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GBank Financial Holdings (GBFH) director reports 143-share stock grant and holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GBank Financial Holdings Inc. director and 10% owner Alfred Lee Finley reported a small stock grant and updated his holdings. On January 6, 2026, he acquired 143 shares of common stock at $35.84 per share under a director compensation plan, bringing his directly held common stock to 16,166 shares.

In addition, the filing shows 1,540,000 common shares owned directly by Finley and his spouse as joint tenants, and 99,877 common shares held indirectly by ALF Operating Partners, Ltd. The filing notes that Finley is the sole member and President of ALF’s general partner and disclaims beneficial ownership of ALF’s shares except to the extent of his pecuniary interest.

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Insider Finley Alfred Lee, ALF Operating Partners, Ltd.
Role Director, 10% Owner | 10% Owner
Type Security Shares Price Value
Grant/Award Common Stock 143 $35.84 $5K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,556,166 shares (Direct); Common Stock — 99,877 shares (Indirect, By ALF Operating Partners, Ltd.)
Footnotes (3)
  1. F1. Shares granted under director's compensation plan
  2. F2. Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
  3. F3. Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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FAQ

What insider transaction did GBank Financial (GBFH) report on January 6, 2026?

On January 6, 2026, Alfred Lee Finley reported the acquisition of 143 shares of GBank Financial common stock at $35.84 per share. The transaction was coded as an "A" (acquisition) and was made under a director compensation plan.

How many GBank Financial (GBFH) shares does Alfred Lee Finley hold directly after this Form 4?

After the reported grant, Alfred Lee Finley directly holds 16,166 shares of GBank Financial common stock. The filing also reports 1,540,000 common shares owned by Finley and his spouse as joint tenants.

What indirect ownership in GBank Financial (GBFH) is reported through ALF Operating Partners, Ltd.?

The Form 4 reports 99,877 shares of GBank Financial common stock held indirectly by ALF Operating Partners, Ltd. The filing explains that ALF is a Texas limited partnership and that Alfred Lee Finley disclaims beneficial ownership of ALF’s shares except to the extent of his pecuniary interest.

What is Alfred Lee Finley’s relationship to GBank Financial Holdings Inc. (GBFH)?

Alfred Lee Finley is listed as both a Director and a 10% Owner of GBank Financial Holdings Inc. on the Form 4, indicating board membership and significant ownership.

Was the 143-share grant to Alfred Lee Finley part of a compensation plan?

Yes. A footnote states that the 143 common shares were granted under a director's compensation plan, indicating the transaction relates to board compensation rather than an open-market purchase.

Does Alfred Lee Finley claim full beneficial ownership of GBank Financial (GBFH) shares held by ALF Operating Partners, Ltd.?

No. The filing states that ALF Operating Partners, Ltd. owns those shares and that Alfred Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finley Alfred Lee
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GBank Financial Holdings Inc. [ GBFH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/06/2026 A 143(1) A $35.84 16,166 D
Common Stock 1,540,000 D(2)
Common Stock 99,877 I By ALF Operating Partners, Ltd.(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Finley Alfred Lee
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ALF Operating Partners, Ltd.
(Last) (First) (Middle)
850 INDUSTRIAL AVENUE
(Street)
SAGINAW TX 76131
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Shares granted under director's compensation plan
2. Shares are owned by Reporting Person and his spouse, Susan Finley, as joint tenants.
3. Shares are owned by ALF Operating Partners, Ltd., a Texas limited partnership ("ALF"). The sole general partner of ALF is ALF Acquisitions Company, LLC, a Texas limited liability company ("ALF-AQ"). Alfred Lee Finley ("Lee Finley") is the sole member and President of ALF-AQ. Lee Finley disclaims beneficial ownership of the securities owned by ALF except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
/s/ Jeffery E. Whicker, Attorney-In-Fact 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR