GCV insider Mario Gabelli buys 50,000 shares at $4.29

Mario J. Gabelli, a control person of the adviser to Gabelli Convertible & Income Securities Fund Inc. (GCV), reported an open-market purchase of 50,000 shares of GCV common stock on 11/10/2025 at a price of $4.286 per share.

Rhea-AI Filing Summary

Mario J. Gabelli, a control person of the adviser to Gabelli Convertible & Income Securities Fund Inc. (GCV), reported an open-market purchase of 50,000 shares of GCV common stock on 11/10/2025 at a price of $4.286 per share. Following this transaction, he reports 486,501 shares held directly.

He also reports indirect beneficial ownership of 323,325 shares through Associated Capital Group, Inc., 1,089,000 shares through GGCP, Inc., and 17,575 shares through Gabelli & Company Investment Advisers, Inc. For each entity, he states he has less than a 100% interest and disclaims beneficial ownership of shares beyond his indirect pecuniary interest.

Insider Trade Summary

Net Buyer: 50,000 shares

Net Buy 4 txns

Insider GABELLI MARIO J

Role Insider

Bought 50,000 shs ($214K)

Type	Security	Shares	Price	Value
Purchase	Common Stock, Par Value $0.001	50,000	$4.286	$214K
holding	Common Stock, Par Value $0.001	--	--	--
holding	Common Stock, Par Value $0.001	--	--	--
holding	Common Stock, Par Value $0.001	--	--	--

Holdings After Transaction: Common Stock, Par Value $0.001 — 486,501 shares (Direct); Common Stock, Par Value $0.001 — 323,325 shares (Indirect, Associated Capital Group, Inc.); Common Stock, Par Value $0.001 — 1,089,000 shares (Indirect, GGCP, Inc.); Common Stock, Par Value $0.001 — 17,575 shares (Indirect, Gabelli & Company Investment Advisers, Inc.)

Footnotes (3)

1. F1. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
2. F2. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
3. F3. The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GCV report for Mario J. Gabelli?

The filing reports that Mario J. Gabelli purchased 50,000 shares of GCV common stock on 11/10/2025 in an open-market transaction coded as P (purchase).

At what price did Mario J. Gabelli buy GCV shares in this Form 4?

Mario J. Gabelli bought the 50,000 GCV common shares at a price of $4.286 per share.

How many GCV shares does Mario J. Gabelli own directly after the transaction?

After the reported transaction, Mario J. Gabelli directly beneficially owns 486,501 shares of GCV common stock.

What indirect GCV holdings are reported for Mario J. Gabelli?

Indirect beneficial holdings reported are 323,325 shares through Associated Capital Group, Inc., 1,089,000 shares through GGCP, Inc., and 17,575 shares through Gabelli & Company Investment Advisers, Inc.

Does Mario J. Gabelli claim full beneficial ownership of all indirectly held GCV shares?

No. For each of Associated Capital Group, Inc., GGCP, Inc., and Gabelli & Company Investment Advisers, Inc., he states he has less than a 100% interest and disclaims beneficial ownership of shares beyond his indirect pecuniary interest.

What is Mario J. Gabelli’s relationship to GCV according to this filing?

He is listed under “Other” as a Control Person of Adviser to Gabelli Convertible & Income Securities Fund Inc. (GCV).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/19/2025 - 02:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GABELLI MARIO J

(Last) (First) (Middle)

C/O GAMCO INVESTORS, INC.

ONE CORPORATE CENTER

(Street)

RYE NY 10580

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC [ GCV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Control Person of Adviser

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, Par Value $0.001	11/10/2025		P		50,000	A	$4.286	486,501	D
Common Stock, Par Value $0.001								323,325	I	Associated Capital Group, Inc.(1)
Common Stock, Par Value $0.001								1,089,000	I	GGCP, Inc.(2)
Common Stock, Par Value $0.001								17,575	I	Gabelli & Company Investment Advisers, Inc.(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

2. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

3. The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a wholly owned subsidiary of Associated Capital Group, Inc. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.

	Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli	11/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.