STOCK TITAN
  1. Home
  2. Sec-filings
  3. GHLD
  4. [Form 4] Guild Holdings Company Insider Trading Activity

Guild Holdings insider report: 1,691 DEUs added to Neylan Manuel stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

David Manuel Neylan, President and COO of Guild Holdings Co (GHLD), reports a non‑derivative acquisition on 09/02/2025 of 1,691 Class A common shares at a price of $0. After the transaction he beneficially owns 431,117 shares (direct). The filing explains these units represent dividend equivalent units (DEUs) paid on outstanding restricted stock units and are subject to the same terms as the underlying RSUs. The form is signed by an attorney‑in‑fact on 09/04/2025.

Positive

  • Disclosure of DEUs received for 1,691 Class A shares increases transparency about insider compensation
  • Beneficial ownership updated to 431,117 shares, providing investors clear ownership figures for the officer

Negative

  • None.

Insights

TL;DR: Officer received 1,691 DEU shares; transaction is a routine equity compensation settlement with no cash consideration.

The Form 4 shows a small, compensation‑related increase in beneficial ownership via dividend equivalent units tied to existing RSUs. The acquisition price of $0 indicates these were non‑cash units, not open‑market purchases or exercises. The change increases reported ownership to 431,117 shares, but the filing contains no information on material changes to company performance, governance, or liquidity. This is a routine insider reporting of equity compensation.

TL;DR: Reporting reflects standard insider disclosure for compensation; no governance red flags disclosed.

The filing identifies the reporting person as both an officer (President and COO) and a director and documents distribution of DEUs on RSUs. The nature and amount are clearly disclosed and the form is properly signed by an attorney‑in‑fact. There are no indications of related‑party transactions, option exercises, or sales that would warrant governance concern based on this filing alone.

Insider Neylan David Manuel
Role President and COO
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,691 $0.00 --
Holdings After Transaction: Class A Common Stock — 431,117 shares (Direct)
Footnotes (1)
  1. [object Object]
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neylan David Manuel
(Last) (First) (Middle)
5887 COPLEY DRIVE
(Street)
SAN DIEGO CA 92111
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Guild Holdings Co [ GHLD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/02/2025 A 1,691 A $0 431,117(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs.
Bella Guerrero, Attorney-in-Fact for David Manuel Neylan 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did GHLD insider David Manuel report on Form 4?

He reported acquiring 1,691 Class A common shares on 09/02/2025 at a price of $0, increasing his beneficial ownership to 431,117 shares.

Why was the price listed as $0 on the Form 4 for GHLD?

The filing states the shares represent dividend equivalent units (DEUs) paid on outstanding RSUs, which are non‑cash compensation and reflected at <$0> here.

What is the relationship of the reporting person to GHLD?

The reporting person is listed as a Director and an Officer with the title President and COO.

When was the Form 4 signed for the GHLD transaction?

The signature by an attorney‑in‑fact is dated 09/04/2025.

Does this Form 4 indicate any open‑market purchases or sales?

No. The transaction code and $0 price indicate these were compensation‑related DEUs, not open‑market trades.