STOCK TITAN

RSU vesting sees 3,891 Galaxy Digital (GLXY) shares withheld

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. President and CIO Christopher C. Ferraro reported routine equity compensation activity. On June 1, 2026, 7,621 restricted share units vested, and 3,891 shares of Class A common stock were withheld to cover taxes, leaving 858,292 Class A shares held directly. He also holds Class B common stock exchangeable into 3,411,001 Class A shares and stock options over additional Class A shares with exercise prices between $4.83 and $11.77 per share.

Positive

  • None.

Negative

  • None.
Insider Ferraro Christopher C
Role President and CIO
Type Security Shares Price Value
Tax Withholding Class A Common Stock 3,891 $29.58 $115K
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Stock Options -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 858,292 shares (Direct, null); Stock Options — 81,319 shares (Direct, null); Class B Common Stock — 3,411,001 shares (Direct, null)
Footnotes (1)
  1. Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026. Includes 288,806 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date. This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date. This option is vested and exercisable until March 29, 2028 Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.
Tax-withheld shares 3,891 shares Class A shares withheld for taxes on June 1, 2026
RSUs vested 7,621 units Restricted share units vested on June 1, 2026
Class A shares after transaction 858,292 shares Direct Class A holdings following tax withholding
Unsettled RSUs 288,806 shares Shares to be delivered upon RSU settlement, subject to service
Class B underlying shares 3,411,001 shares Class B and LP units exchangeable 1:1 into Class A
Options at $4.83 1,000,000 shares Stock options, exercise price $4.83, expiring March 29, 2028
Options at $11.77 409,271 shares Stock options, exercise price $11.77, expiring March 31, 2030
Options at $9.63 81,319 shares Stock options, exercise price $9.63, expiring March 27, 2029
restricted share units ("RSUs") financial
"Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026."
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition","transaction_code_description": "Payment of exercise price or tax liability by delivering securities""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Class B common stock financial
"Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Stock Options financial
""security_title": "Stock Options","transaction_type": "holding""
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
vests over three years financial
"This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries"
redeemable or exchangeable financial
"such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock."
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ferraro Christopher C

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CIO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026F3,891(1)D$29.58858,292(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$9.63 (3)03/27/2029Class A Common Stock81,31981,319D
Stock Options$11.77 (4)03/31/2030Class A Common Stock409,271409,271D
Stock Options$4.83 (5)03/29/2028Class A Common Stock1,000,0001,000,000D
Class B Common Stock(6) (6) (6)Class A Common Stock3,411,0013,411,001D
Explanation of Responses:
1. Represents 3,891 shares of Class A common stock withheld for taxes upon the vesting of 7,621 restricted share units ("RSUs") on June 1, 2026.
2. Includes 288,806 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
3. This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
4. This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
5. This option is vested and exercisable until March 29, 2028
6. Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Christopher Ferraro06/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Galaxy Digital (GLXY) disclose about Christopher Ferraro’s latest Form 4?

Galaxy Digital reported equity compensation activity for President and CIO Christopher Ferraro. 7,621 RSUs vested and some Class A shares were withheld for taxes, while he retained a substantial direct and derivative position in the company’s stock.

How many Galaxy Digital (GLXY) shares were withheld for taxes in this filing?

The filing states that 3,891 shares of Class A common stock were withheld to satisfy tax obligations. This withholding occurred upon the vesting of 7,621 restricted share units for President and CIO Christopher Ferraro on June 1, 2026.

How many Galaxy Digital (GLXY) Class A shares does Christopher Ferraro hold after the transaction?

After the reported tax-withholding transaction, Christopher Ferraro directly holds 858,292 shares of Galaxy Digital Class A common stock. This total includes shares to be delivered later in settlement of restricted share units, subject to continued service and vesting conditions.

What RSU position does Christopher Ferraro have at Galaxy Digital (GLXY)?

The filing notes that Ferraro’s Class A holdings include 288,806 shares to be delivered upon settlement of restricted share units. These RSUs remain subject to continued service and vesting dates, meaning the underlying shares are not yet fully delivered to him.

What stock options does Christopher Ferraro hold in Galaxy Digital (GLXY)?

Ferraro holds stock options over Class A shares with different exercise prices and expirations. These include options over 1,000,000 shares at $4.83, 409,271 shares at $11.77, and 81,319 shares at $9.63, expiring between 2028 and 2030.

What is the significance of Galaxy Digital (GLXY) Class B common stock in this Form 4?

The filing shows Ferraro linked to 3,411,001 underlying Class A shares via Class B common stock and related LP units. Each LP unit is redeemable or exchangeable one-for-one into Class A shares, with each Class B share carrying one vote on stockholder matters.