Welcome to our dedicated page for GRAHAM SEC filings (Ticker: GHM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Graham Corporation's SEC filings document material events, operating results, governance actions, and capital-structure matters for an NYSE-listed industrial technology manufacturer. Its Form 8-K reports include quarterly results of operations and financial condition, supplemental data on historical sales, orders, and backlog, and Regulation FD disclosures related to company presentations and operating metrics.
The filings also record material agreements such as amendments to credit arrangements, acquisitions of technology assets and businesses, executive compensation actions, management transitions, board appointments, committee assignments, shareholder voting matters, and registered common stock information. These disclosures connect Graham's public-company reporting to its mission-critical fluid, power, heat transfer, vacuum, and advanced mixing technologies for defense, energy and process, and space markets.
Graham Corporation reported a strong third quarter of fiscal 2026 with higher sales, earnings, and record backlog. Net sales were $56.7 million, up 21% from a year ago, driven mainly by Defense and Energy & Process markets. Net income rose 79% to $2.8 million, or $0.25 per diluted share, while adjusted EBITDA increased 50% to $6.0 million with a 10.7% margin.
Backlog reached a record $515.6 million, up 34%, with about 85% tied to Defense and a Q3 book‑to‑bill of 1.3x. The company ended the quarter with $22.3 million of cash and no debt. After quarter‑end, Graham acquired FlackTek for $35 million plus up to $25 million in potential earnouts, funded with cash and borrowings, resulting in pro forma leverage of about 1.2x.
Management raised full‑year fiscal 2026 guidance. Net sales are now expected at $233–$239 million and adjusted EBITDA at $24–$28 million. Gross margin guidance was slightly narrowed to 24.0%–25.0%, while the expected effective tax rate was reduced to 16%–18%.
Graham Corporation entered into a second amendment to its existing credit agreement with Wells Fargo, increasing its revolving credit limit from $50.0 million to $80.0 million. The amendment also updates certain definitions and allows indebtedness of Graham India Private Limited related to letters of credit, bank guarantees or similar obligations up to $5.0 million.
The company also announced the acquisition of FlackTek Manufacturing, LLC and FlackTek Sales, LLC, which provide advanced mixing and material processing solutions. Graham released a press release and an informational slide deck with additional details about FlackTek, which are furnished as exhibits and posted on its website.
Graham Corp (GHM) received an amended Schedule 13G/A from Brandes Investment Partners, L.P. reporting beneficial ownership of 1,372,496 common shares, representing 12.5% of the class as of 09/30/2025.
Brandes reports 0 shares with sole voting power and 879,621 with shared voting power. It has 0 shares with sole dispositive power and 1,372,496 with shared dispositive power. Brandes certified the holdings were acquired and are held in the ordinary course of business and not to change or influence control.
Graham Corporation filed an amended report to update its earlier disclosure about director Mauro Gregorio. The company previously reported his appointment to the Board, and now explains that on November 4, 2025, he was also appointed to the Compensation Committee and the Nominating and Corporate Governance Committee.
Graham Corporation (GHM) reported higher quarterly results. Q2 fiscal 2026 net sales were $66,027, up 23% year over year, led by defense, energy & process, and space demand. Gross profit was $14,306 as gross margin softened to 21.7% on mix with higher material receipts. Operating income reached $4,271. Net income was $3,090, or $0.28 per diluted share.
Orders rose to $83,200, pushing backlog to a record $500,072, which signals multi‑quarter revenue visibility. SG&A was 15.5% of sales as the company continues investing in operations and people. Cash was $20,579 with no debt outstanding. The effective tax rate was 27% in the quarter, reflecting the One Big Beautiful Bill Act’s impact.
Strategy updates: Graham announced the acquisition of certain assets of Xdot Bearing Technologies for $1,500; Xdot has approximately $1,000 in annual sales and will be integrated into BN to expand high‑speed rotating machinery capabilities.
Graham Corporation (GHM) furnished an update on November 7, 2025, announcing it issued a press release describing results of operations and financial condition for its second quarter ended September 30, 2025.
The company also posted supplemental data tables on its website covering historical sales, orders and backlog, furnished as Exhibit 99.2. The materials under Items 2.02 and 7.01, including Exhibits 99.1 and 99.2, are furnished and not deemed filed or incorporated by reference under the securities laws.
Graham Corporation announced the acquisition of certain assets of Xdot Bearing Technologies, a specialized consulting, design and engineering firm focused on foil bearing technology. The company disclosed the news via a press release dated October 20, 2025, which is attached as Exhibit 99.1.
Gregorio Mauro, a director of Graham Corporation (GHM), purchased 1,200 shares of GHM common stock on 09/12/2025 at a price of $49.01 per share, and after the transaction beneficially owned 1,200 shares directly. The filing also reports 936 restricted stock units granted under the 2020 Equity Incentive Plan that convert one-for-one into common stock and, unless otherwise provided, vest on 09/02/2026.
The Form 4 was signed by an attorney-in-fact on 09/15/2025. All details reported are limited to the non-derivative purchase and the outstanding restricted stock units described in the filing.
Graham Corporation (GHM) director Gregorio Mauro was granted 936 restricted stock units (RSUs) on 09/02/2025, each converting one-for-one into common stock under the company's 2020 Equity Incentive Plan. The award, exempt under Rule 16b-3, was reported on Form 4 and, unless otherwise provided, vests on 09/02/2026. Following the grant, Mauro is shown as beneficially owning 936 shares, held directly. The Form 4 was signed by an attorney-in-fact on behalf of Mauro on 09/03/2025. The filing discloses the grant terms and vesting date but does not state any cash price or additional performance conditions.
Gregorio Mauro, identified as a Director of Graham Corporation (GHM), filed an initial Form 3 reporting the event date 09/01/2025. The filing states explicitly that No securities are beneficially owned by the reporting person. The form was signed on behalf of Mr. Mauro by Christina McLeod, Attorney-in-Fact on 09/03/2025.