Genworth director awarded 31,547 RSUs

GENWORTH FINANCIAL INC director Melina E. Higgins received an equity grant as part of her board compensation.

Rhea-AI Filing Summary

GENWORTH FINANCIAL INC director Melina E. Higgins received an equity grant as part of her board compensation. She was awarded 31,547 restricted stock units of Common Stock at a reference price of $9.0345 per share, based on the twenty-day average trading price.

The RSUs were granted in payment of a portion of her annual retainer fee. They vest on the one-year anniversary of the grant date and then convert into shares of Common Stock, unless she has elected to defer receipt until leaving the board or a future specified year. After this grant, her direct holdings total 163,728.537 shares of Common Stock.

Insider Trade Summary

Grant/Award: 31,547 shares

Grant/Award 1 txn

Insider HIGGINS MELINA E

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	31,547	$9.0345	$285K

Holdings After Transaction: Common Stock — 163,728.537 shares (Direct)

Footnotes (2)

1. F1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).
2. F2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Key Figures

RSUs granted: 31,547 units Reference price: $9.0345 per share Shares after transaction: 163,728.537 shares +1 more

4 metrics

RSUs granted 31,547 units Restricted stock units awarded as part of annual retainer fee

Reference price $9.0345 per share Twenty-day average trading price used to size RSU grant

Shares after transaction 163,728.537 shares Director’s direct common stock holdings following RSU grant

Vesting period One year RSUs vest on the one-year anniversary of the grant date

Key Terms

restricted stock units, annual retainer fee, twenty-day average trading price, deferral election

4 terms

restricted stock units financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

annual retainer fee financial

"Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee."

twenty-day average trading price financial

"Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted."

deferral election financial

"unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Genworth Financial (GNW) director Melina E. Higgins report on this Form 4?

Melina E. Higgins reported receiving 31,547 restricted stock units of Genworth Financial common stock. The award represents a portion of her annual retainer fee as a director and increases her direct holdings to 163,728.537 shares after the grant.

Is the Genworth (GNW) Form 4 transaction a market purchase or sale of shares?

No, the Form 4 reports a grant of 31,547 restricted stock units as director compensation, not an open-market trade. The RSUs convert into common shares upon vesting or later, depending on any deferral election by the director.

When do the 31,547 Genworth (GNW) restricted stock units granted to the director vest?

The 31,547 restricted stock units vest on the one-year anniversary of the grant date. Once vested, they convert into shares of Genworth common stock unless the director elected to defer receipt until service termination or a specified future year.

How was the size of the Genworth (GNW) RSU grant to the director determined?

The number of restricted stock units granted was calculated using a twenty-day average trading price of $9.0345 per share. This average price was applied to the portion of the director’s annual retainer fee paid in equity.

What is Melina E. Higgins’s Genworth (GNW) share ownership after this RSU grant?

Following the grant, Melina E. Higgins directly holds 163,728.537 shares of Genworth Financial common stock. This figure reflects her position after adding the 31,547 restricted stock units reported in the current Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 05:03 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HIGGINS MELINA E

(Last) (First) (Middle)

C/O GENWORTH FINANCIAL, INC.

11011 WEST BROAD STREET

(Street)

GLEN ALLEN VIRGINIA 23060

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENWORTH FINANCIAL INC [ GNW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		A		31,547(1)	A	$9.0345(2)	163,728.537	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects award of restricted stock units (RSUs) in payment of a portion of the reporting person's annual retainer fee. The RSUs vest on the one-year anniversary of the grant date, and convert to shares of Common Stock upon vesting (unless the reporting person elected to defer receipt of the shares until termination of service as a director or to a future specified year).

2. Reflects the twenty-day average trading price per share of Common Stock, which was used to determine the number of RSUs granted.

Remarks:

	/s/ Jasmine E. Taylor, by power of attorney	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)