Gencor regains NYSE American listing compliance

Gencor Industries, Inc. reported that it has regained compliance with NYSE American continued listing standards after a previous late filing of its Form 10-Q for the quarter ended March 31, 2026.

Rhea-AI Filing Summary

Gencor Industries, Inc. reported that it has regained compliance with NYSE American continued listing standards after a previous late filing of its Form 10-Q for the quarter ended March 31, 2026. The company had missed the May 18, 2026 due date, which triggered a delinquency notice and the possibility of suspension or delisting.

The company subsequently filed the delayed Form 10-Q on June 12, 2026, within the NYSE American’s initial six-month compliance window. On June 15, 2026, NYSE Regulation notified Gencor that it is now back in compliance with Section 1007 of the NYSE American Company Guide and will be removed from the exchange’s late filers’ list, easing prior listing-related uncertainty.

Insights

Equity analyst

Gencor resolves NYSE American listing compliance issue.

Gencor Industries previously triggered a NYSE American delinquency notice by missing the May 18, 2026 Form 10-Q deadline. That placed the stock under Section 1007 procedures, with potential suspension or delisting risk if filings remained late.

The company filed the March 31, 2026 Form 10-Q on June 12, 2026, inside the exchange’s initial six-month remediation window. NYSE Regulation then confirmed on June 15, 2026 that Gencor is back in compliance and will be removed from the late filers’ list, reducing near-term listing overhang.

The update is administrative rather than operational, but it closes out a formal noncompliance process. Future filings will show whether the earlier delay was an isolated event or part of a pattern, which would matter for governance perceptions.

8-K Event Classification

Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

1 item

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing Securities

The company received a delisting notice, failed to satisfy a continued-listing rule or standard, or transferred its listing.

Key Figures

Form 10-Q due date: May 18, 2026 10-Q actual filing date: June 12, 2026 NYSE compliance notice date: June 15, 2026 +1 more

4 metrics

Form 10-Q due date May 18, 2026 Due date for March 31, 2026 quarter Form 10-Q

10-Q actual filing date June 12, 2026 Date Gencor filed delayed March 31, 2026 Form 10-Q

NYSE compliance notice date June 15, 2026 Date NYSE confirmed Gencor regained compliance

Initial compliance window 6 months Initial period from May 18, 2026 to regain compliance

Key Terms

continued listing standards, Section 1007 of the NYSE American Company Guide, Delinquency Notification, late filers’ list

4 terms

continued listing standards regulatory

"indicating the Company was not in compliance with the NYSE American LLC continued listing standards"

Ongoing rules a stock exchange requires a listed company to meet to keep its shares trading publicly, such as minimum share price, market value, timely financial reports, and governance practices. Think of it as a membership checklist for a club: falling short can lead to warnings or removal from the exchange, which can sharply reduce liquidity, investor confidence, and a stock’s value. Investors watch these standards to gauge regulatory risk and the stability of their holdings.

Section 1007 of the NYSE American Company Guide regulatory

"and as a result was subject to the procedures set forth in Section 1007 of the NYSE American Company Guide"

Delinquency Notification regulatory

"received a notice (the “Delinquency Notification”) from NYSE Regulation"

late filers’ list regulatory

"and will be removed from the NYSE’s late filers’ list"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Why did Gencor Industries (GENC) receive a NYSE American delinquency notice?

Gencor received a delinquency notice for not filing its Form 10-Q for the quarter ended March 31, 2026 by the May 18, 2026 deadline. The missed due date followed an extension period under Form 12b-25, triggering NYSE American’s continued listing compliance procedures.

How did Gencor Industries (GENC) regain compliance with NYSE American standards?

Gencor regained compliance by filing its delayed Form 10-Q for the quarter ended March 31, 2026 on June 12, 2026. NYSE Regulation then sent a June 15, 2026 letter confirming the company now meets Section 1007 requirements and is back in good standing.

What listing risk did Gencor Industries (GENC) face before this 8-K update?

After missing the May 18, 2026 Form 10-Q deadline, Gencor was subject to NYSE American Section 1007 procedures. The exchange could have ultimately commenced suspension and delisting proceedings if the company had not filed the required report within the allowed compliance window.

What deadlines did NYSE American give Gencor Industries (GENC) to fix its filing delay?

NYSE American gave Gencor an initial six-month period from the May 18, 2026 Form 10-Q due date to regain compliance by filing that report and any later delayed filings. It also noted the possibility of, but did not guarantee, an additional six-month extension depending on circumstances.

What change did NYSE American make to Gencor Industries’ (GENC) status after the 10-Q filing?

Following the June 12, 2026 Form 10-Q filing, NYSE Regulation notified Gencor on June 15, 2026 that it had regained compliance with Section 1007. The company will be removed from the NYSE American late filers’ list, reflecting its updated filing status.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/17/2026 - 04:02 PM Learn about SEC filing dates

GENCOR INDUSTRIES INC false 0000064472 0000064472 2026-06-16 2026-06-16

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of the Securities Exchange Act of 1934

Date of Report: June 16, 2026

(Date of earliest event reported)

GENCOR INDUSTRIES, INC.

(Exact name of registrant as specified in its charter)

Delaware		001-11703		59-0933147
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

5201 North Orange Blossom Trail, Orlando, Florida 32810

(Address of principal executive offices) (Zip Code)

(407) 290-6000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock ($.10 Par Value)		GENC		NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

As previously disclosed, On May 19, 2026, Gencor Industries, Inc. (the “Company”) received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NYSE American Company Guide.

The NYSE informed the Company that, under the rules of the NYSE American, the Company had an initial six-month period from the Form 10-Q filing due date of May 18, 2026, to regain compliance with the NYSE American listing standards by filing the Form 10-Q and any subsequently delayed filings with the SEC.

The NYSE further noted that, if the Company fails to file the Form 10-Q within the six-month period, the NYSE may grant, at its sole discretion, an extension of up to six additional months for the Company to regain compliance, depending on the Company’s specific circumstances. The Delinquency Notification also provides that the NYSE may nevertheless commence suspension and delisting proceedings at any time if it deems that the circumstances warrant.

On June 12, 2026 the Company filed its Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2026 which was within to the NYSE American six-month Deadline.

On June 15, 2026, the Company received a notification letter from the NYSE indicating that the Company has now regained compliance with Section 1007 of the NYSE American Company Guide and will be removed from the NYSE’s late filers’ list.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

				GENCOR INDUSTRIES, INC.
June 17, 2026				By:		/s/ Raymond Cole
						Raymond Cole Interim Chief Financial Officer

Filing Exhibits & Attachments

3 documents

Other Documents

• EX-101 XBRL TAXONOMY EXTENSION SCHEMA 3.1 KB
• EX-101 XBRL TAXONOMY EXTENSION LABEL LINKBASE 16.8 KB
• EX-101 XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE 10.6 KB