GNW files Rule 144 notice to sell 50,000 shares

GNW notified an intended sale of 50,000 shares of Common Stock under Rule 144 through Fidelity Brokerage Services LLC on 05/22/2026.

Rhea-AI Filing Summary

GNW notified an intended sale of 50,000 shares of Common Stock under Rule 144 through Fidelity Brokerage Services LLC on 05/22/2026. The notice lists an aggregate amount of $456,053.37 and references two prior restricted stock vesting events of 27,413 shares on 05/18/2024 and 22,587 shares on 05/23/2025.

Insights

Securities Compliance Counsel

Rule 144 notice documents an intended sale of restricted/vested common shares.

The filing lists 50,000 shares slated for sale through Fidelity Brokerage Services LLC and an aggregate dollar figure of $456,053.37. This is a regulatory notice to permit resale under Rule 144 subject to its conditions.

Key compliance items: confirm holding periods tied to the restricted stock vesting dates (05/18/2024 and 05/23/2025), ensure volume limitations and notice timing, and verify the CUSIP/identifier 383009256 match the issuer's share class.

Corporate Counsel (Securities)

Filing is a routine resale notice; material impact is typically limited.

The form lists methods and broker details (Fidelity Brokerage Services LLC, NYSE). The filing ties the securities to prior compensation vesting events, indicating these shares originated from awards rather than new issuance.

Monitor subsequent Form 4 or trade reports for completion; cash‑flow treatment and final sale timing are not specified in the excerpt.

Key Figures

Shares to be sold: 50,000 shares Aggregate amount: $456,053.37 CUSIP/identifier: 383009256 +3 more

6 metrics

Shares to be sold 50,000 shares listed on the Form 144 notice

Aggregate amount $456,053.37 aggregate dollar figure on the filing

CUSIP/identifier 383009256 identifier shown on notice

Vesting event 27,413 shares Restricted Stock Vesting on 05/18/2024

Vesting event 22,587 shares Restricted Stock Vesting on 05/23/2025

Broker Fidelity Brokerage Services LLC broker listed for sale execution

Key Terms

Restricted Stock Vesting, Rule 144, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 27413 | 05/18/2024"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"Securities To Be Sold (Form 144) notice context"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Fidelity Brokerage Services LLC other

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does GNW's Form 144 filing mean for shareholders?

It reports an intended resale of 50,000 shares under Rule 144 through Fidelity. The filing notifies regulators and market participants that vested restricted shares may be offered for sale, subject to Rule 144 conditions and applicable volume and holding‑period limits.

How many shares and what value did GNW disclose in the Form 144?

The filing lists 50,000 shares and an aggregate amount of $456,053.37. These figures reflect the quantity and gross dollar figure reported on the notice; actual sale proceeds and timing are not detailed in the excerpt.

Are the shares tied to compensation or vesting events for GNW?

Yes. The notice references restricted stock vesting of 27,413 shares on 05/18/2024 and 22,587 shares on 05/23/2025, indicating the shares originated from compensation awards that vested on those dates.

Who is handling the proposed sale in GNW's Form 144?

The filing names Fidelity Brokerage Services LLC as the broker and lists the venue as NYSE. This indicates the resale is planned through a registered broker‑dealer on the listed exchange, per the notice details provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 12:29 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001227758
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	GENWORTH FINANCIAL INC
SEC File Number	001-32195
Address of Issuer	11011 WEST BROAD STREET GLEN ALLEN VIRGINIA 23060
Phone	804-281-6000
Name of Person for Whose Account the Securities are To Be Sold	RESTREPO ROBERT P JR
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	50000	456053.37	383009256	05/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/18/2024	Restricted Stock Vesting	Issuer			27413	05/18/2024	Compensation
Common	05/23/2025	Restricted Stock Vesting	Issuer			22587	05/23/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/22/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Restrepo
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)