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Genprex Inc SEC Filings

GNPX NASDAQ

Genprex, Inc. filings document regulatory disclosures for a Nasdaq-listed clinical-stage gene therapy company with common stock traded on The Nasdaq Capital Market under GNPX. The company’s 8-K reports record material-event disclosures on Reqorsa patent grants and patent-application actions, research agreements, investor presentations, preclinical and clinical data presentations, diabetes gene therapy updates, and Nasdaq listing-compliance matters.

Proxy materials provide governance and compensation disclosures, including director and executive compensation tables, pay-versus-performance information and annual meeting matters. The filing record also ties Genprex’s capital-market status to its common stock listing, minimum stockholders’ equity compliance, and Regulation FD treatment for furnished presentation materials and press-release exhibits.

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Genprex, Inc. (GNPX) filed its Q3 2025 10‑Q, reporting continued operating losses and active financing to fund clinical programs. The company posted a Q3 net loss of $3,799,240 on operating expenses of $3,345,913, improving from a net loss of $4,315,987 a year ago. For the nine months ended September 30, 2025, net loss was $12,438,742.

Liquidity: Cash and cash equivalents were $1,103,315 as of September 30, 2025. Year‑to‑date, the company used $11,212,938 in operating cash and raised $10,714,593 via equity (including $6,895,947 from the 2023 ATM and $3,818,631 from the 2025 ELOC). Management states current cash is sufficient into March 2026, yet also discloses substantial doubt about continuing as a going concern without further financing.

Capital structure: Shares outstanding were 1,004,247 as of September 30, 2025; a 1‑for‑50 reverse split was completed on October 21, 2025. An ELOC derivative liability of $243,000 was recorded. Pipeline: REQORSA programs Acclaim‑1 (NSCLC) and Acclaim‑3 (ES‑SCLC) are in Phase 2 expansion; both have FDA Fast Track, and Acclaim‑3 also holds Orphan Drug Designation. Interim analyses are planned in 2026.

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Genprex, Inc. filed a prospectus supplement for an at‑the‑market offering of up to $11,495,368 of common stock under its Sales Agreement with H.C. Wainwright & Co., to be sold from time to time.

The company updated its public float to $81.7 million as of November 7, 2025, calculated from 1,944,732 shares held by non‑affiliates at $42.00 (the October 15, 2025 closing price), and stated it is no longer subject to General Instruction I.B.6 sales limitations. Through the date hereof, it has sold 492,508 shares under the Sales Agreement pursuant to prior prospectuses. The supplement also reflects a 1‑for‑50 reverse stock split effective October 21, 2025. Genprex’s common stock trades on Nasdaq as “GNPX”; the last reported sale price on November 10, 2025 was $4.00 per share.

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Genprex (GNPX) reported an intellectual property update. The company announced that the European Patent Office communicated its intent to grant a patent covering the use of REQORSA Gene Therapy (quaratusugene ozeplasmid) with PD-1 antibodies for treating cancer.

If granted, this patent would build on existing protection for REQORSA in combination with PD-1 antibodies already granted in the U.S., Japan, Mexico, Russia, Australia, Chile, China, and Singapore. Genprex notes REQORSA is being developed alongside approved cancer drugs for lung cancer, with preclinical studies indicating complementarity with targeted therapies and immunotherapies.

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Genprex (GNPX) entered into a registered direct offering of 377,780 shares at $9.00 per share, alongside a concurrent private placement of warrants exercisable for up to 755,560 shares at an exercise price of $8.75. The transaction is expected to close on or about October 29, 2025, subject to customary conditions.

The company expects approximately $3.0 million in net proceeds from the share sale, excluding any warrant exercises. If the private warrants are fully exercised, Genprex would receive additional gross proceeds of about $6.6 million. Proceeds are earmarked for working capital and general corporate purposes.

Placement agent compensation includes a 7.0% cash fee and a 1.0% management fee, expense reimbursements, and 22,667 placement agent warrants at a $11.25 exercise price. Genprex agreed to a 5‑day issuance/filing standstill and a 1‑year prohibition on variable‑rate issuances, with exceptions for its ATM and equity line. The company will file an S‑1 for warrant share resale within 30 days and target effectiveness within 60 days (or 90 days if fully reviewed). A beneficial ownership cap limits exercises to 4.99%, adjustable up to 9.99%.

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Genprex, Inc. priced a primary offering of 377,780 shares of common stock at $9.00 per share, for gross proceeds of $3,400,020. After placement agent fees of $0.63 per share, the company expects proceeds before expenses of $3,162,018.60. Net proceeds are estimated at approximately $3.0 million, earmarked for working capital and general corporate purposes. Shares outstanding were 1,254,061 before the offering and are expected to be 1,631,841 immediately after.

In a concurrent private placement, purchasers will receive warrants to buy up to 755,560 shares at an exercise price of $8.75 per share; these warrants and their underlying shares are not registered here. Genprex will also issue placement agent warrants for up to 22,667 shares at $11.25 per share. The company recently effected a 1‑for‑50 reverse stock split (October 21, 2025) following a 1‑for‑40 split in 2024, and continues to work toward Nasdaq listing compliance. The common stock trades on Nasdaq under “GNPX”.

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Genprex, Inc. (GNPX) reported that its research collaborators presented positive preclinical data for Reqorsa Gene Therapy (quaratusugene ozeplasmid) in ALK-EML4 positive non-small cell lung cancer at the 2025 AACR-NCI-EORTC conference in Boston.

The study showed REQORSA can overexpress the tumor suppressor gene TUSC2 in ALK+ NSCLC cell lines and patient-derived organoids, inducing apoptosis, including in cells resistant to alectinib. Combining REQORSA with alectinib further increased apoptosis, and in a mouse xenograft model the combination improved survival versus control. The Company stated these results support a potential future clinical trial in ALK-positive lung cancer.

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Genprex, Inc. (GNPX) reported that its research collaborators presented positive preclinical data for Reqorsa Gene Therapy (quaratusugene ozeplasmid) in ALK-EML4 positive non-small cell lung cancer at the 2025 AACR-NCI-EORTC conference in Boston.

The study showed REQORSA can overexpress the tumor suppressor gene TUSC2 in ALK+ NSCLC cell lines and patient-derived organoids, inducing apoptosis, including in cells resistant to alectinib. Combining REQORSA with alectinib further increased apoptosis, and in a mouse xenograft model the combination improved survival versus control. The Company stated these results support a potential future clinical trial in ALK-positive lung cancer.

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Genprex, Inc. (GNPX) entered a financing on October 23, 2025. The company agreed to sell 243,622 registered shares at $11.21 per share in a registered direct offering and, in a concurrent private placement, issue warrants exercisable for up to 487,244 shares at an $11.00 exercise price.

Genprex expects approximately $2.3 million in net proceeds from the registered direct, excluding any warrant exercise proceeds. If the private warrants are exercised in full, the company would receive approximately $5.4 million in additional gross proceeds. The company plans to use proceeds for working capital and general corporate purposes.

Separately, Genprex noted Nasdaq listing matters. A one-for-fifty reverse stock split was implemented on October 21, 2025 to address the $1.00 minimum bid price requirement, which must be maintained for 10 consecutive business days. The Nasdaq Hearings Panel granted an exception through October 31, 2025, with potential discretion to extend to February 9, 2026.

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Genprex, Inc. is conducting a primary offering of 243,622 shares of common stock at $11.21 per share, for gross proceeds of $2,731,002.62. After placement agent fees and estimated offering expenses, the company expects net proceeds of approximately $2.3 million. The offering is being executed on a reasonable best‑efforts basis by H.C. Wainwright & Co.

In a concurrent private placement, purchasers will receive unregistered warrants to buy up to 487,244 shares at an $11.00 exercise price. Shares outstanding were 1,004,437 before the transaction and are expected to be 1,248,059 after the offering. Genprex recently effected 1‑for‑50 and 1‑for‑40 reverse stock splits and has an active Nasdaq compliance plan. The company plans to use proceeds for working capital and general corporate purposes.

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Genprex reported that its research collaborators will present positive preclinical data on REQORSA (quaratusugene ozeplasmid) for ALK-EML4 positive non-small cell lung cancer at the 2025 AACR-NCI-EORTC conference in Boston. The studies showed that REQORSA increased TUSC2 expression and activated apoptotic pathways across ALK+ cell lines and patient-derived organoids, including models with acquired resistance to the ALK inhibitor alectinib.

In a mouse model, alectinib alone shrank tumors by 60%, while REQORSA alone and the REQORSA–alectinib combination each shrank tumors by 79%. Researchers also observed slower tumor regrowth after combined treatment versus single agents and increased markers of apoptosis (including caspase 3/7 activity). The abstract concludes that these in vitro and in vivo findings support a potential clinical trial of REQORSA in ALK-EML4 positive NSCLC.

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Genprex reported that its research collaborators will present positive preclinical data on REQORSA (quaratusugene ozeplasmid) for ALK-EML4 positive non-small cell lung cancer at the 2025 AACR-NCI-EORTC conference in Boston. The studies showed that REQORSA increased TUSC2 expression and activated apoptotic pathways across ALK+ cell lines and patient-derived organoids, including models with acquired resistance to the ALK inhibitor alectinib.

In a mouse model, alectinib alone shrank tumors by 60%, while REQORSA alone and the REQORSA–alectinib combination each shrank tumors by 79%. Researchers also observed slower tumor regrowth after combined treatment versus single agents and increased markers of apoptosis (including caspase 3/7 activity). The abstract concludes that these in vitro and in vivo findings support a potential clinical trial of REQORSA in ALK-EML4 positive NSCLC.

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Genprex, Inc. (GNPX) effected a one-for-fifty reverse stock split of its common stock, effective at 12:01 a.m. on October 21, 2025. The action consolidates every 50 pre-split shares into 1 share.

After giving effect to the reverse split, the company reports 1,004,326 shares outstanding as of October 21, 2025, prior to any rounding of fractional shares. The filing lists no other corporate changes or transactions related to this event.

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FAQ

How many Genprex (GNPX) SEC filings are available on StockTitan?

StockTitan tracks 51 SEC filings for Genprex (GNPX), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Genprex (GNPX)?

The most recent SEC filing for Genprex (GNPX) was filed on November 14, 2025.