STOCK TITAN

Galaxy Digital (GLXY) CAO reports 161 shares withheld for taxes on RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported a routine tax-related share disposition. On June 1, 2026, 161 shares of Class A common stock were withheld to cover taxes when 445 restricted share units vested. After this withholding, he directly holds 58,934 shares, and his position also reflects 11,797 additional shares to be delivered over time as remaining RSUs vest.

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Insider Rico Robert Daniel
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock 161 $29.58 $5K
Holdings After Transaction: Class A Common Stock — 58,934 shares (Direct, null)
Footnotes (1)
  1. Represents 161 shares of Class A common stock withheld for taxes upon the vesting of 445 restricted share units ("RSUs") on June 1, 2026. Includes 11,797 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
Shares withheld for taxes 161 shares Class A common stock withheld on RSU vesting June 1, 2026
RSUs vested 445 RSUs Restricted share units vesting on June 1, 2026
Post-transaction holdings 58,934 shares Direct Class A common stock held after tax withholding
RSUs outstanding 11,797 shares To be delivered upon future RSU vesting, subject to continued service
Implied tax value per share $29.58 per share Value used for 161 shares withheld for tax liability
restricted share units financial
"Represents 161 shares of Class A common stock withheld for taxes upon the vesting of 445 restricted share units ("RSUs")"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
withheld for taxes financial
"Represents 161 shares of Class A common stock withheld for taxes upon the vesting"
vesting financial
"upon the vesting of 445 restricted share units ("RSUs") on June 1, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
settlement of RSUs financial
"Includes 11,797 shares of Class A common stock to be delivered in settlement of RSUs"
Class A common stock financial
"Represents 161 shares of Class A common stock withheld for taxes"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rico Robert Daniel

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026F161(1)D$29.5858,934(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 161 shares of Class A common stock withheld for taxes upon the vesting of 445 restricted share units ("RSUs") on June 1, 2026.
2. Includes 11,797 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Robert Daniel Rico06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Galaxy Digital (GLXY) officer Rico Robert Daniel report in this Form 4?

Rico Robert Daniel reported a tax-related disposition of shares. 161 Class A shares were withheld to satisfy taxes upon vesting of 445 restricted share units, a routine compensation-related event rather than an open-market trade.

How many Galaxy Digital (GLXY) shares were withheld for taxes in this filing?

The filing shows 161 Class A common shares were withheld for taxes. This occurred when 445 restricted share units vested on June 1, 2026, as part of standard equity compensation tax treatment for the Chief Accounting Officer.

How many Galaxy Digital (GLXY) shares does Rico Robert Daniel hold after this transaction?

After the tax withholding, he directly holds 58,934 Class A shares. In addition, the filing notes 11,797 more shares will be delivered later as his remaining restricted share units continue to vest, assuming ongoing service.

Does the Galaxy Digital (GLXY) Form 4 show an open-market sale or purchase?

The Form 4 does not show any open-market sale or purchase. It reports a tax-withholding disposition, where 161 shares were withheld to pay taxes on vesting restricted share units, which is a non-market, compensation-related transaction.

What equity awards are outstanding for Galaxy Digital (GLXY) officer Rico Robert Daniel?

The filing notes 11,797 Class A shares will be delivered in settlement of restricted share units. These RSUs remain subject to continued service through their vesting dates, adding to his equity-based compensation over time as they vest.