Welcome to our dedicated page for Gcm Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
Scott Samuel C. III, a director of GCM Grosvenor Inc. (GCMG), reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025. Each RSU represents the contingent right to one share of Class A common stock and this award was made in lieu of quarterly cash compensation at the reporting person’s election. The RSUs are fully vested as of the grant date and, per the filing, will settle into 6,111 shares of Class A common stock upon the earliest of the reporting person’s separation from service, a change in control event, or death or disability. The filing shows 103,815 shares beneficially owned by the reporting person following the transaction. The filing was submitted by one reporting person and is signed by an attorney-in-fact.
Scott Samuel C. III, a director of GCM Grosvenor Inc. (GCMG), reported a grant of 6,111 Restricted Stock Units (RSUs) on 09/30/2025. Each RSU represents the contingent right to one share of Class A common stock and this award was made in lieu of quarterly cash compensation at the reporting person’s election. The RSUs are fully vested as of the grant date and, per the filing, will settle into 6,111 shares of Class A common stock upon the earliest of the reporting person’s separation from service, a change in control event, or death or disability. The filing shows 103,815 shares beneficially owned by the reporting person following the transaction. The filing was submitted by one reporting person and is signed by an attorney-in-fact.
Stephen Malkin, a director of GCM Grosvenor Inc. (GCMG), was granted 5,179 Restricted Stock Units (RSUs) on 09/30/2025 in lieu of quarterly cash compensation. Each RSU represents the contingent right to one share of Class A Common Stock and the award is fully vested as of the grant date. The reported exercise/settlement price shown is $12.07 per share and the filing reports 90,405 shares of Class A Common Stock beneficially owned by the reporting person following the transaction. Settlement of the vested RSUs will occur upon the earliest of the reporting person’s separation from service, a change in control of the issuer, or the reporting person’s death or disability.
Stephen Malkin, a director of GCM Grosvenor Inc. (GCMG), was granted 5,179 Restricted Stock Units (RSUs) on 09/30/2025 in lieu of quarterly cash compensation. Each RSU represents the contingent right to one share of Class A Common Stock and the award is fully vested as of the grant date. The reported exercise/settlement price shown is $12.07 per share and the filing reports 90,405 shares of Class A Common Stock beneficially owned by the reporting person following the transaction. Settlement of the vested RSUs will occur upon the earliest of the reporting person’s separation from service, a change in control of the issuer, or the reporting person’s death or disability.
Francesca Cornelli, a director of GCM Grosvenor Inc. (GCMG), reported receipt and grants of restricted stock units (RSUs) and an outright delivery of shares. The filing shows 2,595 shares of Class A common stock were delivered to the reporting person on September 30, 2025 in settlement of a fully vested RSU granted September 30, 2024. A separate grant of 6,111 RSUs was made on September 30, 2025 and is fully vested as of the grant date. After the non-derivative transaction, the Form reports the reporting person as beneficially owning 36,314 shares of Class A common stock. The derivative holdings section shows reported beneficial ownership figures of 13,216 and 19,327 shares underlying RSUs following the reported derivative transactions. Several RSU grants list settlement triggers tied to December 15, 2027, change-in-control, death or disability, or separation from service.
Francesca Cornelli, a director of GCM Grosvenor Inc. (GCMG), reported receipt and grants of restricted stock units (RSUs) and an outright delivery of shares. The filing shows 2,595 shares of Class A common stock were delivered to the reporting person on September 30, 2025 in settlement of a fully vested RSU granted September 30, 2024. A separate grant of 6,111 RSUs was made on September 30, 2025 and is fully vested as of the grant date. After the non-derivative transaction, the Form reports the reporting person as beneficially owning 36,314 shares of Class A common stock. The derivative holdings section shows reported beneficial ownership figures of 13,216 and 19,327 shares underlying RSUs following the reported derivative transactions. Several RSU grants list settlement triggers tied to December 15, 2027, change-in-control, death or disability, or separation from service.
GCM Grosvenor Inc. (GCMG) Form 4: Frederick Pollock, Chief Investment Officer, reported settlement of 52,500 restricted stock units that vested and were converted into shares on 08/15/2025. Those settled RSUs increased his direct holdings to 721,576 shares before the issuer withheld 20,659 shares to satisfy tax withholding, leaving him with 700,917 shares beneficially owned after the transactions. The filing clarifies the withheld shares were for tax obligations and not open-market sales. The Form 4 was signed by an attorney-in-fact on 08/18/2025.
Jonathan Reisin, President and Director of GCM Grosvenor Inc. (GCMG), received 78,750 shares upon full vesting of restricted stock units (RSUs) granted March 1, 2025, and settled on August 15, 2025. After the net settlement and tax withholding of 36,536 shares, the reporting person beneficially owns 623,380 shares of Class A common stock. The withheld shares were used solely to satisfy tax obligations and do not reflect any open-market sale.
Kathleen Patricia Sullivan, Principal Accounting Officer at GCM Grosvenor Inc., sold 6,000 shares of Class A common stock on 08/12/2025 at a weighted average price of $13.0206 per share. The reported sale occurred in multiple transactions at prices ranging from $13.0100 to $13.0300. After these disposals the reporting person beneficially owns 60,195 shares of Class A common stock.
The Form 4 discloses the weighted average sale price and includes a footnote offering to provide the number of shares sold at each price on request, showing full disclosure of the transaction details rather than summary pricing alone.
Wasatch Advisors LP reports no beneficial ownership in GCM Grosvenor Inc. The Schedule 13G/A amendment discloses Wasatch beneficially owns 0 shares of Class A common stock, representing 0.0% of the class, with 0 sole voting power, 0 shared voting power, 0 sole dispositive power and 0 shared dispositive power. Item 5 confirms ownership of 5 percent or less of the class.
Wasatch is identified as a Delaware investment adviser (type IA) and certifies the securities are held in the ordinary course of business and not to influence control. The filing therefore clarifies Wasatch does not hold a reportable economic or voting stake in GCM Grosvenor at this time.
GCM Grosvenor Inc. disclosure shows Ariel Investments, LLC reports beneficial ownership of 4,452,562 shares, representing 8.9% of the outstanding common stock. The filing states Ariel has sole voting power over 3,695,930 shares and sole dispositive power over 4,452,562 shares, indicating control of disposition and voting for the reported position.
The filing notes these holdings are held in the ordinary course on behalf of Ariel's adviser clients, that no single client has an economic interest above 5% of the class, and that the securities were not acquired to change or influence control.
GCM Grosvenor Inc.'s Schedule 13G/A discloses that Michael Jay Sacks and affiliated entities beneficially own 142,565,831 shares of Class A common stock, equal to 72.8% of the class. The filing itemizes holdings by reporting person, including Grosvenor Holdings, L.L.C. with 134,858,026 shares (71.7%), GCM Progress LLC and its subsidiary each with 90,155,396 shares (62.9%), GCM Grosvenor Management, LLC with 4,480,828 shares (7.8%), and Grosvenor Holdings II, L.L.C. with 3,226,977 shares (5.7%).
All reporting persons report 0 sole voting or dispositive power and record their positions as shared voting and shared dispositive power. The filing is a joint report by the named individuals and entities and includes signatures from Michael Jay Sacks as managing member for the entities listed.
GCM Grosvenor Inc. (GCMG) filed an 8-K dated August 7, 2025 stating the company reported financial results for the three and six months ended June 30, 2025.
The filing indicates the full press release and earnings presentation are furnished as Exhibit 99.1 and Exhibit 99.2 and expressly states those materials are not "filed" for purposes of Section 18 of the Exchange Act. The exhibit table also lists Exhibit 104 (Cover Page Interactive Data File). The filing identifies registered securities: Class A common stock (GCMG) and warrants to purchase Class A common stock (GCMGW). The report is signed by Michael J. Sacks, Chief Executive Officer, dated August 7, 2025.