Welcome to our dedicated page for Guild Holdings Co SEC filings (Ticker: GHLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page aggregates historical SEC filings for Guild Holdings Company (GHLD), which formerly traded on the New York Stock Exchange. While it was a public company, Guild used its SEC reports to disclose details about its residential mortgage origination and servicing operations, capital structure, and significant corporate events.
Core filings for GHLD include annual reports on Form 10-K and quarterly reports on Form 10-Q, which discuss the performance of its origination and servicing segments, key performance indicators such as total originations and servicing portfolio unpaid principal balance, and non-GAAP measures like adjusted net income, adjusted EBITDA, adjusted return on average equity, and tangible net book value per share. Current reports on Form 8-K document material events, including quarterly earnings announcements, special dividends, share repurchase program updates, and the 2025 merger agreement with Gulf MSR HoldCo, LLC.
For investors examining corporate actions and trading status, this page also surfaces transaction-related filings. A Form 8-K filed on November 28, 2025 describes the completion of the merger in which Gulf MSR Merger Sub Corporation merged with and into Guild Holdings Company, with Guild becoming a wholly owned subsidiary of Gulf MSR HoldCo, LLC and each share of common stock being converted into the right to receive $20.00 in cash. A Form 25 filed by the New York Stock Exchange on November 28, 2025 reports the removal of GHLD from listing and registration, and a Form 15 filed on December 8, 2025 certifies the termination of registration of Guild’s common stock and suspension of its reporting obligations.
Stock Titan’s platform provides real-time access to these historical EDGAR documents along with AI-powered summaries that explain the significance of complex forms. Users can quickly review 10-K and 10-Q disclosures, Form 8-K event reports, and delisting and deregistration filings such as Form 25 and Form 15, helping them understand Guild’s regulatory history, the structure of its take-private transaction, and the end of its life as a public reporting company under the GHLD ticker.
Guild Holdings Co senior vice president and CFO Desiree Amber Kramer reported the cash-out of her equity in connection with the company’s merger. On 11/28/2025, she disposed of 201,361 shares of Class A common stock, with all shares converted into the right to receive $20.00 per share in cash under a previously agreed Merger Agreement.
The filing also shows that multiple equity awards, including restricted stock units, performance stock units and related dividend equivalent units, were canceled at the merger’s effective time and converted into the same $20.00 per share cash consideration based on the number of underlying shares. Following these transactions, the reported derivative positions show 0 units beneficially owned, reflecting that the officer’s equity awards in Guild Holdings Co were fully settled in cash as part of the completed merger.
Guild Holdings Co insider Patrick Joseph Duffy reported the cash-out of equity holdings tied to the company’s merger. On 11/28/2025, Duffy disposed of 78,058 shares of Class A common stock, reflecting the closing of a previously agreed merger transaction. Under a June 17, 2025 Merger Agreement with Gulf MSR HoldCo, LLC and Gulf MSR Merger Sub Corporation, all outstanding common shares were converted into the right to receive $20.00 per share in cash.
In addition to common stock, Duffy’s equity awards were also canceled and converted to cash. Each outstanding restricted stock unit (RSU) award, covering 11,292 shares, and related 142 dividend equivalent units were terminated at the effective time and converted into the same $20.00 per share merger consideration. This filing records the mechanical completion of the merger consideration for Duffy’s direct and derivative equity positions.
Guild Holdings Co has had its Class A common stock removed from listing and/or registration on the New York Stock Exchange. The exchange filed a Form 25 under Section 12(b) of the Securities Exchange Act of 1934, formally notifying the SEC that the security is being struck from the NYSE.
The filing states that the NYSE has complied with its own rules to remove the class from listing, and that the issuer has complied with exchange rules and SEC requirements governing the voluntary withdrawal of the class of securities from listing and registration. This action means the company’s Class A common stock will no longer trade on the NYSE and will no longer be registered on that exchange.
Guild Holdings Company has completed its merger with Gulf MSR Merger Sub Corporation, becoming a wholly owned subsidiary of Gulf MSR HoldCo, LLC. At the effective time of the merger, each share of Class A and Class B common stock was converted into the right to receive
Following the merger, Guild’s Class A common stock will be delisted from the New York Stock Exchange and the company plans to deregister the shares and suspend its SEC reporting obligations. All existing equity-based awards, including time-based RSUs and performance-based PSUs, were cancelled and converted into cash based on the per share consideration. Senior management at subsidiary Guild Mortgage Company LLC, including Terry L. Schmidt as CEO and Amber Kramer as CFO, will continue in their roles and have been granted retention bonuses equal to one year of base salary, paid in two installments over one year, subject to continued employment and clawback conditions.
Guild Holdings Company (GHLD) reported stronger Q3 results. Net revenue was $307,437 thousand versus $159,257 thousand a year ago, and net income attributable to Guild was $33,326 thousand compared to a loss of $66,892 thousand. Basic EPS was $0.54 and diluted EPS was $0.53.
Origination revenue remained solid as loan origination fees and gain on sale reached $243,850 thousand. Loan servicing and other fees were $73,931 thousand, while a valuation adjustment of mortgage servicing rights was $(29,009) thousand. Net unrealized hedging gains were $3,937 thousand.
On the balance sheet, total assets were $5,097,034 thousand, including mortgage loans held for sale of $1,750,229 thousand and mortgage servicing rights of $1,335,117 thousand. Warehouse lines of credit were $1,593,909 thousand. Net cash used in operating activities was $(168,188) thousand for the nine months. The company declared a cash dividend of $0.25 per share in Q3. As of October 30, 2025, Class A shares outstanding were 21,942,083 and Class B were 40,333,019. The pending Merger is expected to close by the end of the fourth quarter of 2025; related expenses were approximately $8.3 million for the nine months.
Guild Holdings Company furnished a press release announcing its financial results for the third quarter ended September 30, 2025.
The information was provided under Item 2.02 and attached as Exhibit 99.1; the Item 2.02 content and Exhibit 99.1 are furnished, not filed, under the Exchange Act.
Guild Holdings Company has entered into an Agreement and Plan of Merger dated June 17, 2025, under which Gulf MSR Merger Sub will merge into Guild and Guild stockholders (other than certain Supporting Stockholders) will receive $20.00 in cash per share, without interest and less applicable withholding taxes. The record date for written consents was June 17, 2025, and McCarthy Capital Mortgage Investors, LLC (MCMI) delivered a written consent representing all Class B shares and approximately 94.8% of the total voting power, together with consents from certain current and former directors and officers, which satisfied the vote required to adopt the Merger Agreement.
Morgan Stanley rendered a written fairness opinion dated June 17, 2025 that $20.00 per share was fair from a financial point of view to holders of Class A stock. Closing remains subject to regulatory approvals including Fannie Mae, Ginnie Mae, HSR clearance and other state approvals. Appraisal rights under Delaware law are available to eligible holders who comply with Section 262 procedures. The Merger Agreement includes a $38.0 million Company termination fee, a $72.9 million Parent termination fee and an equity commitment of up to approximately $1,283,000,000 from an affiliate of Bayview.
David Manuel Neylan, President and COO of Guild Holdings Co (GHLD), reports a non‑derivative acquisition on 09/02/2025 of 1,691 Class A common shares at a price of $0. After the transaction he beneficially owns 431,117 shares (direct). The filing explains these units represent dividend equivalent units (DEUs) paid on outstanding restricted stock units and are subject to the same terms as the underlying RSUs. The form is signed by an attorney‑in‑fact on 09/04/2025.
Desiree Amber Kramer, Sr. VP & CFO of Guild Holdings Co (GHLD), reported a non-derivative acquisition on 09/02/2025 of 916 Class A common shares at a reported price of $0. The filing states these shares represent dividend equivalent units (DEUs) paid on outstanding restricted stock units and are subject to the same terms as the underlying RSUs. After the transaction Ms. Kramer beneficially owned 275,266 shares on a direct basis. The form was signed by Bella Guerrero as attorney-in-fact on 09/04/2025. The filing discloses no derivative transactions or other changes to ownership form.
Terry Lynn Schmidt, identified as a Director, CEO and 10% owner of Guild Holdings Co (GHLD), reported a non‑cash acquisition of Class A common stock on 09/02/2025. The filing shows 3,183 shares were recorded as acquired at a price of $0, representing dividend equivalent units (DEUs) paid on outstanding restricted stock units (RSUs). Following the transaction, Schmidt beneficially owns 2,878,514 shares. The DEUs are stated to be subject to the same terms as the underlying RSUs. The form is signed by an attorney‑in‑fact on 09/04/2025.