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Corning (NYSE: GLW) SVP awarded 4,056 restricted stock units in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Seetharam Soumya reported acquisition or exercise transactions in this Form 4 filing.

Corning Incorporated Senior Vice President & CDIO Soumya Seetharam received a grant of 4,056 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning common stock, reflecting compensation rather than an open‑market share purchase or sale.

The filing also lists existing equity holdings, including 18,412 shares of common stock held directly and several RSU awards tied to 14,692, 12,187, and 13,734 underlying shares of common stock. Footnotes state that these RSUs vest 100% on specific future dates, with vesting schedules running through April 2029 and potential accelerated vesting on events such as retirement, death, or disability.

Positive

  • None.

Negative

  • None.
Insider Seetharam Soumya
Role Senior Vice President & CDIO
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 4,056 $0.00 --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Restricted Stock Unit -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Unit — 4,056 shares (Direct); Common Stock — 18,412 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date. The restricted stock units (RSUs) vest 100% on April 16, 2029. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
New RSU grant 4,056 units Restricted stock units granted to SVP & CDIO on April 1, 2026
Common stock held 18,412 shares Direct Corning common stock holdings after reported transactions
RSU position 1 14,692 underlying shares Restricted stock units with $0.00 exercise price, direct ownership
RSU position 2 12,187 underlying shares Restricted stock units with $0.00 exercise price, direct ownership
RSU position 3 13,734 underlying shares Restricted stock units with $0.00 exercise price, direct ownership
Restricted Stock Unit financial
"Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock."
vest financial
"The restricted stock units (RSUs) vest 100% on April 15, 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
restricted stock units (RSUs) financial
"The restricted stock units (RSUs) vest 100% on April 16, 2029."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Seetharam Soumya
(Last)(First)(Middle)
ONE RIVERFRONT PLAZA
(Street)
CORNING NEW YORK 14831
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President & CDIO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock18,412D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1) (2) (2)Common Stock14,69214,692D
Restricted Stock Unit(1) (3) (3)Common Stock12,18712,187D
Restricted Stock Unit(1) (4) (4)Common Stock13,73413,734D
Restricted Stock Unit(1)04/01/2026A4,056 (5) (5)Common Stock4,056$04,056D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
2. The restricted stock units (RSUs) vest 100% on April 15, 2027. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
3. The restricted stock units (RSUs) vest 100% on April 14, 2028. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
4. The restricted stock units (RSUs) vest 100% on April 15, 2026. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
5. The restricted stock units (RSUs) vest 100% on April 16, 2029. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting date.
Melissa J. Gambol, Power of Attorney04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Corning (GLW) report for Soumya Seetharam?

Corning reported that Senior Vice President & CDIO Soumya Seetharam received a grant of 4,056 restricted stock units. These RSUs are a form of equity compensation and represent rights to receive Corning common shares rather than an open-market stock purchase or sale.

How many Corning (GLW) restricted stock units were granted in this Form 4?

The Form 4 shows a grant of 4,056 restricted stock units to Soumya Seetharam. Each RSU corresponds to one share of Corning common stock, so the award covers 4,056 potential shares, subject to vesting conditions described in the related RSU agreements.

What does each Corning (GLW) restricted stock unit represent for Soumya Seetharam?

Each restricted stock unit represents a contingent right to receive one share of Corning common stock. The units convert into shares only if vesting conditions are met, linking a portion of the executive’s compensation to future company performance and continued service.

When do Soumya Seetharam’s Corning (GLW) RSUs vest according to the filing?

The footnotes state that various RSU awards vest 100% on April 15, 2026, April 15, 2027, April 14, 2028, and April 16, 2029. Certain events, including retirement, death, or disability, may cause vesting to occur earlier than the scheduled vesting dates under the agreements.

How many Corning (GLW) common shares does Soumya Seetharam hold after this transaction?

After the reported transactions, Soumya Seetharam directly holds 18,412 shares of Corning common stock. This figure reflects shares held outright and is separate from her restricted stock unit awards, which represent additional potential future shares upon vesting.

What other Corning (GLW) RSU positions are disclosed for Soumya Seetharam?

The filing lists several existing RSU positions tied to 14,692, 12,187, and 13,734 underlying shares of Corning common stock. These RSUs are held directly and carry exercise prices of $0.00, with vesting on specified future dates, subject to the terms of each RSU agreement.