STOCK TITAN

[Form 4] Guild Holdings Company Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Mary Ann McGarry, a director and reported 10% owner of Guild Holdings Co (GHLD), reported a Form 4 disclosing a non‑derivative acquisition of 738 shares of Class A common stock on 09/02/2025. The filing states these 738 shares represent dividend equivalent units (DEUs) paid on outstanding restricted stock units (RSUs) and were issued at a price of $0. After the grant, McGarry beneficially owns 392,269 shares, held directly. The signature block shows the form was signed by an attorney‑in‑fact on behalf of McGarry on 09/04/2025. The filing contains no exercise or derivative transactions and includes an explanation that DEUs follow the same terms as the underlying RSUs.

Mary Ann McGarry, membro del consiglio e segnalata come detentrice del 10% di Guild Holdings Co (GHLD), ha presentato un Form 4 che dichiara un acquisto non derivato di 738 azioni di azioni ordinarie di Classe A il 02/09/2025. La documentazione indica che queste 738 azioni rappresentano dividend equivalent units (DEUs) corrisposti su restricted stock units (RSU) in essere e sono state emesse a titolo gratuito (prezzo $0). Dopo l'assegnazione, McGarry detiene direttamente in via beneficiaria 392.269 azioni. Il blocco della firma riporta che il modulo è stato firmato da un procuratore in nome di McGarry il 04/09/2025. La comunicazione non include operazioni di esercizio o transazioni derivate e precisa che le DEU seguono gli stessi termini delle RSU sottostanti.

Mary Ann McGarry, directora y reportada como propietaria del 10% de Guild Holdings Co (GHLD), presentó un Form 4 que revela una adquisición no derivada de 738 acciones ordinarias Clase A el 02/09/2025. El documento señala que esas 738 acciones representan dividend equivalent units (DEUs) pagadas sobre restricted stock units (RSU) existentes y fueron emitidas a precio de $0. Tras la adjudicación, McGarry posee de forma beneficiaria y directa 392.269 acciones. El bloque de firma indica que el formulario fue firmado por un apoderado en nombre de McGarry el 04/09/2025. La presentación no contiene transacciones de ejercicio ni derivadas e incluye la aclaración de que las DEU se rigen por los mismos términos que las RSU subyacentes.

이사회 멤버이자 Guild Holdings Co (GHLD)의 약 10% 보유자로 보고된 Mary Ann McGarry는 2025년 9월 2일자 Form 4를 제출해 클래스 A 보통주 738주를 비파생(non‑derivative) 방식으로 취득했다고 공시했습니다. 제출서에 따르면 이 738주는 기존의 restricted stock units(RSU)에 대해 지급된 dividend equivalent units (DEUs)에 해당하며 발행가는 $0였습니다. 부여 후 McGarry는 직접적으로 혜택을 받는 형태로 392,269주를 보유하게 됩니다. 서명란에는 해당 양식이 2025년 9월 4일 McGarry를 대리한 법정대리인(attorney‑in‑fact)에 의해 서명되었음이 기재되어 있습니다. 제출서에는 행사나 파생 거래가 포함되어 있지 않으며 DEU는 기초 RSU와 동일한 조건을 따른다는 설명이 포함되어 있습니다.

Mary Ann McGarry, administratrice et déclarée comme détentrice de 10 % de Guild Holdings Co (GHLD), a déposé un Form 4 révélant une acquisition non‑dérivée de 738 actions ordinaires de Classe A le 02/09/2025. Le dossier indique que ces 738 actions représentent des dividend equivalent units (DEUs) versées au titre de restricted stock units (RSU) en circulation et ont été émises au prix de 0 $. Après l'attribution, McGarry détient bénéficiairement et directement 392 269 actions. Le bloc de signature précise que le formulaire a été signé par un mandataire au nom de McGarry le 04/09/2025. La déclaration ne contient aucune opération d'exercice ni transaction dérivée et explique que les DEU suivent les mêmes conditions que les RSU sous‑jacentes.

Mary Ann McGarry, Direktorin und als etwa 10%ige Eigentümerin der Guild Holdings Co (GHLD) gemeldet, reichte ein Form 4 ein, das einen nicht‑derivativen Erwerb von 738 Aktien der Klasse A am 02.09.2025 offenlegt. In der Einreichung heißt es, dass diese 738 Aktien dividend equivalent units (DEUs) darstellen, die auf ausstehenden restricted stock units (RSUs) gezahlt wurden, und zum Preis von $0 ausgegeben wurden. Nach der Zuteilung besitzt McGarry wirtschaftlich direkt 392.269 Aktien. Die Unterschriftszeile weist aus, dass das Formular am 04.09.2025 von einem Bevollmächtigten im Namen McGarrys unterzeichnet wurde. Die Einreichung enthält keine Ausübungs‑ oder derivativen Transaktionen und erläutert, dass die DEUs denselben Bedingungen wie die zugrundeliegenden RSUs unterliegen.

Positive
  • Transparent disclosure of a compensatory issuance (DEUs) under Section 16 with clear dates and amounts
  • Continued substantial insider ownership: beneficial ownership of 392,269 shares signals alignment with shareholders
Negative
  • None.

Insights

TL;DR: Director received dividend equivalent units on RSUs, modest share increase; no derivative activity reported.

The Form 4 documents a routine issuance of 738 dividend equivalent units tied to existing restricted stock units, recorded as a non‑derivative acquisition at $0. This type of issuance is typically compensatory and non‑dilutive to the recipient beyond existing equity plans. Holding of 392,269 shares indicates substantial ownership by the reporting person, consistent with significant insider alignment. There are no indications of option exercises, special transactions, or dispositions that would raise governance or disclosure concerns.

TL;DR: Filing is a standard Section 16 disclosure for DEUs on RSUs; transaction is informational and routine.

The reporting covers a single class of common stock and lists transaction code A, reflecting an acquisition. The zero price reflects the nature of dividend equivalents rather than a market purchase. Dates are clearly stated: transaction on 09/02/2025 and signature on 09/04/2025 by an attorney‑in‑fact. No amendments, no derivative holdings, and no joint filers are indicated. From a compliance perspective the report appears complete for the events disclosed.

Mary Ann McGarry, membro del consiglio e segnalata come detentrice del 10% di Guild Holdings Co (GHLD), ha presentato un Form 4 che dichiara un acquisto non derivato di 738 azioni di azioni ordinarie di Classe A il 02/09/2025. La documentazione indica che queste 738 azioni rappresentano dividend equivalent units (DEUs) corrisposti su restricted stock units (RSU) in essere e sono state emesse a titolo gratuito (prezzo $0). Dopo l'assegnazione, McGarry detiene direttamente in via beneficiaria 392.269 azioni. Il blocco della firma riporta che il modulo è stato firmato da un procuratore in nome di McGarry il 04/09/2025. La comunicazione non include operazioni di esercizio o transazioni derivate e precisa che le DEU seguono gli stessi termini delle RSU sottostanti.

Mary Ann McGarry, directora y reportada como propietaria del 10% de Guild Holdings Co (GHLD), presentó un Form 4 que revela una adquisición no derivada de 738 acciones ordinarias Clase A el 02/09/2025. El documento señala que esas 738 acciones representan dividend equivalent units (DEUs) pagadas sobre restricted stock units (RSU) existentes y fueron emitidas a precio de $0. Tras la adjudicación, McGarry posee de forma beneficiaria y directa 392.269 acciones. El bloque de firma indica que el formulario fue firmado por un apoderado en nombre de McGarry el 04/09/2025. La presentación no contiene transacciones de ejercicio ni derivadas e incluye la aclaración de que las DEU se rigen por los mismos términos que las RSU subyacentes.

이사회 멤버이자 Guild Holdings Co (GHLD)의 약 10% 보유자로 보고된 Mary Ann McGarry는 2025년 9월 2일자 Form 4를 제출해 클래스 A 보통주 738주를 비파생(non‑derivative) 방식으로 취득했다고 공시했습니다. 제출서에 따르면 이 738주는 기존의 restricted stock units(RSU)에 대해 지급된 dividend equivalent units (DEUs)에 해당하며 발행가는 $0였습니다. 부여 후 McGarry는 직접적으로 혜택을 받는 형태로 392,269주를 보유하게 됩니다. 서명란에는 해당 양식이 2025년 9월 4일 McGarry를 대리한 법정대리인(attorney‑in‑fact)에 의해 서명되었음이 기재되어 있습니다. 제출서에는 행사나 파생 거래가 포함되어 있지 않으며 DEU는 기초 RSU와 동일한 조건을 따른다는 설명이 포함되어 있습니다.

Mary Ann McGarry, administratrice et déclarée comme détentrice de 10 % de Guild Holdings Co (GHLD), a déposé un Form 4 révélant une acquisition non‑dérivée de 738 actions ordinaires de Classe A le 02/09/2025. Le dossier indique que ces 738 actions représentent des dividend equivalent units (DEUs) versées au titre de restricted stock units (RSU) en circulation et ont été émises au prix de 0 $. Après l'attribution, McGarry détient bénéficiairement et directement 392 269 actions. Le bloc de signature précise que le formulaire a été signé par un mandataire au nom de McGarry le 04/09/2025. La déclaration ne contient aucune opération d'exercice ni transaction dérivée et explique que les DEU suivent les mêmes conditions que les RSU sous‑jacentes.

Mary Ann McGarry, Direktorin und als etwa 10%ige Eigentümerin der Guild Holdings Co (GHLD) gemeldet, reichte ein Form 4 ein, das einen nicht‑derivativen Erwerb von 738 Aktien der Klasse A am 02.09.2025 offenlegt. In der Einreichung heißt es, dass diese 738 Aktien dividend equivalent units (DEUs) darstellen, die auf ausstehenden restricted stock units (RSUs) gezahlt wurden, und zum Preis von $0 ausgegeben wurden. Nach der Zuteilung besitzt McGarry wirtschaftlich direkt 392.269 Aktien. Die Unterschriftszeile weist aus, dass das Formular am 04.09.2025 von einem Bevollmächtigten im Namen McGarrys unterzeichnet wurde. Die Einreichung enthält keine Ausübungs‑ oder derivativen Transaktionen und erläutert, dass die DEUs denselben Bedingungen wie die zugrundeliegenden RSUs unterliegen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McGarry Mary Ann

(Last) (First) (Middle)
5887 COPLEY DRIVE

(Street)
SAN DIEGO CA 92111

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Guild Holdings Co [ GHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/02/2025 A 738 A $0 392,269(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units ("DEUs") paid on outstanding RSUs. The DEUs are subject to the same terms as the underlying RSUs.
Bella Guerrero, Attorney-in-Fact for Mary Ann McGarry 09/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Mary Ann McGarry report on Form 4 for GHLD?

The Form 4 reports an acquisition of 738 Class A common shares on 09/02/2025, recorded as dividend equivalent units (DEUs) paid on RSUs.

Did the Form 4 for GHLD show any options exercised or shares sold by Mary Ann McGarry?

No. The filing shows a non‑derivative acquisition only and lists no derivative transactions or dispositions.

How many GHLD shares does Mary Ann McGarry beneficially own after the reported transaction?

The filing reports beneficial ownership of 392,269 shares following the reported acquisition.

What does the price of $0 on the Form 4 indicate for the GHLD transaction?

The $0 price reflects that the 738 shares were paid as dividend equivalent units tied to RSUs, not a market purchase.

Who signed the Form 4 for Mary Ann McGarry and when?

The Form 4 was signed by Bella Guerrero, Attorney‑in‑Fact for Mary Ann McGarry on 09/04/2025.
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