Canaccord (GLIV) holder DCG reports multiple share sales in Form 144

Rhea-AI Filing Summary

Canaccord Genuity Corp reported sales of common stock by a holder via Form 144. The filing lists multiple dispositions by DCG International Investments Ltd with individual trades such as 625 shares on 02/02/2026 and recurring lots of 650 shares on late April–May 2026. The original purchase date shown is 09/24/2021 in a Privately Negotiated Transaction.

Key Figures

Sale example: 625 shares at 1456.25 Sale example: 625 shares at 1450.0 Sale example: 620 shares at 1357.8 +3 more

6 metrics

Sale example 625 shares at 1456.25 02/02/2026 trade by DCG International Investments Ltd

Sale example 625 shares at 1450.0 02/03/2026 trade by DCG International Investments Ltd

Sale example 620 shares at 1357.8 02/04/2026 trade by DCG International Investments Ltd

Sale example 627 shares at 1191.3 02/05/2026 trade by DCG International Investments Ltd

Sale example 650 shares at 1202.50 04/27/2026 trade (and repeated on 04/28/2026) by DCG International Investments Ltd

Acquisition date 650 shares Purchased from issuer on 09/24/2021 (Privately Negotiated Transaction)

Key Terms

Form 144, Privately Negotiated Transaction, OTCQB

3 terms

Form 144 regulatory

"Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Privately Negotiated Transaction market

"09/24/2021 | Privately Negotiated Transaction | Purchased from Issuer"

A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.

OTCQB market

"OTCQB Common | Canaccord Genuity Corp"

OTCQB is a tier of the over‑the‑counter (OTC) market where smaller or developing companies list their shares for trading without being on a major stock exchange. Think of it like a well‑kept side street market: companies must meet basic reporting and transparency checks so investors get more information than the lowest OTC tier, but trading is usually less liquid and riskier than on big exchanges. Investors care because OTCQB listings can offer early access to growth stories but come with higher price swings and greater chance of limited resale options.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1202.50	684100	04/27/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1202.50	684100	04/28/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1196.00	684100	04/29/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1183.00	684100	04/30/2026	OTCQB
Common	Canaccord Genuity Corp 609 Granville Street, Suite 2200 Vancouver A1 V7Y1H2	650	1183.00	684100	05/01/2026	OTCQB

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/24/2021	Privately Negotiated Transaction	Purchased from Issuer			650	09/24/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/02/2026	625	1456.25
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/03/2026	625	1450.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/04/2026	620	1357.8
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	02/05/2026	627	1191.3
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/27/2026	650	1202.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/28/2026	650	1202.5
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/29/2026	650	1196.0
DCG International Investments Ltd 3 Mill Creek Road, Ste 14 Pembroke D0 HM 05	Common	04/30/2026	650	1183.0

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does GLIV's Form 144 disclose about recent sales?

It reports multiple sell transactions by DCG International Investments Ltd. The filing lists trades including 625 shares on 02/02/2026 and recurring 650-share lots in late April–May 2026, with per‑trade price figures recorded alongside each date.

Who is the selling party in the GLIV Form 144 filing?

The seller is DCG International Investments Ltd. The filing identifies that entity with an address and shows multiple dispositions attributed to it across February and late April–May 2026.

What was the original acquisition reported in the filing for GLIV shares?

The filing shows the shares were acquired on 09/24/2021 in a Privately Negotiated Transaction. The acquisition method is listed as Purchased from Issuer for the reported block of 650 shares.

Are per‑trade prices included in the GLIV Form 144 entries?

Yes. Each trade line shows a price figure next to the share count and date, for example 625 shares at 1456.25 on 02/02/2026 and 650 shares at 1202.50 on 04/27/2026, as presented in the filing excerpt.

Does the Form 144 indicate how proceeds will be used by the issuer (GLIV)?

No. The filing lists secondary dispositions by a selling holder and does not state proceeds treatment to the issuer. The transactions are recorded as sales by the holder, not offerings by the company.