STOCK TITAN

Galaxy Digital Inc. (GLXY) CAO exercises 28,589 options and sells 9,095 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel exercised stock options for a total of 28,589 shares of Class A common stock on 2026-08-06 at exercise prices of $4.83, $9.63 and $11.77 per share. He then sold 9,095 shares at a weighted average price of $19.66 per share, with sale prices ranging from $19.62 to $19.665, to cover taxes related to the option exercises. A footnote also notes 11,797 shares of Class A common stock are to be delivered upon settlement of restricted stock units, subject to continued service through the applicable vesting dates.

Positive

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Negative

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Insider Rico Robert Daniel
Role Chief Accounting Officer
Sold 9,095 shs ($179K)
Approx. gross sale proceeds $179K
Approx. exercise cost $291K
Type Security Shares Price Value
Exercise Stock Options F4 710 $0.00 $0.00
Exercise Stock Options F5 18,784 $0.00 $0.00
Exercise Stock Options F6 9,095 $0.00 $0.00
Exercise Class A Common Stock F1 710 $4.83 $3K
Exercise Class A Common Stock F1 18,784 $9.63 $181K
Exercise Class A Common Stock F1 9,095 $11.77 $107K
Sale Class A Common Stock F2, F3, F1 9,095 $19.66 $179K
Holdings After Transaction: Stock Options — 27,868 shares (Direct); Class A Common Stock — 64,428 shares (Direct)
Footnotes (6)
  1. F1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.
  2. F2. Represents shares sold to cover taxes in connection with the exercise of stock options.
  3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.620 to 19.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. F4. These options were vested and exercisable until March 29, 2028.
  5. F5. This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
  6. F6. This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
Options exercised 28,589 shares Total underlying Class A common shares from three option exercises on 2026-08-06
Shares sold 9,095 shares Class A common stock sold on 2026-08-06 to cover taxes
Exercise prices $4.83, $9.63, $11.77 per share Exercise prices for the three stock option tranches
Sale weighted average price $19.66 per share Weighted average sale price for 9,095 shares, range $19.62–$19.665
RSU-related shares 11,797 shares Shares to be delivered on settlement of restricted stock units, subject to vesting
Option expiration March 29, 2028 Expiration date for one vested and exercisable option grant
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
restricted stock units financial
"shares of Class A common stock to be delivered in settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vested and exercisable financial
"These options were vested and exercisable until March 29, 2028."
continued service financial
"subject to continued service through the applicable vesting date"

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FAQ

What did Galaxy Digital (GLXY) insider Rico Robert Daniel report in this Form 4?

Rico Robert Daniel exercised 28,589 stock options for Class A common shares and sold 9,095 shares primarily to cover tax obligations related to those exercises on 2026-08-06.

How many Galaxy Digital (GLXY) shares did the CAO sell and at what price?

He sold 9,095 shares of Class A common stock at a $19.66 weighted average price, with individual sale prices ranging from $19.62 to $19.665 per share, to cover taxes from option exercises.

What stock options did the Galaxy Digital (GLXY) CAO exercise?

He exercised options covering 28,589 shares of Class A common stock at exercise prices of $4.83, $9.63, and $11.77 per share, converting them into common shares on 2026-08-06.

What restricted stock units are disclosed for Galaxy Digital (GLXY) CAO?

A footnote indicates 11,797 shares of Class A common stock will be delivered on settlement of restricted stock units, contingent on continued service through the relevant vesting dates.

What are the vesting terms of the Galaxy Digital (GLXY) options mentioned?

One option grant vested and was exercisable until March 29, 2028, while two other grants vest over three years from March 1, 2024 and March 1, 2025, with one-third vesting each year subject to continued service.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rico Robert Daniel

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/06/2026M710A$4.8345,644(1)D
Class A Common Stock08/06/2026M18,784A$9.6364,428(1)D
Class A Common Stock08/06/2026M9,095A$11.7773,523(1)D
Class A Common Stock08/06/2026S9,095(2)D$19.66(3)64,428(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$4.8308/06/2026M710 (4)03/29/2028Class A Common Stock710$00D
Stock Options$9.6308/06/2026M18,784 (5)03/27/2029Class A Common Stock18,784$09,678D
Stock Options$11.7708/06/2026M9,095 (6)03/31/2030Class A Common Stock9,095$018,190D
Explanation of Responses:
1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.
2. Represents shares sold to cover taxes in connection with the exercise of stock options.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.620 to 19.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
4. These options were vested and exercisable until March 29, 2028.
5. This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
6. This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Robert Daniel Rico08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)