GCM Grosvenor (GCMG) CFO settles RSUs, shares withheld for tax

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.

The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.

Insider Trade Summary

26,568 shares exercised/converted

Mixed 3 txns

Insider Bentley Pamela L

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	26,568	$0.00	--
Exercise	Class A Common Stock	26,568	$0.00	--
Tax Withholding	Class A Common Stock	29,981	$10.88	$326K

Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Class A Common Stock — 69,722 shares (Direct)

Footnotes (1)

Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents shares of Class A Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs on April 15, 2026. The share withholding for tax withholding obligations does not constitute any open-market sale.

Key Figures

RSUs settled: 26,568 units Shares issued from RSUs: 26,568 shares Shares withheld for tax: 29,981 shares +4 more

7 metrics

RSUs settled 26,568 units RSUs vested and settled on April 15, 2026

Shares issued from RSUs 26,568 shares Class A Common Stock received upon RSU settlement

Shares withheld for tax 29,981 shares Withheld to satisfy tax obligations on April 15, 2026

Tax withholding price $10.88 per share Value applied to shares withheld for tax obligations

Shares held after transactions 39,741 shares Direct Class A Common Stock holdings after April 15, 2026

Derivative exercises 1 transaction, 26,568 shares Exercise/conversion of RSUs reported as code M

Tax withholding disposition 1 transaction, 29,981 shares Code F, payment of tax liability by delivering securities

Key Terms

Restricted Stock Units, contingent right, net settlement, tax withholding obligations, +1 more

5 terms

Restricted Stock Units financial

"Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each RSU represents the contingent right to receive one share of Class A Common Stock"

net settlement financial

"in connection with the net settlement of vested RSUs on April 15, 2026"

tax withholding obligations financial

"shares of Class A Common Stock withheld by the Issuer to satisfy tax withholding obligations"

open-market sale financial

"The share withholding for tax withholding obligations does not constitute any open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 05:24 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bentley Pamela L

(Last)

(First)

(Middle)

C/O GCM GROSVENOR INC.

900 NORTH MICHIGAN AVENUE, SUITE 1100

(Street)

CHICAGO

ILLINOIS

60611

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GCM Grosvenor Inc. [ GCMG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/15/2026		M⁽¹⁾		26,568	A	⁽²⁾	69,722	D
Class A Common Stock	04/15/2026		F⁽³⁾		29,981	D	$10.88	39,741	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	04/15/2026		M⁽¹⁾			26,568	⁽¹⁾	⁽¹⁾	Class A Common Stock	26,568	$0	0	D

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2026, vested in full on April 15, 2026 and were settled in full on April 15, 2026.

2. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.

3. Represents shares of Class A Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs on April 15, 2026. The share withholding for tax withholding obligations does not constitute any open-market sale.

Remarks:

	/s/ Burke Montgomery, Attorney-in-Fact	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did GCMG CFO Pamela L. Bentley report in this Form 4?

Pamela L. Bentley reported the vesting and settlement of 26,568 Restricted Stock Units into Class A Common Stock, along with share withholding to cover related tax obligations. The transactions reflect compensation-related equity activity rather than open-market trading.

How many RSUs did GCMG CFO Pamela L. Bentley settle on April 15, 2026?

She settled 26,568 Restricted Stock Units on April 15, 2026. Each RSU represented the contingent right to receive one share of GCM Grosvenor’s Class A Common Stock, resulting in issuance of 26,568 shares upon full vesting and settlement of the award.

Were any of Pamela L. Bentley’s GCMG transactions open-market sales?

No, the disclosure states that shares were withheld solely to satisfy tax withholding obligations. It specifically notes that this share withholding related to the net settlement of vested RSUs does not constitute any open-market sale of GCM Grosvenor Class A Common Stock.

How many GCMG shares were withheld for taxes in this Form 4?

The company withheld 29,981 shares of Class A Common Stock at a price of $10.88 per share. These shares were used to satisfy tax withholding obligations associated with the RSU vesting and settlement and were not sold in the open market.

What are Restricted Stock Units (RSUs) in the GCMG CFO’s filing?

The filing explains that each RSU represents the contingent right to receive one share of GCM Grosvenor Class A Common Stock. Bentley’s RSUs were granted under the company’s 2020 Incentive Award Plan, vested in full, and were settled in shares on April 15, 2026.

How many GCMG shares did Pamela L. Bentley hold after these transactions?

After the RSU settlement and tax withholding, Bentley directly held 39,741 shares of GCM Grosvenor Class A Common Stock. This figure reflects her remaining direct ownership position following the compensation-related equity transactions reported in the Form 4.