STOCK TITAN

Corning (NYSE: GLW) EVP Zhang exercises RSUs, withholds 945 shares for tax

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corning Inc. executive John Z. Zhang, Exec. Vice President & CCDO, reported equity award activity in Corning common stock. On February 9, 2026, he exercised 2,476 restricted stock units, receiving the same number of common shares at an exercise price of $0 per share.

To cover tax obligations tied to this equity event, 945 common shares were disposed of at $131.39 per share, leaving 1,531 common shares directly owned afterward. Zhang continues to hold significant unvested RSUs: 18,884 units vesting April 15, 2026, 22,498 units vesting April 15, 2027, and 24,374 units vesting April 14, 2028, plus a 2023 RSU grant vesting in stages over three years.

Positive

  • None.

Negative

  • None.
Insider Zhang John Z
Role Exec. Vice President & CCDO
Type Security Shares Price Value
Exercise Restricted Stock Unit 2,476 $0.00 --
Exercise Common Stock 2,476 $0.00 --
Tax Withholding Common Stock 945 $131.39 $124K
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 2,476 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) granted on February 8, 2023 vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zhang John Z

(Last) (First) (Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NY 14831

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec. Vice President & CCDO
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 M 2,476 A $0 2,476 D
Common Stock 02/09/2026 F 945 D $131.39 1,531 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) (2) (2) Common Stock 18,884 18,884 D
Restricted Stock Unit (1) (3) (3) Common Stock 22,498 22,498 D
Restricted Stock Unit (1) (4) (4) Common Stock 24,374 24,374 D
Restricted Stock Unit (1) 02/09/2026 M 2,476 (5) (5) Common Stock 2,476 $0 0 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
2. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
3. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
4. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
5. The restricted stock units (RSUs) granted on February 8, 2023 vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
Melissa J. Gambol, Power of Attorney 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Corning (GLW) executive John Z. Zhang report?

John Z. Zhang reported exercising 2,476 restricted stock units for Corning common stock at $0 per share. To satisfy tax obligations, 945 common shares were disposed of at $131.39 per share, leaving him with 1,531 directly owned common shares after the reported transactions.

How many Corning (GLW) shares did John Z. Zhang dispose of for taxes?

Zhang disposed of 945 Corning common shares at $131.39 per share in a tax-withholding transaction. This was coded as “F,” meaning shares were delivered to pay tax liabilities related to his equity awards rather than sold in an open-market trading decision.

How many Corning (GLW) common shares does John Z. Zhang own after the Form 4?

Following the reported transactions, Zhang directly owns 1,531 Corning common shares. This figure reflects the 2,476 shares received from restricted stock unit conversion, reduced by 945 shares withheld and delivered to cover associated tax obligations on February 9, 2026.

What restricted stock units does Corning (GLW) executive John Z. Zhang still hold?

Zhang holds 18,884 RSUs vesting April 15, 2026, 22,498 RSUs vesting April 15, 2027, and 24,374 RSUs vesting April 14, 2028. Each unit represents a right to receive one Corning common share upon vesting, subject to retirement, death, disability, or similar provisions.

How do John Z. Zhang’s Corning (GLW) RSUs vest over time?

Three RSU awards vest 100% on April 15, 2026, April 15, 2027, and April 14, 2028, respectively. A separate RSU grant from February 8, 2023 vests one-third after one year, then one-sixth every six months until fully vested on its third anniversary.

Were John Z. Zhang’s Corning (GLW) transactions open-market buys or sells?

The filing shows a derivative exercise and tax withholding, not open-market trades. Zhang exercised 2,476 RSUs into common stock at $0, then 945 shares were delivered at $131.39 to cover tax liabilities, consistent with transaction codes M (exercise) and F (tax withholding).