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Griffon Corp (GFF) director reports bona fide gift of 2,150 shares in Form 4

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Griffon Corporation director reports gifted shares in Form 4 filing. A board member of Griffon Corporation disclosed a transaction dated 12/04/2025, involving a bona fide gift of 2,150 shares of common stock, reported with transaction code “G.” The shares were transferred at a stated price of $0, consistent with a gift designation rather than an open-market sale.

Following this transaction, the director reports beneficial ownership of 69,139 shares of Griffon common stock in direct ownership form. The filing reflects a personal estate or charitable planning move and does not describe any change to the company’s operations or financial condition.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ALPERT HENRY A

(Last) (First) (Middle)
C/O GRIFFON CORPORATION
712 FIFTH AVENUE, 18TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRIFFON CORP [ GFF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/04/2025 G 2,150 D $0 69,139 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Seth L. Kaplan, as attorney-in-fact 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Griffon Corp (GFF) report in this Form 4?

A Griffon Corporation director reported a bona fide gift of 2,150 shares of common stock on 12/04/2025, using transaction code “G.”

At what price were the Griffon Corp (GFF) shares transferred in this transaction?

The 2,150 common shares were reported as transferred at a price of $0, which aligns with the transaction being classified as a gift rather than a sale.

How many Griffon Corp (GFF) shares does the director own after the reported gift?

After the reported gift, the director beneficially owns 69,139 shares of Griffon Corporation common stock, held in direct ownership form.

What does transaction code "G" mean in the Griffon Corp (GFF) Form 4?

Transaction code “G” on Form 4 designates a bona fide gift of securities, indicating the shares were given, not sold on the open market.

What is the reporting person’s relationship to Griffon Corp (GFF)?

The reporting person is identified as a Director of Griffon Corporation and filed the Form 4 as an individual reporting person.

Does this Griffon Corp (GFF) Form 4 indicate indirect ownership?

No. The filing states that the 69,139 shares of Griffon Corporation common stock are held with direct (D) ownership.
Griffon Corp

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