STOCK TITAN

[Form 4] Guild Holdings Company Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Guild Holdings Co. (GHLD) – Form 4 insider transaction

President & Chief Operating Officer David Manuel Neylan filed a Form 4 covering activity on 1 July 2025. The filing shows a Code F transaction, meaning 1,750 Class A common shares were withheld at $19.79 each to satisfy tax obligations tied to the vesting of previously granted restricted stock units (RSUs). After this non-open-market disposition, Neylan’s direct beneficial ownership stands at 429,424 shares, which includes dividend equivalent units associated with the RSUs. No derivative securities were acquired or sold, and no additional open-market trades were disclosed.

The transaction is administrative in nature, does not reflect a discretionary sale, and leaves Neylan with a substantial equity stake aligned with shareholders. The filing contains no broader financial data, strategic commentary, or indication of material operational developments for Guild Holdings.

Guild Holdings Co. (GHLD) – Transazione interna Form 4

Il Presidente e Chief Operating Officer David Manuel Neylan ha presentato un modulo Form 4 relativo ad un'attività del 1 luglio 2025. La comunicazione indica una transazione di tipo Codice F, ovvero 1.750 azioni ordinarie di Classe A sono state trattenute a 19,79 $ ciascuna per soddisfare obblighi fiscali legati alla maturazione di unità azionarie vincolate (RSU) precedentemente assegnate. Dopo questa operazione non effettuata sul mercato aperto, la proprietà diretta di Neylan ammonta a 429.424 azioni, comprensive delle unità equivalenti ai dividendi associate alle RSU. Non sono stati acquistati o venduti titoli derivati e non sono state comunicate ulteriori operazioni sul mercato aperto.

La transazione ha natura amministrativa, non rappresenta una vendita discrezionale e lascia a Neylan una significativa partecipazione azionaria in linea con gli interessi degli azionisti. La comunicazione non contiene dati finanziari più ampi, commenti strategici o indicazioni di sviluppi operativi rilevanti per Guild Holdings.

Guild Holdings Co. (GHLD) – Transacción interna Formulario 4

El Presidente y Director de Operaciones, David Manuel Neylan, presentó un Formulario 4 que cubre la actividad del 1 de julio de 2025. La presentación muestra una transacción de Código F, lo que significa que se retuvieron 1,750 acciones ordinarias Clase A a 19,79 $ cada una para cumplir con obligaciones fiscales relacionadas con la consolidación de unidades de acciones restringidas (RSU) previamente otorgadas. Tras esta disposición fuera del mercado abierto, la propiedad directa beneficiosa de Neylan es de 429,424 acciones, que incluye unidades equivalentes a dividendos asociadas con las RSU. No se adquirieron ni vendieron valores derivados, ni se divulgaron operaciones adicionales en el mercado abierto.

La transacción es de naturaleza administrativa, no refleja una venta discrecional y mantiene a Neylan con una participación accionaria sustancial alineada con los accionistas. La presentación no contiene datos financieros más amplios, comentarios estratégicos ni indicios de desarrollos operativos materiales para Guild Holdings.

Guild Holdings Co. (GHLD) – Form 4 내부자 거래

사장 겸 최고운영책임자 David Manuel Neylan2025년 7월 1일 발생한 활동을 포함하는 Form 4를 제출했습니다. 제출 내용은 코드 F 거래를 나타내며, 이는 이전에 부여된 제한 주식 단위(RSU)의 권리 취득과 관련된 세금 의무를 충족하기 위해 1,750주의 클래스 A 보통주가 주당 19.79달러에 원천징수되었음을 의미합니다. 이 비공개 시장 처분 후 Neylan의 직접 실질 소유 주식은 RSU와 관련된 배당금 등가 단위를 포함하여 429,424주입니다. 파생 증권의 매매는 없었고, 추가적인 공개 시장 거래도 보고되지 않았습니다.

이 거래는 행정적 성격이며, 임의 매도를 반영하지 않고, Neylan이 주주와 일치하는 상당한 지분을 유지하게 합니다. 제출서에는 더 넓은 재무 데이터, 전략적 논평, 또는 Guild Holdings의 중요한 운영 발전에 대한 언급이 포함되어 있지 않습니다.

Guild Holdings Co. (GHLD) – Transaction d’initié Formulaire 4

Le Président et Directeur des opérations, David Manuel Neylan, a déposé un formulaire 4 concernant une activité du 1er juillet 2025. Le dépôt indique une transaction de Code F, signifiant que 1 750 actions ordinaires de Classe A ont été retenues à 19,79 $ chacune pour satisfaire des obligations fiscales liées à l’acquisition de droits sur des unités d’actions restreintes (RSU) précédemment attribuées. Après cette disposition hors marché, la propriété bénéficiaire directe de Neylan s’élève à 429 424 actions, incluant les unités équivalentes de dividendes associées aux RSU. Aucun titre dérivé n’a été acheté ou vendu, et aucune transaction supplémentaire sur le marché ouvert n’a été divulguée.

La transaction est de nature administrative, ne reflète pas une vente discrétionnaire et maintient Neylan avec une participation significative alignée avec les actionnaires. Le dépôt ne contient pas de données financières plus larges, de commentaires stratégiques ni d’indications de développements opérationnels majeurs pour Guild Holdings.

Guild Holdings Co. (GHLD) – Insider-Transaktion Form 4

Präsident und Chief Operating Officer David Manuel Neylan reichte ein Form 4 ein, das Aktivitäten vom 1. Juli 2025 abdeckt. Die Einreichung zeigt eine Code F-Transaktion, was bedeutet, dass 1.750 Class-A-Stammaktien zu je 19,79 $ einbehalten wurden, um steuerliche Verpflichtungen im Zusammenhang mit der Vesting von zuvor gewährten Restricted Stock Units (RSUs) zu erfüllen. Nach dieser nicht am offenen Markt erfolgten Verfügung hält Neylan direkt 429.424 Aktien, einschließlich Dividendenäquivalenten, die mit den RSUs verbunden sind. Es wurden keine Derivate erworben oder verkauft, und keine weiteren Transaktionen am offenen Markt wurden offengelegt.

Die Transaktion ist administrativer Natur, stellt keinen diskretionären Verkauf dar und lässt Neylan eine bedeutende Beteiligung, die mit den Aktionären übereinstimmt. Die Einreichung enthält keine weitergehenden Finanzdaten, strategische Kommentare oder Hinweise auf wesentliche operative Entwicklungen bei Guild Holdings.

Positive
  • Executive retains a significant 429,424-share stake, indicating continued alignment with shareholder interests.
Negative
  • 1,750 shares were disposed of (withheld for taxes), though impact is minimal and non-discretionary.

Insights

TL;DR: Routine tax-withholding; negligible market impact.

The Code F disposition signals shares withheld to cover payroll taxes on vested RSUs—an expected, non-directional event. The 1,750 shares represent a very small portion of Neylan’s 429,424-share stake, maintaining his incentive alignment with investors. Because there is no open-market selling pressure or change in economic exposure, I view the filing as neutral for valuation or sentiment. Liquidity, earnings outlook, and strategy remain untouched.

TL;DR: Administrative filing; governance posture unchanged.

Section 16 insiders must report even minor equity changes. A tax-settlement disposition via Code F does not suggest negative sentiment; it simply avoids cash outlay by withholding shares. Neylan’s continued large holding supports long-term governance alignment. No red flags regarding compliance or insider selling trends arise here, so overall impact is neutral.

Guild Holdings Co. (GHLD) – Transazione interna Form 4

Il Presidente e Chief Operating Officer David Manuel Neylan ha presentato un modulo Form 4 relativo ad un'attività del 1 luglio 2025. La comunicazione indica una transazione di tipo Codice F, ovvero 1.750 azioni ordinarie di Classe A sono state trattenute a 19,79 $ ciascuna per soddisfare obblighi fiscali legati alla maturazione di unità azionarie vincolate (RSU) precedentemente assegnate. Dopo questa operazione non effettuata sul mercato aperto, la proprietà diretta di Neylan ammonta a 429.424 azioni, comprensive delle unità equivalenti ai dividendi associate alle RSU. Non sono stati acquistati o venduti titoli derivati e non sono state comunicate ulteriori operazioni sul mercato aperto.

La transazione ha natura amministrativa, non rappresenta una vendita discrezionale e lascia a Neylan una significativa partecipazione azionaria in linea con gli interessi degli azionisti. La comunicazione non contiene dati finanziari più ampi, commenti strategici o indicazioni di sviluppi operativi rilevanti per Guild Holdings.

Guild Holdings Co. (GHLD) – Transacción interna Formulario 4

El Presidente y Director de Operaciones, David Manuel Neylan, presentó un Formulario 4 que cubre la actividad del 1 de julio de 2025. La presentación muestra una transacción de Código F, lo que significa que se retuvieron 1,750 acciones ordinarias Clase A a 19,79 $ cada una para cumplir con obligaciones fiscales relacionadas con la consolidación de unidades de acciones restringidas (RSU) previamente otorgadas. Tras esta disposición fuera del mercado abierto, la propiedad directa beneficiosa de Neylan es de 429,424 acciones, que incluye unidades equivalentes a dividendos asociadas con las RSU. No se adquirieron ni vendieron valores derivados, ni se divulgaron operaciones adicionales en el mercado abierto.

La transacción es de naturaleza administrativa, no refleja una venta discrecional y mantiene a Neylan con una participación accionaria sustancial alineada con los accionistas. La presentación no contiene datos financieros más amplios, comentarios estratégicos ni indicios de desarrollos operativos materiales para Guild Holdings.

Guild Holdings Co. (GHLD) – Form 4 내부자 거래

사장 겸 최고운영책임자 David Manuel Neylan2025년 7월 1일 발생한 활동을 포함하는 Form 4를 제출했습니다. 제출 내용은 코드 F 거래를 나타내며, 이는 이전에 부여된 제한 주식 단위(RSU)의 권리 취득과 관련된 세금 의무를 충족하기 위해 1,750주의 클래스 A 보통주가 주당 19.79달러에 원천징수되었음을 의미합니다. 이 비공개 시장 처분 후 Neylan의 직접 실질 소유 주식은 RSU와 관련된 배당금 등가 단위를 포함하여 429,424주입니다. 파생 증권의 매매는 없었고, 추가적인 공개 시장 거래도 보고되지 않았습니다.

이 거래는 행정적 성격이며, 임의 매도를 반영하지 않고, Neylan이 주주와 일치하는 상당한 지분을 유지하게 합니다. 제출서에는 더 넓은 재무 데이터, 전략적 논평, 또는 Guild Holdings의 중요한 운영 발전에 대한 언급이 포함되어 있지 않습니다.

Guild Holdings Co. (GHLD) – Transaction d’initié Formulaire 4

Le Président et Directeur des opérations, David Manuel Neylan, a déposé un formulaire 4 concernant une activité du 1er juillet 2025. Le dépôt indique une transaction de Code F, signifiant que 1 750 actions ordinaires de Classe A ont été retenues à 19,79 $ chacune pour satisfaire des obligations fiscales liées à l’acquisition de droits sur des unités d’actions restreintes (RSU) précédemment attribuées. Après cette disposition hors marché, la propriété bénéficiaire directe de Neylan s’élève à 429 424 actions, incluant les unités équivalentes de dividendes associées aux RSU. Aucun titre dérivé n’a été acheté ou vendu, et aucune transaction supplémentaire sur le marché ouvert n’a été divulguée.

La transaction est de nature administrative, ne reflète pas une vente discrétionnaire et maintient Neylan avec une participation significative alignée avec les actionnaires. Le dépôt ne contient pas de données financières plus larges, de commentaires stratégiques ni d’indications de développements opérationnels majeurs pour Guild Holdings.

Guild Holdings Co. (GHLD) – Insider-Transaktion Form 4

Präsident und Chief Operating Officer David Manuel Neylan reichte ein Form 4 ein, das Aktivitäten vom 1. Juli 2025 abdeckt. Die Einreichung zeigt eine Code F-Transaktion, was bedeutet, dass 1.750 Class-A-Stammaktien zu je 19,79 $ einbehalten wurden, um steuerliche Verpflichtungen im Zusammenhang mit der Vesting von zuvor gewährten Restricted Stock Units (RSUs) zu erfüllen. Nach dieser nicht am offenen Markt erfolgten Verfügung hält Neylan direkt 429.424 Aktien, einschließlich Dividendenäquivalenten, die mit den RSUs verbunden sind. Es wurden keine Derivate erworben oder verkauft, und keine weiteren Transaktionen am offenen Markt wurden offengelegt.

Die Transaktion ist administrativer Natur, stellt keinen diskretionären Verkauf dar und lässt Neylan eine bedeutende Beteiligung, die mit den Aktionären übereinstimmt. Die Einreichung enthält keine weitergehenden Finanzdaten, strategische Kommentare oder Hinweise auf wesentliche operative Entwicklungen bei Guild Holdings.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Neylan David Manuel

(Last) (First) (Middle)
5887 COPLEY DRIVE

(Street)
SAN DIEGO CA 92111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Guild Holdings Co [ GHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/01/2025 F 1,750 D $19.79 429,424(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs.
Bella Guerrero, Attorney-in-Fact for David Manuel Neylan 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GHLD insider David Manuel Neylan report on Form 4?

He reported a Code F withholding of 1,750 Class A shares at $19.79 on 1 July 2025 for tax purposes.

How many Guild Holdings (GHLD) shares does Neylan own after the transaction?

He directly owns 429,424 Class A shares following the tax-withholding event.

Was this an open-market sale of GHLD stock?

No. Code F denotes shares withheld by the issuer to cover taxes; no open-market activity occurred.

Were any derivative securities involved in the July 2025 filing?

No derivative securities were acquired, disposed of, or held according to Table II.

Does the filing signal insider sentiment toward Guild Holdings?

Because the shares were withheld for taxes, the filing is considered administrative and not indicative of bullish or bearish sentiment.
Guild Holdings Co

NYSE:GHLD

GHLD Rankings

GHLD Latest News

GHLD Latest SEC Filings

GHLD Stock Data

1.23B
10.11M
52.36%
27.16%
0.02%
Mortgage Finance
Mortgage Bankers & Loan Correspondents
Link
United States
SAN DIEGO