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Griffon Corporation (GFF) VP & CAO reports 4,343-share tax withholding and ESOP updates

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Griffon Corporation executive files Form 4 for tax withholding and ESOP updates. A company officer, serving as Vice President & Chief Accounting Officer, reported a transaction in Griffon Corporation common stock on 11/30/2025. The filing shows that 4,343 shares of common stock were withheld or delivered to Griffon upon vesting of restricted stock at a price of $75 per share to cover the reporting person’s tax withholding obligations. After this transaction, the officer directly beneficially owns 39,963 shares of Griffon common stock and indirectly beneficially owns 3,260 shares through an ESOP, reflecting allocations since the prior ownership report.

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Insider Durborow W. Christopher
Role Vice President & CAO
Type Security Shares Price Value
Tax Withholding Common Stock 4,343 $75.00 $326K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 39,963 shares (Direct); Common Stock — 3,260 shares (Indirect, By ESOP)
Footnotes (1)
  1. Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Durborow W. Christopher
(Last) (First) (Middle)
C/O GRIFFON CORPORATION
712 FIFTH AVENUE
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GRIFFON CORP [ GFF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President & CAO
3. Date of Earliest Transaction (Month/Day/Year)
11/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/30/2025 F 4,343(1) D $75 39,963 D
Common Stock 3,260(2) I By ESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.
2. Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
Remarks:
/s/ Seth L. Kaplan, as attorney-in-fact 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Griffon Corporation (GFF) report on this Form 4?

The Form 4 reports that a Griffon Corporation officer had 4,343 shares of common stock withheld or delivered to the company on 11/30/2025 upon vesting of restricted stock to satisfy tax withholding obligations.

Who is the reporting person in the Griffon Corporation (GFF) Form 4 and what is their role?

The reporting person is an officer of Griffon Corporation, serving as Vice President & Chief Accounting Officer, and is filing individually as indicated on the form.

How many Griffon Corporation (GFF) shares does the officer own after the reported transaction?

Following the reported transaction, the officer beneficially owns 39,963 shares of Griffon common stock directly and 3,260 shares indirectly through an ESOP.

What does the Form 4 say about the purpose of the 4,343 Griffon (GFF) shares withheld?

The explanation states that the 4,343 shares were withheld by or delivered to Griffon upon vesting of restricted stock to satisfy the tax withholding obligations of the reporting person.

What is the significance of the ESOP shares in the Griffon Corporation (GFF) Form 4?

The Form 4 notes that the 3,260 indirectly owned shares reflect ESOP allocations that have occurred since the reporting person’s last ownership report, indicating updates in plan-based holdings.

Was the Griffon Corporation (GFF) Form 4 filed by more than one reporting person?

No. The Form 4 indicates that it is filed by one reporting person, not by a group or multiple filers.