[Form 3] GLOBALFOUNDRIES Inc. Initial Statement of Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
GLOBALFOUNDRIES Inc. director Thomas Caulfield has filed an initial ownership report showing his equity stake in the company. The filing lists direct holdings of 262,971 ordinary shares. It also reports 42,057 restricted share units that are scheduled to vest on February 27, 2027, subject to continuous service, with each unit delivering one ordinary share upon settlement.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Caulfield Thomas
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Ordinary Shares | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
Holdings After Transaction:
Ordinary Shares — 262,971 shares (Direct);
Restricted Share Units — 42,057 shares (Direct)
Footnotes (1)
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FAQ
What does Thomas Caulfield’s Form 3 filing for GLOBALFOUNDRIES (GFS) show?
The Form 3 shows director Thomas Caulfield’s initial ownership in GLOBALFOUNDRIES. He directly holds 262,971 ordinary shares and 42,057 restricted share units that may convert into ordinary shares, giving investors visibility into his current equity stake.
What is the significance of the vesting condition on Thomas Caulfield’s GLOBALFOUNDRIES (GFS) RSUs?
His 42,057 restricted share units vest only if he maintains continuous service through February 27, 2027. This means the potential shares are tied to ongoing employment, aligning his long-term compensation with GLOBALFOUNDRIES’ performance and his continued role at the company.