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GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC SEC Filings

GCV NYSE

Welcome to our dedicated page for GABELLI CONVERTIBLE & INCOME SECURITIES FUND SEC filings (Ticker: GCV), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on GABELLI CONVERTIBLE & INCOME SECURITIES FUND's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into GABELLI CONVERTIBLE & INCOME SECURITIES FUND's regulatory disclosures and financial reporting.

Rhea-AI Summary

The Gabelli Convertible & Income Securities Fund Inc. reports that Mario J. Gabelli, the Fund’s Trustee, Chairman and Chief Investment Officer, was hospitalized for observation and testing following a medical incident on March 19, 2026. His condition is described as improving, but his return date is not yet known.

On March 22, 2026, GAMCO Investors, Inc. activated its long-standing succession plan and named Christopher J. Marangi as President of GAMCO. Day-to-day operations of GAMCO are being led by co-CEO Douglas R. Jamieson and Mr. Marangi, while the Gabelli Value team Co-Chief Investment Officers, Kevin V. Dreyer and Mr. Marangi, lead portfolio management for the Fund during Mr. Gabelli’s absence. The Fund incorporates this information by reference into its effective registration statement.

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The Gabelli Convertible and Income Securities Fund Inc. is holding its Annual Meeting on May 11, 2026, in Greenwich, Connecticut. Holders of both common and 5.20% Series H preferred shares of record on March 12, 2026, may vote.

Stockholders will vote on electing four Directors for three-year terms ending at the 2029 Annual Meeting: Vincent D. Enright, Anthonie C. van Ekris, and Salvatore J. Zizza (elected by common and preferred voting together) and Anthony S. Colavita (elected solely by preferred holders). The Board, including all Independent Directors, unanimously recommends a “FOR” vote.

The Fund reports 20,050,323 common shares and 607,500 Series H preferred shares outstanding. GAMCO Investors and affiliates beneficially own 1,916,400 common shares (9.6%). Several preferred holders each own more than 5% of that class.

The proxy details Board structure, committee responsibilities, director and officer biographies, compensation (aggregate Director pay of $81,000 for fiscal 2025), and beneficial ownership. Tait Weller & Baker LLP is selected as independent registered public accounting firm for the fiscal year ending September 30, 2026, with audit and tax fees disclosed for 2024–2025.

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Rhea-AI Summary

Mario J. Gabelli, a control person of the adviser to Gabelli Convertible & Income Securities Fund Inc. (GCV), reported an open-market purchase of 50,000 shares of GCV common stock on 11/10/2025 at a price of $4.286 per share. Following this transaction, he reports 486,501 shares held directly.

He also reports indirect beneficial ownership of 323,325 shares through Associated Capital Group, Inc., 1,089,000 shares through GGCP, Inc., and 17,575 shares through Gabelli & Company Investment Advisers, Inc. For each entity, he states he has less than a 100% interest and disclaims beneficial ownership of shares beyond his indirect pecuniary interest.

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FAQ

How many GABELLI CONVERTIBLE & INCOME SECURITIES FUND (GCV) SEC filings are available on StockTitan?

StockTitan tracks 8 SEC filings for GABELLI CONVERTIBLE & INCOME SECURITIES FUND (GCV), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GABELLI CONVERTIBLE & INCOME SECURITIES FUND (GCV)?

The most recent SEC filing for GABELLI CONVERTIBLE & INCOME SECURITIES FUND (GCV) was filed on May 7, 2026.