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Geron (GERN) director Patricia Andrews submits initial insider ownership filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Geron Corp director Patricia S. Andrews has filed an initial insider ownership report with the SEC. This Form 3 filing establishes her status as a director of Geron Corp (ticker GERN) and provides a baseline disclosure of her holdings, with no transactions reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Andrews Patricia S

(Last)(First)(Middle)
C/O GERON CORPORATION
919 EAST HILLSDALE BOULEVARD, SUITE 250

(Street)
FOSTER CITY CALIFORNIA 94404

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/25/2026
3. Issuer Name and Ticker or Trading Symbol
GERON CORP [ GERN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities benefically owned.
No securities are beneficially owned.
/s/ Michelle Robertson, Attorney-in-Fact03/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Geron (GERN) Form 3 filing by Patricia S. Andrews indicate?

The filing shows that Patricia S. Andrews is a director of Geron Corp and is reporting her initial insider ownership. Form 3 establishes a baseline of her holdings but, in this case, includes no reported transactions or changes in ownership.

Did Patricia S. Andrews buy or sell Geron (GERN) shares in this Form 3?

No, this Form 3 for Geron Corp shows no reported transactions by Patricia S. Andrews. It is an initial ownership statement, with zero buys, sells, exercises, gifts, tax withholdings, or restructurings reported in the transaction summary.

What role does Patricia S. Andrews hold at Geron (GERN) in this filing?

The filing identifies Patricia S. Andrews as a director of Geron Corp. She is not reported as an officer or a ten percent owner in this document, making this a standard director-level initial ownership disclosure without any insider trades listed.

Does the Geron (GERN) Form 3 include any derivative securities for Patricia S. Andrews?

No, the Form 3 derivative summary for Patricia S. Andrews is empty. The filing reports no options, warrants, or other derivative positions, and the transaction summary shows zero derivative transactions or exercises for this insider.

Are there any notable footnotes in Patricia S. Andrews’s Geron (GERN) Form 3?

The Form 3 includes an empty footnote entry, providing no additional explanations about voting power, indirect holdings, or trading plans. As a result, the filing presents a straightforward initial ownership report without special ownership disclaimers.
Geron Corp

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