Welcome to our dedicated page for Gencor Industres SEC filings (Ticker: GENC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Gencor Industries, Inc. filings document operating results, governance matters, capital structure, and material events for a manufacturer of highway-construction equipment and environmental control equipment. Form 8-K reports include financial-results releases, leadership changes, auditor changes, annual meeting scheduling, shareholder votes, and control-related disclosures.
The company’s proxy materials describe director elections, auditor ratification, advisory compensation votes, and voting mechanics for common stock and Class B stock. Its disclosures identify GENC common stock listed on NYSE American and describe Class B stock provisions that affect board elections. Filing topics also include internal-control and audit-related matters, beneficial ownership, and formal records of board and shareholder actions.
Gencor Industries, Inc. appointed Raymond Cole as Interim Chief Financial Officer effective June 1, 2026. Cole, age 61, will serve under a consulting agreement on an at-will basis, with compensation of $32,500 per month.
He previously served as Chief Financial Officer of ECD Automotive Design, Inc. and has held senior roles at LuckyJack, LLC, Empowered Media, LLC, and American Express, with earlier experience in mergers and acquisitions at Salomon Smith Barney and JPMorgan Chase. The company states there are no related party transactions or family relationships between Cole and its directors or executive officers.
Gencor Industries, Inc. reported that it received a delinquency notification from NYSE Regulation because it did not file its Quarterly Report on Form 10‑Q for the period ended March 31, 2026 by the May 18, 2026 due date, including the Form 12b‑25 extension.
The company has six months from May 18, 2026 to regain compliance with NYSE American continued listing standards by filing the Form 10‑Q, and the exchange may, at its discretion, grant up to an additional six‑month extension or begin suspension and delisting proceedings at any time. Gencor says it currently expects to file within the initial six‑month period, but it cannot assure that this will occur, although the notice has no immediate effect on the listing or trading of its common stock.
Gencor Industries, Inc. announced that its Chief Financial Officer and Treasurer, Eric Mellen, has decided to retire effective June 10, 2026. Mellen notified the company of his retirement decision on May 14, 2026. The company has begun a search to consider candidates for the Chief Financial Officer role.
Gencor Industries, Inc. notified the SEC it cannot timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 and submitted a Form 12b-25 stating it will file the Quarterly Report no later than the fifth calendar day following the prescribed due date. The notice states the delay is to complete the review of financial statements.
The company expects to report revenue of $33,799,000 for the quarter ended March 31, 2026 versus $38,204,000 for the quarter ended March 31, 2025, and a backlog of $60.5 million at March 31, 2026 compared with $27.8 million at March 31, 2025. The filing says management is still assessing whether operating income or net income will materially change from the prior-year quarter.
GENCOR INDUSTRIES INC insider data show that E.J. Elliott Family Limited Partnership is a ten percent owner, reporting existing holdings rather than a new transaction. The partnership directly holds 2,022,477 shares of Class B Common Stock and 1,518,828 shares of Common Stock, with E.J. Elliott, LLC as its general partner and indirect owner.
GENCOR INDUSTRIES INC director and President Marc G. Elliott filed an amended insider report to correct the transaction date and reflect a large gifted position held indirectly. The Form 4/A shows a bona fide gift transaction involving 2,022,477 shares of Class B Common Stock on May 1, 2026, reported as an indirect holding "By FLP." A footnote explains that on May 1, 2026, Elliott was assigned interests in E.J. Elliott, LLC, making him the majority member and manager of the LLC, which is the sole general partner of the E.J. Elliott Family Limited Partnership that holds these shares, and he disclaims beneficial ownership except to the extent of his pecuniary interest.
Gencor Industries’ chairman reports a significant ownership stake in the company. E.J. Elliott Family Limited Partnership, E.J. Elliott, LLC and Marc G. Elliott jointly report beneficial ownership of 1,787,844 shares of Common Stock and 2,214,757 shares of Class B Common Stock, representing 27.3% of the total shares outstanding as of February 5, 2026. Each Class B share is convertible into one Common share at the holder’s option.
FLP holds 1,518,828 Common and 2,022,477 Class B shares, which may be deemed beneficially owned by the LLC and Mr. Elliott. On May 1, 2026, Mr. Elliott was gifted membership interests making him majority member and manager of the LLC, giving him indirect control over FLP’s holdings. He also used about $3.7 million of personal funds to buy 269,016 Common and 192,280 Class B shares for investment purposes, and the reporting persons state they may buy or sell additional shares depending on conditions but have no specific corporate change plans beyond Mr. Elliott’s existing role as president and board chairman.
Gencor Industries, Inc. reports that a change in control may be deemed to have occurred on May 1, 2026, following an internal Elliott family ownership transfer. Membership interests in the LLC that controls the Elliott Family Limited Partnership were reassigned as a gift to Marc G. Elliott, giving him control of the LLC and, indirectly, the partnership.
The partnership beneficially owns 1,518,828 shares, or 12.3%, of Gencor’s common stock and 2,022,477 shares, or 87.2%, of its Class B stock as of February 5, 2026. After the transfer, Marc G. Elliott may be deemed to beneficially own 1,787,844 common shares (14.5%) and 2,214,757 Class B shares (95.5%).
Because Gencor’s Class B stock elects 75% of the board of directors voting separately as a class, Marc G. Elliott may be deemed to have acquired indirect control of the company through this structure. The transfer was characterized as a gift for no consideration, and the company states it is not aware of other arrangements that would further change control.
GENCOR INDUSTRIES INC director, President and Chairman Marc G. Elliott reported indirect transfers classified as bona fide gifts of 3,541,305 shares, consisting of 2,022,477 shares of class B stock and 1,518,828 shares of common stock, related to the E.J. Elliott Family Limited Partnership.
Following these entries, he reports 2,022,477 class B shares and 1,518,828 common shares held indirectly through the family limited partnership, and 192,280 class B shares and 269,016 common shares held directly. The filing notes he disclaims beneficial ownership of the partnership-held shares except for his pecuniary interest.
Gencor Industries held its annual stockholder meeting on April 3, 2026, where all proposals were approved. Holders of Common Stock elected John G. Coburn as director with 5,451,083 votes for, 3,700,489 votes withheld and 1,371,158 broker non-votes.
Holders of Class B Stock unanimously elected Marc G. Elliott, Thomas A. Vecchiolla and Walter A. Ketcham, Jr., each receiving 2,318,857 votes for. Stockholders also ratified Carr, Riggs & Ingram, L.L.C. as independent registered public accounting firm for the year ending September 30, 2026.
Common and Class B stockholders approved holding an advisory vote on executive compensation every three years, with Common Stock casting 9,055,905 votes for the three-year frequency and Class B Stock casting 2,318,857 votes for it. No other business was brought before the meeting.