Genworth (NYSE: GNW) director receives 32,100 RSUs as board retainer pay

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Genworth Financial director Elaine A. Sarsynski received a grant of 32,100 restricted stock units (RSUs) as payment for a portion of her annual board retainer. The RSUs were sized using a twenty-day average Genworth common stock price of $9.0345 per share.

The RSUs vest on the one-year anniversary of the grant date and then convert into shares of common stock, unless she elected to defer receipt until leaving the board or a future specified year. After this award, she directly holds a total of 164,999.154 shares reported as common stock-related holdings.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Sarsynski Elaine A

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	32,100	$9.0345	$290K

Holdings After Transaction: Common Stock — 164,999.154 shares (Direct, null)

Footnotes (1)

Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year). Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSUs granted: 32,100 units Reference price: $9.0345 per share Shares after transaction: 164,999.154 shares

3 metrics

RSUs granted 32,100 units Grant of restricted stock units as part of annual retainer

Reference price $9.0345 per share Twenty-day average trading price used to size RSU award

Shares after transaction 164,999.154 shares Total Genworth common stock-related holdings after RSU grant

Key Terms

restricted stock units (RSUs), annual retainer fee, twenty-day average trading price

3 terms

restricted stock units (RSUs) financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

annual retainer fee financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

twenty-day average trading price financial

"Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted."

Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 05:03 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sarsynski Elaine A

(Last)

(First)

(Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN

VIRGINIA

23060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/20/2026		A		32,100⁽¹⁾	A	$9.0345⁽²⁾	164,999.154	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Genworth (GNW) director Elaine A. Sarsynski receive in this Form 4 filing?

Elaine A. Sarsynski received 32,100 restricted stock units (RSUs) as part of her annual retainer fee for serving as a Genworth director. These RSUs are a form of equity compensation that will convert into common shares once they vest or at a deferred time she elected.

At what price were the Genworth (GNW) RSUs for Elaine Sarsynski determined?

The number of RSUs granted to Elaine Sarsynski was calculated using a twenty-day average Genworth common stock trading price of $9.0345 per share. This reference price is used only to size the award, not as a cash transaction or open-market purchase price.

When do Elaine Sarsynski’s Genworth (GNW) RSUs vest and convert to shares?

Elaine Sarsynski’s RSUs vest on the one-year anniversary of the grant date and then convert into shares of Genworth common stock. She could alternatively elect to defer the receipt of these shares until her board service ends or a future specified year.

How many Genworth (GNW) shares does Elaine Sarsynski hold after this RSU grant?

Following this RSU-related award, Elaine Sarsynski is reported as directly holding 164,999.154 shares tied to Genworth common stock. This total reflects her position after the 32,100 RSU grant disclosed in the Form 4 insider transaction report.

Is Elaine Sarsynski’s Genworth (GNW) Form 4 transaction an open-market stock purchase?

No, the Form 4 shows a grant of 32,100 RSUs as director compensation, not an open-market stock purchase. The award is based on a $9.0345 twenty-day average price and vests over one year before converting into common shares or deferring if she elected.