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Galaxy Digital director-linked LLC buys 5,000 shares

Deason Capital LLC’s reported post-purchase holding was 76,000 shares; separate direct holdings include 31,348 shares tied to deferred share unit settlement.

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Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. director Douglas R. Deason reported that Deason Capital LLC purchased 5,000 Class A common shares on November 6, 2026, at $13.98 per share; the LLC’s reported resulting holding was 76,000 shares. Deason disclaimed beneficial ownership of securities held by the LLC except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported. Separately listed direct holdings include 31,348 shares to be delivered in settlement of deferred share unit awards, subject to continued service through the applicable vesting date; each unit represents one share.

Insider DEASON DOUGLAS R
Role Director
Bought 5,000 shs ($70K)
Type Security Shares Price Value
Purchase Class A Common Stock F1 5,000 $13.98 $70K
Holding Class A Common Stock F2, F3 -- -- --
Holdings After Transaction: Class A Common Stock — 76,000 shares (Indirect, Held by Deason Capital LLC); Class A Common Stock — 31,348 shares (Direct)
Footnotes (3)
  1. F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  2. F2. Includes 31,348 shares of Class A Common Stock to be delivered in settlement deferred share unit ("DSU") awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.
  3. F3. Each DSU represents the right to receive one share of the Company's Class A Common Stock.
Class A common shares purchased 5,000 shares November 6, 2026
Purchase price $13.98 per share November 6, 2026
Resulting LLC holding 76,000 shares Reported after the November 6, 2026 purchase
Shares for DSU settlement 31,348 shares Direct holdings listed on November 6, 2026; subject to continued service through the applicable vesting date
Shares represented by each DSU 1 share Each deferred share unit represents the right to receive one share of Class A common stock
deferred share unit financial
"deferred share unit ("DSU") awards"
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
vesting date financial
"subject to continued service through the applicable vesting date"

FAQ

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How many GLXY shares did Deason Capital LLC purchase?

Deason Capital LLC purchased 5,000 GLXY Class A common shares on November 6, 2026, at $13.98 per share. Its reported resulting holding was 76,000 shares. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DEASON DOUGLAS R

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock11/06/2026P5,000A$13.9876,000IHeld by Deason Capital LLC(1)
Class A Common Stock31,348(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
2. Includes 31,348 shares of Class A Common Stock to be delivered in settlement deferred share unit ("DSU") awards. The DSU awards, in each case, are subject to continued service through the applicable vesting date.
3. Each DSU represents the right to receive one share of the Company's Class A Common Stock.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Douglas R. Deason11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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