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Gold Fields SEC Filings

GFI NYSE

Welcome to our dedicated page for Gold Fields SEC filings (Ticker: GFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Gold Fields Limited filings document the U.S. disclosure record of a South African foreign private issuer whose American depositary shares trade on the NYSE. The company reports under Form 20-F and furnishes Form 6-K current reports for SENS announcements, operating updates, reviewed results, annual reporting materials and shareholder communications.

The filings cover audited consolidated financial statements, mine performance, production and cost measures, Mineral Resources and Mineral Reserves, sustainability reporting, B-BBEE compliance, dividends and shareholder returns. They also document governance matters, annual meeting notices, remuneration reporting, securities dealings under share plans, substantial shareholding notifications and board-responsibility changes.

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Gold Fields Ltd submitted a Form 3 identifying Philisiwe Gugulethu Sibiya as a director and reporting person. The filing shows no reported transactions, with zero buys, sells, exercises, gifts, tax withholdings, or restructurings, and no derivative positions listed in the derivative summary.

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GOLD FIELDS LTD director Michael Ian Rawlinson filed an initial ownership report on Form 3. This filing establishes his status as an insider of the company but does not list any stock or option transactions or holdings. It is a routine regulatory disclosure rather than a trading event.

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Gold Fields Limited executive Christopher Gratias, EVP Strategy and Corporate Development, filed an initial ownership report showing his current equity interests in the company. He holds 20,000 American Depositary Shares, with each ADS representing one ordinary share of Gold Fields.

He also holds 4,219 restricted share rights, which are deferred short‑term incentive awards that vest on March 1, 2028, subject to continued service and plan terms. In addition, he has 10,494 matching share rights granted under the company’s Minimum Shareholding Requirement Policy, vesting on August 1, 2029, contingent on continued service and meeting the minimum shareholding requirement.

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Gold Fields Limited EVP Legal & Governance Kelly Michelle Carter filed an initial ownership report showing a mix of direct shares and equity awards. She holds 21,144 Ordinary Shares directly. She also has 3,583 restricted share rights granted as deferred short‑term incentive awards and matching share rights over 4,700 and 4,308 Ordinary Shares under the company’s minimum shareholding policy. These awards have an exercise price of zero and are scheduled to vest on March 1, 2028, subject to continued service and, for matching shares, meeting the minimum shareholding requirements.

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Gold Fields Limited filed a report detailing dealings in its shares by senior management after performance awards vested under the Gold Fields 2012 Share Plan. The company states that directors and prescribed officers took ownership of these performance shares and some then sold part or all of them on the market.

Prescribed officer KM Carter sold 48,189 ordinary shares at R901.1209 each for a total of R43,424,115.05. Prescribed officer BL Mokoatle sold 14,405 shares at the same price for R12,980,646.56. Prescribed officer J Magagula sold 8,000 shares for R7,208,967.20 and retained 9,206 shares with a deemed value of R8,295,719. CEO Mike Fraser retained 19,005 shares and shows zero shares traded.

The company notes that all transactions are direct and beneficial interests and that the required JSE clearance to deal in these securities was obtained in line with paragraph 6.83 of the Listings Requirements.

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Gold Fields Limited reported that clients of Van Eck Associates Corporation have increased their holdings in its ordinary shares. These clients now hold 5.42% of Gold Fields’ total issued ordinary shares, triggering a regulatory disclosure threshold under South African company law and JSE Listings Requirements.

Gold Fields filed the required notice with the Takeover Regulation Panel and stated that its board has received the necessary TRP121.1 forms from Van Eck. The board accepts responsibility for the accuracy and completeness of the information in this announcement.

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Gold Fields Limited reported a sharp jump in 2025 profit attributable to owners to US$3,567.4 million, or US$3.99 per share, up from US$1,245.0 million and US$1.39 per share in 2024. Revenue rose to US$8,751.3 million, supported by higher gold prices and an 18% increase in attributable gold-equivalent production to 2.438Moz.

The group declared a gross final dividend of 1,850 South African cents per share and a special dividend of 450 cents, payable on 16 March 2026, contributing to a total dividend of 2,550 cents per share for 2025. In addition, it will return US$353 million via special dividends and share buybacks, taking total shareholder distributions to about US$1.7 billion, equal to 54% of adjusted free cash flow of US$2,970 million. Net debt fell to US$1,442 million, bringing the net debt to adjusted EBITDA ratio down to 0.26.

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Gold Fields Limited announced upcoming changes to its board leadership. Independent non-executive director John Fraser MacKenzie has been elected as Chair of the Board and Chair of the Nomination and Governance Committee, effective 25 May 2026, following the company’s 2026 Annual General Meeting.

MacKenzie brings over 30 years of mining and executive leadership experience and currently serves as non-executive chairman of Capstone Copper Corporation. He will succeed Yunus Suleman, who will retire as independent non-executive director and Board Chair on 25 May 2026 after nearly a decade on the board and leadership roles on the Audit and Nomination and Governance Committees.

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FAQ

How many Gold Fields (GFI) SEC filings are available on StockTitan?

StockTitan tracks 35 SEC filings for Gold Fields (GFI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Gold Fields (GFI)?

The most recent SEC filing for Gold Fields (GFI) was filed on March 18, 2026.