Gcm Grosvenor SEC Filings

GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported routine equity compensation activity involving restricted stock units (RSUs). On May 31, 2026, 25,000 RSUs converted into 25,000 shares of Class A Common Stock under the company’s 2020 Incentive Award Plan.

The company withheld 9,838 shares at a value of $10.63 per share to cover tax obligations related to this vesting, which the filing specifies was not an open-market sale. After these transactions, Pollock directly held 776,272 shares of Class A Common Stock.

GCM Grosvenor Inc.’s President Jonathan Reisin Levin reported routine equity compensation activity involving vested restricted stock units (RSUs) and related tax withholding.

On May 31, 2026, Levin exercised or converted RSUs into a total of 99,242 shares of Class A Common Stock through multiple derivative transactions. These RSUs were granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans and vested in scheduled annual installments.

The company withheld 45,085 shares of Class A Common Stock, valued at $10.63 per share, to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The filing states that these withheld shares represent a reduction of shares issued upon settlement of vested RSUs and “do not constitute any open-market sale.”

GCM Grosvenor Inc. Chief Financial Officer Pamela L. Bentley reported compensation-related equity activity tied to restricted stock units (RSUs). On May 31, 2026, RSUs from grants made in 2023, 2024 and 2025 vested, and Bentley received a total of 44,912 shares of Class A Common Stock in settlement of these vested RSUs, consistent with the plan terms described in the footnotes.

To cover tax obligations on this vesting, the company withheld 20,256 shares of Class A Common Stock at a value of $10.63 per share. The footnotes state that this withholding reduced the number of shares issued to Bentley and did not involve any open‑market sale. Overall, the filing reflects routine RSU vesting, share delivery, and tax withholding rather than discretionary open‑market trading.

GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported two charitable stock gifts of Class A Common Stock. She made a bona fide gift of 1,500 shares on May 18, 2026 and another 1,000-share gift on May 19, 2026, both at a reported price of $0.00 per share.

After these charitable donations totaling 2,500 shares, she directly holds 66,006 shares of Class A Common Stock. These are non-market, non-cash charitable transfers rather than open-market purchases or sales.

GCM Grosvenor Inc. (GCMG) ownership disclosure: Columbia Acorn Fund reports beneficial ownership of 4,428,750 shares of Class A common stock (representing 7.3%). Related managers report larger indirect positions: Columbia Management Investment Advisers, LLC (shared power over 5,276,828 shares, 8.7%) and Ameriprise Financial, Inc. (shared power over 5,294,501 shares, 8.7%). The filing states these shared holdings arise because CMIA advises the Fund and AFI is the parent of CMIA; each disclaims direct beneficial ownership. The cover information is reported as of March 31, 2026.

GCM Grosvenor Inc: Ariel Investments reports 4,396,403 shares beneficially owned. Ariel Investments, LLC states it beneficially owns 4,396,403 shares of Common Stock, representing 7.2% of the class, with 3,616,664 shares of sole voting power and sole dispositive power over the full position. The filing is an amendment (No. 4) to the Schedule 13G/A.

GCM Grosvenor Inc. reported solid improvement in first-quarter 2026 results. Total operating revenues were $124.8 million, roughly flat with $125.8 million a year earlier, as higher management fees offset lower incentive fees. Operating income rose to $20.5 million from $15.3 million, helped by lower compensation costs.

Net income swung to a profit of $17.7 million versus a $1.1 million loss, with net income attributable to GCM Grosvenor Inc. rising to $5.5 million and basic EPS of $0.09. Operating cash flow strengthened to $51.7 million from $33.3 million. The company reduced its senior loan balance to $362.9 million from $428.4 million, aided by a $65 million voluntary prepayment, while cash and cash equivalents declined to $164.4 million from $242.1 million.

GCM Grosvenor continued returning capital, repurchasing 1.53 million Class A shares for $17.5 million and paying $8.6 million of declared dividends during the quarter. Equity-based compensation remained significant at $23.0 million, and the firm maintained active use of interest rate swaps to hedge its term loan exposure.

GCM Grosvenor Inc. reported first quarter 2026 results showing higher earnings alongside continued growth in assets under management. AUM reached $91.5 billion, up 12% from March 31, 2025, while fee-paying AUM rose to $73.5 billion, an 11% increase.

GAAP revenue for the quarter was $124.8 million, roughly flat year over year, but GAAP net income attributable to GCM Grosvenor Inc. improved to $5.5 million. Adjusted EBITDA was $53.4 million with a 45% margin, and Adjusted Net Income was $36.0 million, or $0.18 per adjusted share.

The firm highlighted strong fundraising, with $1.5 billion raised in the quarter and $9.3 billion over the last twelve months, and unrealized carried interest of $1.0 billion, including $510 million representing the firm’s share. The Board approved a quarterly dividend of $0.12 per share payable June 15, 2026, and the company repurchased 1.6 million Class A shares for $18.6 million in the quarter.

GCM Grosvenor Inc. Schedule 13G/A reports that Sumitomo Mitsui Trust Group, Inc. (and its subsidiary SUMITOMO MITSUI TRUST BANK Ltd.) beneficially own 3,752,965 shares of Class A common stock, representing 6.2% of the class. The filing states shared voting and dispositive power over those 3,752,965 shares. The filing is signed by Hideaki Takamiya on 04/30/2026.