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GlobalFoundries CFO has 11,213 shares withheld

The chief financial officer's RSU holdings include units scheduled to vest through 2029, subject to continuous service.

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Form Type
4

Rhea-AI Filing Summary

GLOBALFOUNDRIES Inc. (GFS) Chief Financial Officer Sam Franklin had 11,213 ordinary shares withheld by the issuer on November 4, 2026, to satisfy tax withholding obligations tied to RSU vesting and settlement, at $42.89 per share. He directly held 37,413 ordinary shares afterward. The settlement involved 28,531 ordinary shares; he also directly held 66,679 RSUs, which vest on stated dates through 2029 subject to continuous service.

Insider Franklin Sam
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Ordinary Shares F3, F1 11,213 $42.89 $481K
Holding Restricted Share Units F1, F2 -- -- --
Holdings After Transaction: Ordinary Shares — 37,413 shares (Direct); Restricted Share Units — 66,679 shares (Direct)
Footnotes (3)
  1. F1. Reflects the vesting and settlement of restricted stock units (RSUs) into 28,531 ordinary shares on November 4, 2026.
  2. F2. Represents RSUs, 30,702 of which vest in equal installments on March 1, 2027, 2028 and 2029, 8,060 of which vest in equal installments on March 1, 2027 and 2028, 24,178 of which vest on March 1, 2029, and 3,739 of which vest on February 27, 2027, subject to the reporting person's continuous service through each such vesting date. Each RSU represents a contingent right to receive one share of the issuer's ordinary shares upon settlement.
  3. F3. Represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of RSUs.
Shares withheld for tax liability 11,213 ordinary shares November 4, 2026
Price per share $42.89 per share Shares withheld on November 4, 2026
Ordinary shares held after transaction 37,413 shares Direct holdings after the November 4, 2026 transaction
RSUs held 66,679 RSUs Direct holdings after the November 4, 2026 transaction
Ordinary shares from RSU settlement 28,531 shares November 4, 2026
restricted stock units (RSUs) financial
"vesting and settlement of restricted stock units (RSUs)"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
tax withholding obligations financial
"satisfy the reporting person's tax withholding obligations"
contingent right financial
"Each RSU represents a contingent right to receive one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many GFS shares did CFO Sam Franklin have withheld?

The issuer withheld 11,213 ordinary shares at $42.89 per share on November 4, 2026, to satisfy tax withholding obligations connected with RSU vesting and settlement.

When do Sam Franklin’s GFS RSUs vest?

Of the 66,679 RSUs, 30,702 vest in equal installments on March 1, 2027, 2028 and 2029; 8,060 vest in equal installments on March 1, 2027 and 2028; 24,178 vest on March 1, 2029; and 3,739 vest on February 27, 2027. Each is subject to continuous service through its vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Franklin Sam

(Last)(First)(Middle)
400 STONE BREAK ROAD EXTENSION

(Street)
MALTA NEW YORK 12020

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GLOBALFOUNDRIES Inc. [ GFS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Share Units66,679(1)(2)D
Ordinary Shares11/04/2026F11,213(3)D$42.8937,413(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the vesting and settlement of restricted stock units (RSUs) into 28,531 ordinary shares on November 4, 2026.
2. Represents RSUs, 30,702 of which vest in equal installments on March 1, 2027, 2028 and 2029, 8,060 of which vest in equal installments on March 1, 2027 and 2028, 24,178 of which vest on March 1, 2029, and 3,739 of which vest on February 27, 2027, subject to the reporting person's continuous service through each such vesting date. Each RSU represents a contingent right to receive one share of the issuer's ordinary shares upon settlement.
3. Represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of RSUs.
Remarks:
/s/ Angela Corsilles, as Attorney-in-fact for Reporting Person11/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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