Welcome to our dedicated page for Gold Fields SEC filings (Ticker: GFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Gold Fields Limited filings document the U.S. disclosure record of a South African foreign private issuer whose American depositary shares trade on the NYSE. The company reports under Form 20-F and furnishes Form 6-K current reports for SENS announcements, operating updates, reviewed results, annual reporting materials and shareholder communications.
The filings cover audited consolidated financial statements, mine performance, production and cost measures, Mineral Resources and Mineral Reserves, sustainability reporting, B-BBEE compliance, dividends and shareholder returns. They also document governance matters, annual meeting notices, remuneration reporting, securities dealings under share plans, substantial shareholding notifications and board-responsibility changes.
Gold Fields Ltd director Jacqueline Elizabeth McGill has filed an initial statement of beneficial ownership as a reporting person. The filing does not report any purchases, sales, exercises, gifts, or other transactions in the company’s securities; it simply establishes her status as an insider for disclosure purposes.
Gold Fields Limited filed an initial ownership report for Chief Financial Officer Alexander Thomas Dall, showing his position in company equity awards. He holds restricted share rights that give him a conditional right to receive 3,317 ordinary shares of Gold Fields.
These restricted share rights were granted as deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025. The awards are scheduled to vest on March 1, 2028, provided he continues serving the company or its subsidiaries and meets the plan’s terms.
GOLD FIELDS LTD filed an initial insider ownership report for Jason Sander, who is identified as Chief Technical Officer. This Form 3 establishes his status as a reporting officer but, in the data provided, shows no reported share purchases, sales, derivative exercises, or other insider transactions.
Gold Fields Limited Chief Operating Officer Francois Swanepoel reported holdings of 4,493 restricted share rights, each representing a conditional right to receive one ordinary share of the company. These deferred short-term incentive awards under the Gold Fields Share Incentive Plan 2025 vest on March 1, 2028, subject to his continued service.
Gold Fields Ltd director MacKenzie John Fraser filed a Form 3, which is an initial insider ownership report. The filing lists no reportable transactions or derivative positions, indicating this is a baseline disclosure of his status as a director in relation to the company’s securities.
Gold Fields Ltd submitted a Form 3 identifying Philisiwe Gugulethu Sibiya as a director and reporting person. The filing shows no reported transactions, with zero buys, sells, exercises, gifts, tax withholdings, or restructurings, and no derivative positions listed in the derivative summary.
GOLD FIELDS LTD director Michael Ian Rawlinson filed an initial ownership report on Form 3. This filing establishes his status as an insider of the company but does not list any stock or option transactions or holdings. It is a routine regulatory disclosure rather than a trading event.
Gold Fields Limited executive Christopher Gratias, EVP Strategy and Corporate Development, filed an initial ownership report showing his current equity interests in the company. He holds 20,000 American Depositary Shares, with each ADS representing one ordinary share of Gold Fields.
He also holds 4,219 restricted share rights, which are deferred short‑term incentive awards that vest on March 1, 2028, subject to continued service and plan terms. In addition, he has 10,494 matching share rights granted under the company’s Minimum Shareholding Requirement Policy, vesting on August 1, 2029, contingent on continued service and meeting the minimum shareholding requirement.
Gold Fields Limited EVP Legal & Governance Kelly Michelle Carter filed an initial ownership report showing a mix of direct shares and equity awards. She holds 21,144 Ordinary Shares directly. She also has 3,583 restricted share rights granted as deferred short‑term incentive awards and matching share rights over 4,700 and 4,308 Ordinary Shares under the company’s minimum shareholding policy. These awards have an exercise price of zero and are scheduled to vest on March 1, 2028, subject to continued service and, for matching shares, meeting the minimum shareholding requirements.
Gold Fields Limited filed a report detailing dealings in its shares by senior management after performance awards vested under the Gold Fields 2012 Share Plan. The company states that directors and prescribed officers took ownership of these performance shares and some then sold part or all of them on the market.
Prescribed officer KM Carter sold 48,189 ordinary shares at R901.1209 each for a total of R43,424,115.05. Prescribed officer BL Mokoatle sold 14,405 shares at the same price for R12,980,646.56. Prescribed officer J Magagula sold 8,000 shares for R7,208,967.20 and retained 9,206 shares with a deemed value of R8,295,719. CEO Mike Fraser retained 19,005 shares and shows zero shares traded.
The company notes that all transactions are direct and beneficial interests and that the required JSE clearance to deal in these securities was obtained in line with paragraph 6.83 of the Listings Requirements.