Welcome to our dedicated page for Gcm Grosvenor SEC filings (Ticker: GCMG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
GCM Grosvenor filings document regulatory disclosures for an alternative asset management company with Class A common stock and warrants registered on Nasdaq. Form 8-K reports cover quarterly and annual financial results, earnings presentations, dividend declarations, share repurchase authorization changes, debt prepayment activity, investor presentations and other material events.
The company’s proxy materials describe annual meeting voting matters and governance disclosures. Other filings address capital structure and financing mechanics, including an equity distribution agreement under an effective shelf registration statement, along with officer-transition disclosures when applicable.
GCM Grosvenor Inc. insider transaction: On 11/14/2025, a reporting person who is a Director, 10% owner and Chief Executive Officer of GCM Grosvenor Inc. (GCMG) exercised 900,000 warrants to purchase Class A common stock at an exercise price of $11.50 per share.
The exercise was handled on a cashless basis. To cover the aggregate exercise price, 893,012 warrant shares were withheld, and the remaining 6,988 shares of Class A common stock were issued. The filing states that the withheld warrant shares represent a reduction of shares issued to the reporting person and do not constitute any open-market sale.
Following the reported transactions, the Form 4 shows 6,988 Class A shares indirectly beneficially owned and 0 warrants remaining, with ownership held indirectly through related entities described in the footnotes.
GCM Grosvenor Inc. entered into an Equity Distribution Agreement with Morgan Stanley & Co. LLC that allows it to sell, from time to time, up to an aggregate of $100 million of its Class A common stock through an at-the-market offering program under an effective shelf registration statement.
The manager will use commercially reasonable efforts to sell shares based on the company’s instructions, and GCM Grosvenor will pay a commission equal to 2.5% of the gross sales proceeds on any stock sold. The company currently intends to use any net proceeds for general working capital and general corporate purposes, including financing investments, giving it flexibility to raise equity capital as needed.
GCM Grosvenor Inc. has launched an at-the-market program to offer and sell shares of its Class A common stock with an aggregate offering price of up to $100,000,000 through Morgan Stanley & Co. LLC as sales agent or principal. Sales will be made from time to time on Nasdaq or other existing trading markets at prevailing market prices, with the Agent earning a 2.5% commission on the gross sales price per share.
The company intends to use any net proceeds for general working capital and general corporate purposes, including financing investments. As of November 17, 2025, GCM Grosvenor had 62,656,210 shares of Class A common stock outstanding, alongside sizable Class C common stock and additional shares reserved under equity plans and warrants, so new issuances under this program could dilute existing holders. The Class A common stock ranks junior to approximately $432.5 million of funded long-term debt in a liquidation.
GCM Grosvenor Inc. (GCMG) reported stronger Q3 2025 results. Total operating revenues were $134.967 million, up from $122.931 million a year ago, driven by higher management fees ($105.916 million) and incentive fees ($25.471 million). Operating income rose to $44.174 million from $24.997 million. Net income attributable to GCM Grosvenor Inc. increased to $10.495 million, and diluted EPS was $0.16 versus $0.03.
For the first nine months, revenues reached $380.470 million with net income attributable to GCM Grosvenor Inc. of $26.395 million. Cash from operations was $155.058 million, lifting cash and cash equivalents to $182.749 million. Debt stood at $429.335 million. The company declared quarterly dividends of $0.11 and announced a $0.12 dividend payable in December. The share repurchase authorization was raised to $220 million, with $86.4 million remaining at quarter end. As of November 3, 2025, there were 52,530,599 Class A and 141,665,831 Class C shares outstanding.
GCM Grosvenor Inc. filed a current report announcing that it reported financial results for the three and nine months ended September 30, 2025. The company furnished a press release (Exhibit 99.1) and an earnings presentation (Exhibit 99.2) with the announcement.
The materials are furnished, not filed, and therefore are not subject to Section 18 liability nor automatically incorporated by reference. The filing also lists the company’s securities traded on Nasdaq under the symbols GCMG (Class A common stock) and GCMGW (warrants).
GCM Grosvenor (GCMG) furnished a new investor presentation and confirmed details for its Investor Day webcast held on October 15, 2025. The materials are available in the Public Shareholders section of its website, with a replay to follow.
The Board also approved a cash dividend of $0.12 per share of Class A common stock, payable December 15, 2025 to shareholders of record on December 1, 2025. This represents an increase of $0.01 from the prior quarterly dividend of $0.11. The disclosure was provided under Regulation FD.
GCM Grosvenor Inc. (GCMG) Form 4 filed for 10/06/2025 reports that Howard W. Lutnick, in his capacity as trustee, sold all voting shares of CF Group Management, Inc. (CFGM) that previously provided indirect beneficial ownership of certain issuer securities. The filing shows a disposition of 6,451,535 Class A common shares and 1,800,000 warrants by entities controlled through the prior CFGM ownership chain, leaving 0 shares and 0 warrants beneficially owned by the reporting person after the transactions.
The buyers were trusts controlled by Brandon G. Lutnick and the aggregate sale price for the voting shares of CFGM was $200,000. The filing clarifies that Holdings and Investor are the record holders of the shares and warrants, CFLP is their sole member, and CFGM was the managing general partner; the reporting person disclaims beneficial ownership of securities held by those entities beyond any pecuniary interest.
Brandon Lutnick filed a Form 3 reporting indirect ownership of GCM Grosvenor Inc. (GCMG) securities following a transaction closed on 10/06/2025. Through trusts and controlled entities, he may be deemed to beneficially own 6,451,535 shares of Class A common stock and warrants underlying 1,800,000 shares exercisable at $11.50. The ownership arises because trusts he controls purchased all voting shares of CF Group Management, Inc., which controls the entities holding these securities. The aggregate purchase price for the voting shares was $200,000.
Reporting group (Cantor Fitzgerald related entities) holds 8,251,535 shares, representing 15.0% of GCM Grosvenor Inc. Class A common stock. The filing breaks ownership into two principal holders: CF GCM Investor, LLC with 5,000,000 shares ( 9.1%) and CF Finance Holdings, LLC with 3,251,535 shares ( 6.1%). Each reporting person disclaims sole voting or dispositive power and reports only shared voting and disposal power over the listed shares. The statement certifies the holdings were not acquired to change control and is signed by Brandon G. Lutnick and Howard W. Lutnick on 10/06/2025.
The reporting persons disclosed on Form 4 that on 09/30/2025 they received a dividend on 160,000 shares of Series B Convertible Junior Preferred Stock of FTAI Infrastructure Inc. that increased the stated value of those preferred shares. That dividend is a quarterly compounding regular dividend equal to 10% per annum for the preceding quarter and resulted in an increase in the number of common shares into which the Series B Preferred Stock is convertible. As of the report date, the Series B Preferred Stock held in the aggregate by the reporting persons is convertible into 20,755,365 shares of common stock; the dividend produced an incremental 517,199 additional common-share equivalence. The securities are held directly by LIF AIV and Labor Impact Fund and indirectly by affiliated entities and individuals listed in the filing.