GRAHAM CORP (GHM) CEO reports RSU vesting, tax share withholding and updated holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
GRAHAM CORP President and CEO Matthew Malone reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On May 17, 2026, RSUs covering 2,375 shares vested and converted into common stock on a one-for-one basis. To cover tax withholding obligations on this vesting, 682 shares of common stock were withheld at $98.28 per share. Following these transactions, Malone directly holds 54,757 shares of common stock and continues to hold additional RSUs representing 7,622 and 2,582 underlying common shares that vest in installments between June 2026 and June 2028.
Positive
- None.
Negative
- None.
Insider Trade Summary
2,375 shares exercised/converted
Mixed
5 txns
Insider
Malone Matthew
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 2,375 | $0.00 | -- |
| Exercise | Common Stock | 2,375 | $0.00 | -- |
| Tax Withholding | Common Stock | 682 | $98.28 | $67K |
| holding | Restricted Stock Units | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 55,439 shares (Direct, null)
Footnotes (1)
- These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Shares withheld to cover tax withholding obligations upon the vesting of RSUs. These RSUs vested on 5/17/2026. These RSUs vest in substantially equal installments on each of 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice. These RSUs vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice.
Key Figures
RSUs vested: 2,375 shares
Shares withheld for taxes: 682 shares
Tax withholding price: $98.28 per share
+3 more
6 metrics
RSUs vested
2,375 shares
RSUs converting into common stock on May 17, 2026
Shares withheld for taxes
682 shares
Withheld to cover tax obligations on RSU vesting
Tax withholding price
$98.28 per share
Value used for 682 shares withheld for taxes
Common shares held after
54,757 shares
Direct GRAHAM CORP common stock held post-transactions
Remaining RSUs block 1
7,622 underlying shares
Restricted stock units, direct ownership
Remaining RSUs block 2
2,582 underlying shares
Restricted stock units, direct ownership
Key Terms
Restricted Stock Units, RSUs, tax withholding obligations, derivative security, +1 more
5 terms
Restricted Stock Units financial
"These restricted stock units convert into common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSUs financial
"These RSUs vested on 5/17/2026"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.
tax withholding obligations financial
"Shares withheld to cover tax withholding obligations upon the vesting of RSUs"
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"These RSUs vest in substantially equal installments on each of 6/4/2026 and 6/4/2027"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What did GHM CEO Matthew Malone report in his latest Form 4?
Matthew Malone reported RSU vesting that converted into common stock and related tax withholding. The filing reflects routine equity compensation activity, not an open-market stock purchase or sale, and updates his direct holdings and remaining unvested RSUs.
What RSUs does GHM’s CEO still hold after this Form 4?
Malone continues to hold RSUs tied to 7,622 and 2,582 underlying GRAHAM CORP common shares. According to the filing, these remaining RSUs vest in substantially equal installments between June 2026 and June 2028, subject to the award terms.