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[144] Grayscale CoinDesk Crypto 5 ETF SEC Filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A shareholder has filed a Rule 144 notice to sell 8,650 shares of common stock of a company trading on OTCQX. The planned sale is to be executed through Canaccord Genuity Corp, with an indicated aggregate market value of 359,240.56, while 12,707,400 shares of this class were outstanding at the time of the notice.

The seller, DCG International Investments Ltd, originally acquired these shares in a privately negotiated cash transaction from the issuer on 09/22/2020. Over the past three months, DCG International Investments Ltd has already sold multiple blocks of common shares, including 12,000-share transactions on several dates with six-figure gross proceeds each. The signatory represents that they are not aware of any undisclosed material adverse information about the issuer’s current or future operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature