STOCK TITAN

Galaxy Digital (GLXY) CAO exercises 12K options, sells 19K Class A shares

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. Chief Accounting Officer Rico Robert Daniel reported an exercise-and-sale transaction in Class A common stock. He exercised stock options to acquire 12,000 shares at an exercise price of $4.83 per share and sold 19,000 shares in open-market transactions at a weighted average price of $34.224 per share, with individual sale prices ranging from $34.19 to $34.27. After these transactions, he directly holds 44,934 shares of Class A common stock. Footnotes indicate an additional 11,797 shares are scheduled to be delivered upon vesting of restricted share units, and 710 stock options remain vested and exercisable until March 29, 2028.

Positive

  • None.

Negative

  • None.
Insider Rico Robert Daniel
Role Chief Accounting Officer
Sold 19,000 shs ($650K)
Type Security Shares Price Value
Exercise Stock Options 12,000 $0.00 --
Exercise Class A Common Stock 12,000 $4.83 $58K
Sale Class A Common Stock 19,000 $34.224 $650K
Holdings After Transaction: Stock Options — 710 shares (Direct, null); Class A Common Stock — 63,934 shares (Direct, null)
Footnotes (1)
  1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.27 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These options are vested and exercisable until March 29, 2028.
Shares sold 19,000 shares Class A common stock sold in open-market transactions
Sale price (weighted average) $34.224 per share Weighted average sale price; trades between $34.19 and $34.27
Options exercised 12,000 shares Class A common stock acquired via option exercise
Option exercise price $4.83 per share Strike price for exercised stock options
Shares held after transaction 44,934 shares Direct Class A common stock ownership post-transaction
Unvested RSU-related shares 11,797 shares Class A shares to be delivered upon RSU vesting
Remaining options 710 options Stock options vested and exercisable until March 29, 2028
restricted share units financial
"Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
weighted average price financial
"The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
stock options financial
"These options are vested and exercisable until March 29, 2028."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rico Robert Daniel

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M12,000A$4.8363,934(1)D
Class A Common Stock06/15/2026S19,000D$34.224(2)44,934(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$4.8306/15/2026M12,000 (3)03/29/2028Class A Common Stock12,000$0710D
Explanation of Responses:
1. Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted share units, subject to continued service through the applicable vesting date.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.27 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. These options are vested and exercisable until March 29, 2028.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Robert Daniel Rico06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Galaxy Digital (GLXY) report for Rico Robert Daniel?

Galaxy Digital’s Chief Accounting Officer Rico Robert Daniel exercised options for 12,000 Class A shares and sold 19,000 shares in open-market trades. These actions combined an option exercise with a net sale of existing holdings on the same date.

How many Galaxy Digital (GLXY) shares did the insider sell and at what price?

Rico Robert Daniel sold 19,000 Galaxy Digital Class A shares at a weighted average price of $34.224. Individual sale prices ranged between $34.19 and $34.27 per share, according to the disclosed pricing footnote.

What was the option exercise detail for Galaxy Digital (GLXY) stock?

The insider exercised stock options covering 12,000 Galaxy Digital Class A shares at an exercise price of $4.83 per share. These options were vested and exercisable, and the related derivative position decreased after the exercise.

How many Galaxy Digital (GLXY) shares does the insider hold after the transactions?

Following the reported trades, Rico Robert Daniel directly holds 44,934 shares of Galaxy Digital Class A common stock. This figure reflects his position after both the 12,000-share option exercise and the 19,000-share open-market sale.

Does the Galaxy Digital (GLXY) insider have additional shares coming from RSUs or options?

Yes. Footnotes state 11,797 Class A shares will be delivered upon vesting of restricted share units, subject to continued service. In addition, 710 stock options remain vested and exercisable until March 29, 2028.

Was the Galaxy Digital (GLXY) insider transaction a net buy or net sell?

Overall, the activity was a net sale. The insider exercised options for 12,000 shares but sold 19,000 shares, resulting in a net reduction of 7,000 shares in his directly held Class A common stock position.