STOCK TITAN

Genie Energy (GNE) director receives restricted stock grant and updates holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Genie Energy Ltd. reported an insider equity transaction by a director dated 01/05/2026. The director received 2,920 shares of Class B common stock as a grant of restricted stock that vests in full immediately, at a stated price of $13.665 per share.

Following this grant, the director beneficially owns 29,773 Class B shares directly, consisting of 29,540 fully vested restricted shares and 233 other directly held shares. The director also holds Class B shares indirectly, including 17,500 shares through the Endodontic Associates Retirement Account and 3,000 shares held in accounts for children.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROSENTHAL ALAN B

(Last) (First) (Middle)
C/O GENIE ENERGY LTD.
520 BROAD STREET

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Genie Energy Ltd. [ GNE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock, par value $.01 per share 01/05/2026 A 2,920(1) A $13.665 29,773(2) D
Class B Common Stock, par value $.01 per share 17,500 I By Endodontic Associates Retirement Account
Class B Common Stock, par value $.01 per share 1,000 I By Self for Daughter
Class B Common Stock, par value $.01 per share 1,000 I By Self for Daughter
Class B Common Stock, par value $.01 per share 1,000 I By Self for Son
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Grant of Restricted Stock that vests in full immediately.
2. Consists of 29,540 fully vested shares of Restricted Stock and 233 shares held directly.
Joyce J. Mason, by Power of Attorney 01/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Genie Energy (GNE) disclose in this filing?

The filing discloses that a director of Genie Energy Ltd. received a grant of 2,920 shares of Class B common stock as restricted stock that vests in full immediately.

On what date did the Genie Energy (GNE) director receive the restricted stock grant?

The director’s restricted stock grant of Class B common stock was dated 01/05/2026.

At what price was the Genie Energy (GNE) restricted stock grant reported?

The 2,920 restricted shares of Class B common stock were reported at a price of $13.665 per share.

How many Genie Energy (GNE) shares does the director own directly after this transaction?

After the reported transaction, the director beneficially owns 29,773 Class B common shares directly, including 29,540 fully vested restricted shares and 233 other directly held shares.

What indirect Genie Energy (GNE) holdings does the director report?

The director reports indirect ownership of 17,500 Class B shares through the Endodontic Associates Retirement Account and a total of 3,000 Class B shares held in accounts for children (two accounts for a daughter and one for a son, each with 1,000 shares).

What is the director’s relationship to Genie Energy (GNE)?

The reporting person is identified as a Director of Genie Energy Ltd. on the form.

What type of security was involved in the Genie Energy (GNE) insider transaction?

The transaction involved Class B common stock of Genie Energy Ltd., with a par value of $0.01 per share, reported as a grant of restricted stock.

Genie Energy Ltd

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