Every Form 4 that Gcm Grosvenor (GCMGW) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow GCMGW and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full GCMGW filings page.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported routine equity compensation activity tied to restricted stock units (RSUs). On May 31, 2026, 12,500 RSUs from a March 1, 2023 grant, 12,121 RSUs from a March 1, 2024 grant, and 9,114 RSUs from a March 1, 2025 grant vested, each RSU converting into one share of Class A Common Stock.
In connection with these vestings, the company withheld 14,946 shares of Class A Common Stock at $10.63 per share to satisfy tax withholding obligations. The filing notes that these withheld shares reduced the shares issued on settlement and did not involve any open-market sale.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported routine equity compensation activity involving restricted stock units (RSUs). On May 31, 2026, 25,000 RSUs converted into 25,000 shares of Class A Common Stock under the company’s 2020 Incentive Award Plan.
The company withheld 9,838 shares at a value of $10.63 per share to cover tax obligations related to this vesting, which the filing specifies was not an open-market sale. After these transactions, Pollock directly held 776,272 shares of Class A Common Stock.
GCM Grosvenor Inc.’s President Jonathan Reisin Levin reported routine equity compensation activity involving vested restricted stock units (RSUs) and related tax withholding.
On May 31, 2026, Levin exercised or converted RSUs into a total of 99,242 shares of Class A Common Stock through multiple derivative transactions. These RSUs were granted under GCM Grosvenor’s 2020 and Amended and Restated 2020 Incentive Award Plans and vested in scheduled annual installments.
The company withheld 45,085 shares of Class A Common Stock, valued at $10.63 per share, to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2026. The filing states that these withheld shares represent a reduction of shares issued upon settlement of vested RSUs and “do not constitute any open-market sale.”
GCM Grosvenor Inc. Chief Financial Officer Pamela L. Bentley reported compensation-related equity activity tied to restricted stock units (RSUs). On May 31, 2026, RSUs from grants made in 2023, 2024 and 2025 vested, and Bentley received a total of 44,912 shares of Class A Common Stock in settlement of these vested RSUs, consistent with the plan terms described in the footnotes.
To cover tax obligations on this vesting, the company withheld 20,256 shares of Class A Common Stock at a value of $10.63 per share. The footnotes state that this withholding reduced the number of shares issued to Bentley and did not involve any open‑market sale. Overall, the filing reflects routine RSU vesting, share delivery, and tax withholding rather than discretionary open‑market trading.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported two charitable stock gifts of Class A Common Stock. She made a bona fide gift of 1,500 shares on May 18, 2026 and another 1,000-share gift on May 19, 2026, both at a reported price of $0.00 per share.
After these charitable donations totaling 2,500 shares, she directly holds 66,006 shares of Class A Common Stock. These are non-market, non-cash charitable transfers rather than open-market purchases or sales.
GCM Grosvenor Inc.’s Chief Financial Officer Pamela L. Bentley settled a previously granted RSU award into common stock. On April 15, 2026, 26,568 Restricted Stock Units granted on January 15, 2026 vested in full and were settled into 26,568 shares of Class A Common Stock.
The company then withheld 29,981 shares of Class A Common Stock at $10.88 per share to cover tax withholding obligations tied to this net settlement, which the disclosure states does not represent any open-market sale. After these transactions, Bentley directly held 39,741 shares of Class A Common Stock.
HELFAND DAVID reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director David Helfand received a grant of 9,057 Restricted Stock Units tied to Class A Common Stock. The RSUs were awarded at an indicated value of $9.80 per unit under the company’s Amended and Restated 2020 Incentive Award Plan, instead of quarterly cash compensation elected by Helfand.
Each RSU represents the contingent right to receive one share of Class A Common Stock. The award is fully vested on the grant date, but shares will be delivered only upon the earliest of Helfand’s separation from service, a change in control event, death, or disability. Following this grant, Helfand directly holds 41,929 derivative-equivalent shares.
Malkin Stephen reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director Stephen Malkin received a grant of 6,378 Restricted Stock Units (RSUs) tied to the company’s Class A Common Stock. The RSUs were awarded at a reference price of $9.80 per share as compensation in lieu of quarterly cash fees.
The award was granted under GCM Grosvenor’s Amended and Restated 2020 Incentive Award Plan and is fully vested on the grant date. Each RSU represents the right to receive one share of Class A Common Stock, to be delivered upon separation from service, a change in control event, or the director’s death or disability. Following this grant, Malkin directly holds 102,305 shares.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported a charitable gift of 1,600 shares of Class A common stock. The shares were transferred at a price of $0.00 per share as a bona fide gift. Following this donation, she directly holds 70,004 shares of Class A common stock.
GCM Grosvenor Inc. Principal Accounting Officer Kathleen Patricia Sullivan reported equity compensation activity involving restricted stock units (RSUs) and Class A common stock. She exercised 13,409 RSUs for no cash cost, converting them into 13,409 shares of Class A common stock.
The filing also shows a new grant of 30,435 RSUs under the company’s Amended and Restated 2020 Incentive Award Plan, awarded on March 1, 2026. These RSUs vest in three equal installments on May 15, 2027, May 15, 2028 and May 15, 2029, contingent on her continued service.
The earlier RSU grant made on November 15, 2025 vested in full on March 1, 2026. Shares delivered upon settlement may be paid in stock, cash, or a mix, at the company’s discretion.
Bentley Pamela L reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc.’s Chief Financial Officer, Pamela L. Bentley, reported equity award activity. On March 1, 2026, 39,845 Restricted Stock Units vested and were settled into 39,845 shares of Class A Common Stock at no cost, leaving her with 43,154 Class A shares held directly. She also received a new grant of 40,348 RSUs that will vest in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service.
GCM Grosvenor Inc. Chief Investment Officer Frederick Pollock reported multiple equity compensation events. On March 1, 2026 he acquired Class A Common Stock through the exercise or conversion of 50,000 and 50,000 Restricted Stock Units (RSUs), with 800,917 Class A shares directly owned afterward. Footnotes explain these RSUs were granted under the company’s 2020 Incentive Award Plan and vested in tranches tied to his employment agreement, with corresponding share delivery on March 2, 2026.
On the same date he received new RSU grants of 60,870 units that vest in full on August 15, 2026, and 150,000 units vesting in three equal installments on March 1 of 2027, 2028, and 2029. On March 2, 2026 the issuer withheld 39,807 Class A shares at $11.70 per share to satisfy tax obligations related to vested RSUs; the filing states this was not an open‑market sale. After this tax‑withholding disposition, he directly owned 761,110 Class A shares.
Levin Jonathan Reisin reported acquisition or exercise transactions in this Form 4 filing.
GCM Grosvenor Inc. director and president Jonathan Reisin Levin reported receiving two grants of Restricted Stock Units (RSUs). Each RSU represents the right to receive one share of the company’s Class A common stock, subject to future vesting and settlement conditions.
The first award covers 91,305 RSUs granted on March 1, 2026, which will vest in full on August 15, 2026, if he remains in service. These RSUs may be settled in shares, cash, or a combination, at the company’s discretion under its Amended and Restated 2020 Incentive Award Plan.
The second award covers 150,000 RSUs granted on March 1, 2026, vesting in three equal installments on May 15, 2027, May 15, 2028, and May 15, 2029, subject to continued service. Vested units from this grant will be settled in Class A common stock on the delivery dates set in the award agreement.
GCM Grosvenor Inc. director Angela Blanton reported open-market sales of a total of 41,184 shares of Class A Common Stock. She sold 39,278 shares on February 26, 2026 at a weighted average price of $11.8758 per share and 1,906 shares on February 27, 2026 at a weighted average price of $11.7307 per share. After these transactions, she directly holds 45,699 Class A shares. The reported prices are weighted averages for multiple trades, with execution ranges between $11.70 and $11.97 per share.