STOCK TITAN

Gold Fields (NYSE: GFI) CFO discloses 3,317 restricted share rights on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Gold Fields Limited filed an initial ownership report for Chief Financial Officer Alexander Thomas Dall, showing his position in company equity awards. He holds restricted share rights that give him a conditional right to receive 3,317 ordinary shares of Gold Fields.

These restricted share rights were granted as deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025. The awards are scheduled to vest on March 1, 2028, provided he continues serving the company or its subsidiaries and meets the plan’s terms.

Positive

  • None.

Negative

  • None.
Insider Dall Alexander Thomas
Role Chief Financial Officer
Type Security Shares Price Value
holding Restricted Share Rights -- -- --
Holdings After Transaction: Restricted Share Rights — 3,317 shares (Direct)
Footnotes (1)
  1. [object Object]
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Dall Alexander Thomas

(Last)(First)(Middle)
150 HELEN ROAD
SANDOWN

(Street)
SANDTON2196

(City)(State)(Zip)

SOUTH AFRICA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
GOLD FIELDS LTD [ GFI ]
3a. Foreign Trading Symbol
[GFI]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Rights03/01/2028(1)03/01/2028Ordinary Shares3,317$0D
Explanation of Responses:
1. Each restricted share right represents a conditional right to receive one ordinary share of Gold Fields Limited (the "Company"). The Reporting Person was granted restricted share rights in the form of deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025. The awards vest on March 1, 2028, subject to the Reporting Person's continued service to the Company or its subsidiaries and the terms of the plan.
Remarks:
/s/ Alexander Thomas Dall03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider holdings does Gold Fields (GFI) CFO Alexander Thomas Dall report on this Form 3?

He reports holding restricted share rights linked to 3,317 ordinary shares of Gold Fields Limited. These rights represent conditional equity awards rather than currently owned shares, forming part of his compensation package under the Gold Fields Share Incentive Plan 2025.

What are the restricted share rights disclosed for Gold Fields (GFI) CFO on this Form 3?

The filing shows restricted share rights where each right grants a conditional claim to one ordinary share. In total, they relate to 3,317 ordinary shares, granted as deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025.

When do the Gold Fields (GFI) CFO’s restricted share rights vest?

The restricted share rights are scheduled to vest on March 1, 2028. Vesting depends on the CFO’s continued service with Gold Fields or its subsidiaries and compliance with all terms and conditions of the Gold Fields Share Incentive Plan 2025.

What conditions apply to the Gold Fields (GFI) CFO’s restricted share rights?

The awards vest only if the CFO maintains continued service to Gold Fields or its subsidiaries through March 1, 2028. They are also governed by the detailed terms of the Gold Fields Share Incentive Plan 2025, as referenced in the disclosure.

Does the Form 3 for Gold Fields (GFI) show any insider share purchases or sales?

No insider purchases or sales are indicated. The Form 3 provides an initial statement of holdings, listing the CFO’s restricted share rights linked to 3,317 ordinary shares, rather than reporting open-market trading activity or option exercises.