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GIS Form 4: Jorge Uribe Reports Stock Issuance and Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jorge A. Uribe, a director of General Mills, Inc. (GIS), reported transactions in Common Stock on 08/24/2025. The filing shows an acquisition entry of 604 shares at a price of $49.64 and a second line reporting 129 shares at the same price, with beneficial ownership reported as 35,729.123 and 35,600.123 shares respectively after the transactions. The filing explains the shares were issued to a non-employee director in lieu of a retainer under the company’s 2022 Stock Compensation Plan. The Form 4 was signed on behalf of Mr. Uribe on 08/26/2025.

Positive

  • Equity-based compensation disclosed: Shares were issued to a non-employee director under the 2022 Stock Compensation Plan, aligning director pay with shareholder interests
  • Timely reporting: Form 4 was executed and filed with transaction and post-transaction beneficial ownership figures documented

Negative

  • None.

Insights

TL;DR: Director received equity compensation; reported as routine non-employee director issuance, showing modest ownership levels.

The Form 4 discloses equity issued to Jorge A. Uribe under the 2022 Stock Compensation Plan rather than cash retainer. The reported entries list 604 shares and a 129-share line at $49.64, with post-transaction beneficial ownership figures of 35,729.123 and 35,600.123 shares. This represents routine compensation accounting and does not, by itself, indicate a change in corporate strategy or material capital structure impact. The filing follows Section 16 reporting requirements and was executed by an authorized representative on 08/26/2025.

TL;DR: Routine director compensation disclosure; consistent with standard governance practices for non-employee directors.

The disclosure explicitly states the issuance was made in lieu of a retainer under the company’s 2022 Stock Compensation Plan, which is a common governance practice to align director incentives with shareholders. The Form 4 records the transaction details and post-transaction beneficial ownership, and it is properly signed by a company representative. No departures from normal reporting protocols or governance concerns are evident in the document itself.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uribe Jorge A.

(Last) (First) (Middle)
NUMBER ONE GENERAL MILLS BOULEVARD

(Street)
MINNEAPOLIS MN 55426

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL MILLS INC [ GIS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/24/2025 A 604(1) A $49.64 35,729.123 D
Common Stock 08/24/2025 F 129 D $49.64 35,600.123 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.
By: Christopher A. Rauschl For: Jorge A Uribe 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Jorge A. Uribe report on the Form 4 for GIS?

The Form 4 reports transactions dated 08/24/2025 showing entries of 604 shares and 129 shares at a price of $49.64, with post-transaction beneficial ownership of 35,729.123 and 35,600.123 shares.

Why were the shares issued to the director according to the filing?

The filing explains the shares were issued to a Non-Employee Director in lieu of retainer under the company’s 2022 Stock Compensation Plan.

When was the Form 4 signed for Jorge A. Uribe’s transactions?

The Form 4 was signed on behalf of Jorge A. Uribe by Christopher A. Rauschl on 08/26/2025.

Does the Form 4 indicate any unusual or material corporate action?

No. The document specifies routine issuance of director compensation shares under an existing plan and contains no other corporate actions.

What is the trading symbol and issuer named on the Form 4?

The issuer is General Mills, Inc. with the trading symbol GIS.
General Mills

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25.16B
531.73M
0.3%
86.45%
6.15%
Packaged Foods
Grain Mill Products
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United States
MINNEAPOLIS