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GCM Grosvenor (NASDAQ: GCMG) CFO reports RSU vesting and 40,348-unit grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bentley Pamela L reported acquisition or exercise transactions in this Form 4 filing.

GCM Grosvenor Inc.’s Chief Financial Officer, Pamela L. Bentley, reported equity award activity. On March 1, 2026, 39,845 Restricted Stock Units vested and were settled into 39,845 shares of Class A Common Stock at no cost, leaving her with 43,154 Class A shares held directly. She also received a new grant of 40,348 RSUs that will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bentley Pamela L

(Last) (First) (Middle)
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)
CHICAGO IL 60611

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/01/2026 M 39,845 A (1) 43,154 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 03/01/2026 M 39,845 (2) (2) Class A Common Stock 39,845 $0 0 D
Restricted Stock Units (1) 03/01/2026 A 40,348 (3) (3) Class A Common Stock 40,348 $0 40,348 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
2. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan that was made on November 15, 2025. The RSUs vested in full on March 1, 2026, and delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
3. Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2026. The RSUs will vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.
Remarks:
/s/ Burke Montgomery, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GCMG CFO Pamela L. Bentley report in this Form 4?

Pamela L. Bentley reported equity award activity, not open-market trades. 39,845 Restricted Stock Units converted into Class A Common Stock, and she received a new grant of 40,348 RSUs scheduled to vest in three future annual installments.

How many GCMG Class A shares did Pamela L. Bentley acquire on March 1, 2026?

She acquired 39,845 shares of GCM Grosvenor Class A Common Stock through the vesting and settlement of 39,845 Restricted Stock Units, at a stated price of $0.00 per share, reflecting a derivative exercise/conversion rather than a market purchase.

What new RSU grant did GCMG’s CFO receive according to the filing?

She received a grant of 40,348 Restricted Stock Units under the company’s Amended and Restated 2020 Incentive Award Plan. These RSUs will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.

How many GCMG Class A shares does Pamela L. Bentley hold after these transactions?

After the reported transactions, Pamela L. Bentley directly holds 43,154 shares of GCM Grosvenor Class A Common Stock. This reflects the settlement of 39,845 vested RSUs into shares, as shown in the non-derivative transaction table for March 1, 2026.

Are the GCMG RSUs settled only in stock or possibly in cash?

The RSUs may be settled in Class A Common Stock, cash, or a combination. The company may elect the settlement form in its sole discretion for certain awards, according to the RSU footnotes under the Amended and Restated 2020 Incentive Award Plan.

When do Pamela L. Bentley’s newly granted GCMG RSUs vest?

The 40,348 newly granted RSUs vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029. Vesting is conditioned on Pamela L. Bentley’s continued service with GCM Grosvenor through each applicable vesting date.
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