

The Form 4 reports open-market purchases totaling 28,000 shares of GBank Financial Holdings Inc. common stock at $29.00 per share. These were split between indirect purchases via a fund and direct purchases by director Charles William Griege Jr.

Who bought GBank Financial (GBFH) shares in the latest insider filing?

Director Charles William Griege Jr. reported purchases of GBFH shares, including 24,000 shares indirectly through Blue Lion Opportunity Master Fund LP and 4,000 shares directly. Both transactions were classified as open-market purchases of common stock.

At what price were GBank Financial (GBFH) shares purchased by the insider?

Both reported transactions were executed at $29.00 per share for GBank Financial common stock. The Form 4 identifies each as an open-market purchase, reflecting standard market trades rather than option exercises or other derivative-related activity.

How many GBank Financial (GBFH) shares does the insider hold after these trades?

After these trades, indirect holdings through Blue Lion Opportunity Master Fund LP total 368,289 shares, while Charles William Griege Jr.’s direct holdings total 117,786 shares. The filing presents these as separate positions reflecting indirect and direct ownership.

How many GBank Financial (GBFH) shares were bought indirectly through the fund?

The Form 4 shows 24,000 shares of GBank Financial common stock were purchased indirectly, held by Blue Lion Opportunity Master Fund LP. The footnote explains the fund’s structure and notes Griege’s pecuniary interest in these securities.

Does the GBank Financial (GBFH) insider fully own the fund-held shares?

No. The footnote states the shares are owned by Blue Lion Opportunity Master Fund LP and that Griege disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the fund’s holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 03:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Griege Charles William Jr.

(Last) (First) (Middle)

9115 WEST RUSSELL ROAD

SUITE 110

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/05/2026		P		4,000	A	$29	117,786	D
Common Stock	06/05/2026		P		24,000	A	$29	368,289	I	By Blue Lion Opportunity Master Fund, LP(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Griege Charles William Jr.

(Last) (First) (Middle)

9115 WEST RUSSELL ROAD

SUITE 110

(Street)

LAS VEGAS NEVADA 89148

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Blue Lion Opportunity Master Fund LP

(Last) (First) (Middle)

4443 NEWMORE AVE

(Street)

DALLAS TEXAS 75209

(City) (State) (Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			General Partner

Explanation of Responses:

1. Shares are owned by Blue Lion Opportunity Master Fund, LP, a limited partnership formed under the laws of the Cayman Islands ("BLOMF"). The general partner of BLOMF is Blue Lion Opportunity GP, LLC a Delaware limited liability company ("BLOGP"). The Reporting Person is the sole member and President of BLOGP. The Reporting Person disclaims beneficial ownership of the securities owned by BLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

	/s/ Olivia Caley, Attorney-In-Fact	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)