GCM Grosvenor (GCMG) CIO logs RSU grants, share delivery and tax withholding

Rhea-AI Filing Summary

GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.

On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pollock Frederick

(Last) (First) (Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO IL 60611

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Investment Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/01/2026		M		50,000	A	(1)	750,917	D
Class A Common Stock	03/01/2026		M		50,000	A	(1)	800,917	D
Class A Common Stock	03/02/2026		F		39,807(2)	D	$11.7	761,110	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/01/2026		M			50,000	(3)	(3)	Class A Common Stock	50,000	$0	50,000	D
Restricted Stock Units	(1)	03/01/2026		M			50,000	(4)	(4)	Class A Common Stock	50,000	$0	100,000	D
Restricted Stock Units	(1)	03/01/2026		A		60,870		(5)	(5)	Class A Common Stock	60,870	$0	60,870	D
Restricted Stock Units	(1)	03/01/2026		A		150,000		(6)	(6)	Class A Common Stock	150,000	$0	150,000	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.

2. Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2026. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.

3. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, 50,000 RSUs vested on March 1, 2026 and 50,000 RSUs will vest on March 1, 2027, subject to the Reporting Person's continued service through the vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026.

4. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2026, and 50,000 RSUs will vest on each of March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 2, 2026.

5. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2026, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.

6. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2027, March 1, 2028 and March 1, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transactions did GCMG Chief Investment Officer Frederick Pollock report?

Frederick Pollock reported RSU-related share deliveries, new RSU grants, and a tax-withholding disposition. He exercised vested Restricted Stock Units into Class A Common Stock and received additional RSU awards with future vesting schedules under GCM Grosvenor’s 2020 Incentive Award Plan.

How many GCMG Class A shares were withheld for Frederick Pollock’s taxes?

The issuer withheld 39,807 shares of Class A Common Stock at $11.70 per share. According to the filing, these shares satisfied tax withholding obligations from vested RSUs and did not represent any open-market sale by Frederick Pollock.

What new Restricted Stock Unit grants did GCMG’s CIO receive in March 2026?

On March 1, 2026 Frederick Pollock received 60,870 RSUs vesting in full on August 15, 2026, and 150,000 RSUs vesting in three equal installments on March 1 of 2027, 2028, and 2029, subject to his continued service with GCM Grosvenor.

How did Frederick Pollock’s GCMG share ownership change after these transactions?

After exercising RSUs into Class A Common Stock and the tax-withholding share reduction, Frederick Pollock directly owned 761,110 shares of GCM Grosvenor’s Class A Common Stock, as reported in the Form 4 insider trading disclosure.

Were Frederick Pollock’s GCMG transactions open-market buys or sells?

The reported activity reflects RSU exercises, grants, and tax withholding, not open-market trades. The filing specifies that 39,807 withheld shares were used solely to cover tax obligations related to vested RSUs and did not constitute any open-market sale.